Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MKS INCMKSI · Entity 110 | Sr. VP, Global Sales | February 15, 2019 | February 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MKS INC
Report date February 15, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,863.599 |
Ending reported balance
After 2019-02-15 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2019-02-15 · Exercise / conversion · Acquired 2,609.339 · Balance 2,718.129 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 2 · 2019-02-15 · Exercise / conversion · Acquired 2,007.47 · Balance 4,725.599 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 3 · 2019-02-15 · Exercise / conversion · Acquired 1,787 · Balance 6,512.599 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 4 · 2019-02-15 · Exercise / conversion · Acquired 1,477 · Balance 7,989.599 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 5 · 2019-02-15 · Exercise / conversion · Acquired 1,071 · Balance 9,060.599 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 6 · 2019-02-15 · Exercise / conversion · Acquired 1,050 · Balance 10,110.599 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 7 · 2019-02-15 · Tax withholding · Disposed 3,247 · Balance 6,863.599 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,788.213 |
Reported balance
After 2019-02-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-02-15 · Exercise / conversion · Disposed 2,609.339 · Balance 6,788.213 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,104.63 |
Reported balance
After 2019-02-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-02-15 · Exercise / conversion · Disposed 2,007.47 · Balance 6,104.63 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 5,001.213 |
Reported balance
After 2019-02-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-02-15 · Exercise / conversion · Disposed 1,787 · Balance 5,001.213 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,627.63 |
Reported balance
After 2019-02-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-02-15 · Exercise / conversion · Disposed 1,477 · Balance 4,627.63 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,930.213 |
Reported balance
After 2019-02-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-02-15 · Exercise / conversion · Disposed 1,071 · Balance 3,930.213 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,577.63 |
Reported balance
After 2019-02-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-02-15 · Exercise / conversion · Disposed 1,050 · Balance 3,577.63 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F4: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day
F5: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F6: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F7: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F8: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · derivative · entry 13 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577.63 Underlying: Common Stock · 1,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · derivative · entry 12 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,930.213 Underlying: Common Stock · 1,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · derivative · entry 11 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,627.63 Underlying: Common Stock · 1,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · derivative · entry 10 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,001.213 Underlying: Common Stock · 1,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F5 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,007.47 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · derivative · entry 9 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,104.63 Underlying: Common Stock · 2,007.47 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,609.339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · derivative · entry 8 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,788.213 Underlying: Common Stock · 2,609.339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 3,247 | $84.70 | $275,020.90 |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · nonDerivative · entry 7 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,863.599 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · nonDerivative · entry 6 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,110.599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · nonDerivative · entry 5 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,060.599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · nonDerivative · entry 4 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,989.599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · nonDerivative · entry 3 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,512.599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,007.47 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · nonDerivative · entry 2 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,725.599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:14 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,609.339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006967 · form4.xml · nonDerivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,718.129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 20:40 UTC | MKS INC MKSI · Entity 110 | OtherRestricted Stock Unit · Derivative | 1,512.151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-003043 · form4.xml · derivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,397.552 Underlying: Common Stock · 1,512.151 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F2 · kind: This transaction reflects the forfeiture of RSUs due to performance criteria. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 21:23 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 133 | $117.77 | $15,663.14 |
DisclosureSEC source: 0001127602-18-020352 · form4.xml · nonDerivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Adjusted to zero to reflect cash payment of a fractional share. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 18:48 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 9,831 | $114.94 | $1,129,975.14 |
DisclosureSEC source: 0001127602-18-007695 · form4.xml · nonDerivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.065 F1 · price: This transaction was executed in multiple trades at prices ranging from $114.85 to $115.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · derivative · entry 15 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,961.785 Underlying: Common Stock · 1,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F10 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F10 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · derivative · entry 14 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,184.23 Underlying: Common Stock · 1,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F9 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F9 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · derivative · entry 13 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,438.785 Underlying: Common Stock · 2,007 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,608.635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · derivative · entry 12 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,971.23 Underlying: Common Stock · 2,608.635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,419.319 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · derivative · entry 11 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,445.785 Underlying: Common Stock · 1,419.319 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,745.043 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · derivative · entry 10 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,579.865 Underlying: Common Stock · 1,745.043 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day F5 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 3,150.315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · derivative · entry 