Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MKS INCMKSI · Entity 110 | EVP, CFO & Treasurer | February 22, 2024 | February 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MKS INC
Report date February 22, 2024 · Filed February 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0.788 |
Ending reported balance
After 2024-02-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-02-22 · Sale · Disposed 20,253 · Balance 12,612.788 F1: This transaction was executed in multiple trades at prices ranging from $122.250 to $123.200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2024-02-22 · Sale · Disposed 11,612 · Balance 1,000.788 F2: This transaction was executed in multiple trades at prices ranging from $123.360 to $124.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2024-02-22 · Sale · Disposed 1,000 · Balance 0.788 F3: This transaction was executed in multiple trades at prices ranging from $124.450 to $124.640. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $122.250 to $123.200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $123.360 to $124.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $124.450 to $124.640. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2024 Filed Feb 26, 2024 16:51 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 1,000 | $124.56 | $124,559.50 |
DisclosureSEC source: 0001127602-24-006799 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0.788 F3 · price: This transaction was executed in multiple trades at prices ranging from $124.450 to $124.640. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 16:51 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 11,612 | $124.02 | $1,440,120.24 |
DisclosureSEC source: 0001127602-24-006799 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000.788 F2 · price: This transaction was executed in multiple trades at prices ranging from $123.360 to $124.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 16:51 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 20,253 | $122.79 | $2,486,948.91 |
DisclosureSEC source: 0001127602-24-006799 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,612.788 F1 · price: This transaction was executed in multiple trades at prices ranging from $122.250 to $123.200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · derivative · entry 13 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,670.843 Underlying: Common Stock · 2,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 6,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · derivative · entry 12 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,432.843 Underlying: Common Stock · 6,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · derivative · entry 11 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,223.843 Underlying: Common Stock · 2,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 4,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · derivative · entry 10 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,653.843 Underlying: Common Stock · 4,129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F5 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,525.164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · derivative · entry 9 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,782.843 Underlying: Common Stock · 1,525.164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,728.956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · derivative · entry 8 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,308.007 Underlying: Common Stock · 3,728.956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 9,173 | $122.15 | $1,120,481.95 |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 7 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,865.788 F2 · kind: These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 6 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,038.788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 6,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 5 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,276.788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 4 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,485.788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 4,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,055.788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,525.164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,926.788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:02 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,728.956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005321 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,401.624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 19:43 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 20,374.788 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-003527 · form4.xml · derivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,036.963 Underlying: Common Stock · 20,374.788 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F2 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F2 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:40 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-028822 · form4.xml · derivative · entry 5 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,662.175 Underlying: Common Stock · 350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: Portion of 2023 RSU Award accelerated to satisfy FICA taxes. F4 · derivative.expiration_date: Portion of 2023 RSU Award accelerated to satisfy FICA taxes. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:40 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-028822 · form4.xml · derivative · entry 4 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,012.175 Underlying: Common Stock · 349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: Portion of 2022 RSU Award accelerated to satisfy FICA taxes. F3 · derivative.expiration_date: Portion of 2022 RSU Award accelerated to satisfy FICA taxes. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:40 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 699 | $84.19 | $58,848.81 |
DisclosureSEC source: 0001127602-23-028822 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,672.668 F2 · kind: Shares used to satisfy FICA taxes. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:40 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-028822 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,371.668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:40 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-028822 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,021.668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 17:03 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 7,073 | $97.66 | $690,769.69 |
DisclosureSEC source: 0001127602-23-023836 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,546.596 F2 · price: This transaction was executed in multiple trades at prices ranging from $97.50 to $97.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 17:03 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 17,927 | $97.16 | $1,741,814.21 |
DisclosureSEC source: 0001127602-23-023836 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,619.596 F1 · price: This transaction was executed in multiple trades at prices ranging from $96.50 to $97.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · derivative · entry 14 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,361.175 Underlying: Common Stock · 2,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 4,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · derivative · entry 13 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,792.175 Underlying: Common Stock · 4,303 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · derivative · entry 12 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,095.175 Underlying: Common Stock · 1,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · derivative · entry 11 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,620.175 Underlying: Common Stock · 3,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,179.984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · derivative · entry 10 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,349.175 Underlying: Common Stock · 2,179.984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,836.893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · derivative · entry 9 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,529.159 Underlying: Common Stock · 3,836.893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 8,637.451 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · derivative · entry 8 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,366.052 Underlying: Common Stock · 8,637.451 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 6,976 | $100.29 | $699,623.04 |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 7 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,396.5 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 6 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,372.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 4,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 5 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,941.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 4 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,638.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,113.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,179.984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,384.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 19:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,836.893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005504 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,204.516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 20:33 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 12,911.585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-004170 · form4.xml · derivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,728.601 Underlying: Common Stock · 12,911.585 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F2 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F2 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:43 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-026936 · form4.xml · derivative · entry 5 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,817.016 Underlying: Common Stock · 308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: Portion of 2022 RSU Award accelerated to satisfy FICA taxes. F4 · derivative.expiration_date: Portion of 2022 RSU Award accelerated to satisfy FICA taxes. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:43 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-026936 · form4.xml · derivative · entry 4 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,125.016 Underlying: Common Stock · 315 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: Portion of 2021 RSU Award accelerated to satisfy FICA taxes. F3 · derivative.expiration_date: Portion of 2021 RSU Award accelerated to satisfy FICA taxes. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:43 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 623 | $83.86 | $52,244.78 |
DisclosureSEC source: 0001127602-22-026936 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,367.623 F2 · kind: Shares used to satisfy FICA taxes. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:43 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-026936 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,990.623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:43 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-026936 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,682.623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 20:44 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 4,358.058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-024521 · form4.xml · derivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,440.016 Underlying: Common Stock · 4,358.058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant, October 28, 2019. F3 · derivative.expiration_date: These RSUs vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant, October 28, 2019. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 20:44 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 1,933 | $84.58 | $163,493.14 |
DisclosureSEC source: 0001127602-22-024521 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,290.938 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 20:44 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 4,358.058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-024521 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,223.938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| April 29, 2022 Filed May 2, 2022 20:18 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 7,600.018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-012834 · form4.xml · derivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,798.074 Underlying: Common Stock · 7,600.018 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F2 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F2 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:36 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005304 · form4.xml · derivative · entry 13 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,198.056 Underlying: Common Stock · 1,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:36 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005304 · form4.xml · derivative · entry 12 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,723.056 Underlying: Common Stock · 3,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.