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BAGSHAW SETH H

Disclosed activity across 1 company

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93927
SEC CIK
0001192439

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MKS INCMKSI · Entity 110EVP, CFO & TreasurerFebruary 22, 2024February 26, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MKS INC

Report date February 22, 2024 · Filed February 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0.788 Ending reported balance After 2024-02-22 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-02-22 · Sale · Disposed 20,253 · Balance 12,612.788

F1: This transaction was executed in multiple trades at prices ranging from $122.250 to $123.200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Row 2 · 2024-02-22 · Sale · Disposed 11,612 · Balance 1,000.788

F2: This transaction was executed in multiple trades at prices ranging from $123.360 to $124.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2024-02-22 · Sale · Disposed 1,000 · Balance 0.788

F3: This transaction was executed in multiple trades at prices ranging from $124.450 to $124.640. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $122.250 to $123.200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $123.360 to $124.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $124.450 to $124.640. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2024 Filed Feb 26, 2024 16:51 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 1,000 $124.56 $124,559.50
Disclosure

SEC source: 0001127602-24-006799 · form4.xml · nonDerivative · entry 3

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0.788

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.450 to $124.640. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 16:51 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 11,612 $124.02 $1,440,120.24
Disclosure

SEC source: 0001127602-24-006799 · form4.xml · nonDerivative · entry 2

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000.788

F2 · price: This transaction was executed in multiple trades at prices ranging from $123.360 to $124.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 16:51 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 20,253 $122.79 $2,486,948.91
Disclosure

SEC source: 0001127602-24-006799 · form4.xml · nonDerivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,612.788

F1 · price: This transaction was executed in multiple trades at prices ranging from $122.250 to $123.200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 2,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · derivative · entry 13

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,670.843

Underlying: Common Stock · 2,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 6,791 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · derivative · entry 12

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,432.843

Underlying: Common Stock · 6,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 2,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · derivative · entry 11

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,223.843

Underlying: Common Stock · 2,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 4,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · derivative · entry 10

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,653.843

Underlying: Common Stock · 4,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,525.164 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · derivative · entry 9

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,782.843

Underlying: Common Stock · 1,525.164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 3,728.956 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · derivative · entry 8

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,308.007

Underlying: Common Stock · 3,728.956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 9,173 $122.15 $1,120,481.95
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 7

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,865.788

F2 · kind: These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 6

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,038.788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 6,791 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 5

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,276.788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 4

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,485.788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 4,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 3

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,055.788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,525.164 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 2

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,926.788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:02 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 3,728.956 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,401.624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 19:43 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 20,374.788 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-003527 · form4.xml · derivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,036.963

Underlying: Common Stock · 20,374.788 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:40 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-028822 · form4.xml · derivative · entry 5

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,662.175

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: Portion of 2023 RSU Award accelerated to satisfy FICA taxes.

F4 · derivative.expiration_date: Portion of 2023 RSU Award accelerated to satisfy FICA taxes.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:40 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 349 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-028822 · form4.xml · derivative · entry 4

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,012.175

Underlying: Common Stock · 349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: Portion of 2022 RSU Award accelerated to satisfy FICA taxes.

F3 · derivative.expiration_date: Portion of 2022 RSU Award accelerated to satisfy FICA taxes.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:40 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 699 $84.19 $58,848.81
Disclosure

SEC source: 0001127602-23-028822 · form4.xml · nonDerivative · entry 3

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,672.668

F2 · kind: Shares used to satisfy FICA taxes.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:40 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-028822 · form4.xml · nonDerivative · entry 2

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,371.668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 19:40 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 349 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-028822 · form4.xml · nonDerivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,021.668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 17:03 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 7,073 $97.66 $690,769.69
Disclosure

SEC source: 0001127602-23-023836 · form4.xml · nonDerivative · entry 2

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,546.596

F2 · price: This transaction was executed in multiple trades at prices ranging from $97.50 to $97.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 17:03 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 17,927 $97.16 $1,741,814.21
Disclosure

SEC source: 0001127602-23-023836 · form4.xml · nonDerivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,619.596

F1 · price: This transaction was executed in multiple trades at prices ranging from $96.50 to $97.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 2,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · derivative · entry 14

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,361.175

Underlying: Common Stock · 2,431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 4,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · derivative · entry 13

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,792.175

Underlying: Common Stock · 4,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · derivative · entry 12

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,095.175

Underlying: Common Stock · 1,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 3,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · derivative · entry 11

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,620.175

Underlying: Common Stock · 3,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 2,179.984 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · derivative · entry 10

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,349.175

Underlying: Common Stock · 2,179.984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 3,836.893 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · derivative · entry 9

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,529.159

Underlying: Common Stock · 3,836.893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 8,637.451 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · derivative · entry 8

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,366.052

Underlying: Common Stock · 8,637.451 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 6,976 $100.29 $699,623.04
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 7

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,396.5

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 6

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,372.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 4,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 5

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,941.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 4

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,638.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 3,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 3

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,113.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,179.984 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 2

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,384.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:55 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 3,836.893 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,204.516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 08, 2023 Filed Feb 9, 2023 20:33 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 12,911.585 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004170 · form4.xml · derivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,728.601

Underlying: Common Stock · 12,911.585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 23:43 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 308 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-026936 · form4.xml · derivative · entry 5

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,817.016

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: Portion of 2022 RSU Award accelerated to satisfy FICA taxes.

F4 · derivative.expiration_date: Portion of 2022 RSU Award accelerated to satisfy FICA taxes.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 23:43 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 315 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-026936 · form4.xml · derivative · entry 4

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,125.016

Underlying: Common Stock · 315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: Portion of 2021 RSU Award accelerated to satisfy FICA taxes.

F3 · derivative.expiration_date: Portion of 2021 RSU Award accelerated to satisfy FICA taxes.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 23:43 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 623 $83.86 $52,244.78
Disclosure

SEC source: 0001127602-22-026936 · form4.xml · nonDerivative · entry 3

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,367.623

F2 · kind: Shares used to satisfy FICA taxes.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 23:43 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 308 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-026936 · form4.xml · nonDerivative · entry 2

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,990.623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 23:43 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 315 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-026936 · form4.xml · nonDerivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,682.623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:44 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 4,358.058 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-024521 · form4.xml · derivative · entry 3

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,440.016

Underlying: Common Stock · 4,358.058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant, October 28, 2019.

F3 · derivative.expiration_date: These RSUs vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant, October 28, 2019.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:44 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 1,933 $84.58 $163,493.14
Disclosure

SEC source: 0001127602-22-024521 · form4.xml · nonDerivative · entry 2

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,290.938

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:44 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 4,358.058 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-024521 · form4.xml · nonDerivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,223.938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
April 29, 2022 Filed May 2, 2022 20:18 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 7,600.018 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-012834 · form4.xml · derivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,798.074

Underlying: Common Stock · 7,600.018 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:36 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005304 · form4.xml · derivative · entry 13

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,198.056

Underlying: Common Stock · 1,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:36 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 3,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005304 · form4.xml · derivative · entry 12

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,723.056

Underlying: Common Stock · 3,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.