9 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,112.1 Underlying: Common Stock · 3,150.315 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 4,725.473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · derivative · entry 8 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,909.703 Underlying: Common Stock · 4,725.473 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 3,595 | $111.10 | $399,404.50 |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · nonDerivative · entry 7 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,832.065 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · nonDerivative · entry 6 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,427.065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · nonDerivative · entry 5 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,950.065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · nonDerivative · entry 4 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,163.065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,608.635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · nonDerivative · entry 3 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,156.065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,419.319 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · nonDerivative · entry 2 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,547.43 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:59 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,745.043 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006774 · form4.xml · nonDerivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,128.111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 18:00 UTC | MKS INC MKSI · Entity 110 | OtherRestricted Stock Unit · Derivative | 1,285.081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-005396 · form4.xml · derivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,324.908 Underlying: Common Stock · 1,285.081 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F2 · kind: This transaction reflects the forfeiture of RSUs due to performance criteria. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,964.895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-017940 · form4.xml · derivative · entry 3 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,609.989 Underlying: Common Stock · 2,964.895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs originally were scheduled to vest in two equal installments based on the Company's achievement of certain performance criteria for the period ending June 30, 2017 and June 30, 2018. On May 10, 2017, the Compensation Committee accelerated in full the vesting of these RSUs to May 11, 2017 as a result of the Company's 100% achievement of the performance criteria. F3 · derivative.expiration_date: These RSUs originally were scheduled to vest in two equal installments based on the Company's achievement of certain performance criteria for the period ending June 30, 2017 and June 30, 2018. On May 10, 2017, the Compensation Committee accelerated in full the vesting of these RSUs to May 11, 2017 as a result of the Company's 100% achievement of the performance criteria. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:53 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 963 | $80.50 | $77,521.50 |
DisclosureSEC source: 0001127602-17-017940 · form4.xml · nonDerivative · entry 2 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,002.132 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,964.895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-017940 · form4.xml · nonDerivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,965.132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 17:17 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 12,066 | $67.09 | $809,544.14 |
DisclosureSEC source: 0001127602-17-011743 · form4.xml · nonDerivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.237 F1 · price: This transaction was executed in multiple trades at prices ranging from $66.90 to $67.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,006 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · derivative · entry 11 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,865.104 Underlying: Common Stock · 2,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,608.635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · derivative · entry 10 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,574.884 Underlying: Common Stock · 2,608.635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · derivative · entry 9 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,871.104 Underlying: Common Stock · 1,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · derivative · entry 8 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,183.519 Underlying: Common Stock · 1,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F5 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 4,431.315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · derivative · entry 7 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,289.104 Underlying: Common Stock · 4,431.315 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 6,646.972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · derivative · entry 6 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,928.519 Underlying: Common Stock · 6,646.972 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 2,526 | $67.70 | $171,010.20 |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · nonDerivative · entry 5 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,066.237 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,006 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · nonDerivative · entry 4 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,592.237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,608.635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · nonDerivative · entry 3 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,586.237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,418 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · nonDerivative · entry 2 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,977.602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:50 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006636 · form4.xml · nonDerivative · entry 1 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,559.602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:23 UTC | MKS INC MKSI · Entity 110 | OtherRestricted Stock Unit · Derivative | 1,204.095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006135 · form4.xml · derivative · entry 6 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,281.547 Underlying: Common Stock · 1,204.095 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · kind: This transaction reflects the forfeiture of RSUs due to performance criteria. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:23 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,148.526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006135 · form4.xml · derivative · entry 5 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,857.789 Underlying: Common Stock · 1,148.526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: The RSUs vest in equal annual installments over three years from the respective original grant date. F4 · derivative.expiration_date: The RSUs vest in equal annual installments over three years from the respective original grant date. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:23 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,722.289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006135 · form4.xml · derivative · entry 4 Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,485.642 Underlying: Common Stock · 1,722.289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vest in equal annual installments over three years. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vest in equal annual installments over three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.