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person · Reporting owner

COLELLA GERALD G

Disclosed activity across 3 companies

Tapewire entity
21810
SEC CIK
0001256715

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COLUMBUS MCKINNON CORPCMCO · Entity 5477DirectorAugust 17, 2026August 19, 2026
GCP Applied Technologies Inc.GCP · Entity 123481DirectorMay 01, 2019May 02, 2019
MKS INCMKSI · Entity 110DirectorMay 27, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COLUMBUS MCKINNON CORP

Report date August 17, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,936 Reported balance After 2026-08-17 transaction · row 1
1 source row

Row 1 · 2026-08-17 · Grant · Acquired 7,590 · Balance 26,936

F1: Represents shares granted to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.

Common StockSEC Table I · non-derivativeIndirectBy Trust5,500 Reported balance Holding disclosure · report date 2026-08-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,500

F2: Represents shares held by The Gerald G. Colella 2019 Trust, over which the Reporting Person has voting and investment power.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares granted to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.

F2: Represents shares held by The Gerald G. Colella 2019 Trust, over which the Reporting Person has voting and investment power.

GCP Applied Technologies Inc.

Report date May 01, 2019 · Filed May 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,455 Reported balance After 2019-05-01 transaction · row 1
1 source row

Row 1 · 2019-05-01 · Grant · Acquired 3,917 · Balance 10,455

F1: Issued pursuant to the GCP non-employee director compensation program in partial payment of the 2019 retainer.

Filing footnotes · ownership attribution and instrument terms

F1: Issued pursuant to the GCP non-employee director compensation program in partial payment of the 2019 retainer.

MKS INC

Report date May 27, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust39,553 Reported balance After 2026-05-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-27 · Sale · Disposed 464 · Balance 39,553

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F2: This transaction was executed in multiple trades at prices ranging from $329.90 to $330.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust31,343 Reported balance After 2026-05-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-05-27 · Sale · Disposed 8,210 · Balance 31,343

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F3: This transaction was executed in multiple trades at prices ranging from $330.95 to $331.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust26,467 Reported balance After 2026-05-27 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-05-27 · Sale · Disposed 4,876 · Balance 26,467

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F4: This transaction was executed in multiple trades at prices ranging from $331.98 to $332.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust24,656 Reported balance After 2026-05-27 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-05-27 · Sale · Disposed 1,811 · Balance 24,656

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F5: This transaction was executed in multiple trades at prices ranging from $334.60 to $335.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust23,030 Reported balance After 2026-05-27 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-05-27 · Sale · Disposed 1,626 · Balance 23,030

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F6: his transaction was executed in multiple trades at prices ranging from $335.82 to $336.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust22,817 Reported balance After 2026-05-27 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2026-05-27 · Sale · Disposed 213 · Balance 22,817

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F7: This transaction was executed in multiple trades at prices ranging from $337.00 to $337.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Gerald G. Colella 2019 Trust20,017 Reported balance After 2026-05-27 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2026-05-27 · Sale · Disposed 2,800 · Balance 20,017

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

Common StockSEC Table I · non-derivativeDirect8,998.886 Reported balance Holding disclosure · report date 2026-05-27 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 8,998.886

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F2: This transaction was executed in multiple trades at prices ranging from $329.90 to $330.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $330.95 to $331.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $331.98 to $332.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $334.60 to $335.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F6: his transaction was executed in multiple trades at prices ranging from $335.82 to $336.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $337.00 to $337.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2026 Filed Aug 19, 2026 22:24 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 7,590 $19.11 $145,006.95
Disclosure

SEC source: 0001628280-26-058063 · wk-form4_1787178285.xml · nonDerivative · entry 1

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,936

F1 · shares: Represents shares granted to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 4, 2024, and further amended effective August 14, 2026.

Read SEC document
May 27, 2026 Filed May 28, 2026 18:04 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 2,800 $338.58 $948,024.00
Disclosure

SEC source: 0001049502-26-000094 · form4.xml · nonDerivative · entry 7

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By The Gerald G. Colella 2019 Trust

Disclosed balance after: 20,017

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

Read SEC document
May 27, 2026 Filed May 28, 2026 18:04 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 213 $337.05 $71,791.76
Disclosure

SEC source: 0001049502-26-000094 · form4.xml · nonDerivative · entry 6

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By The Gerald G. Colella 2019 Trust

Disclosed balance after: 22,817

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F7 · price: This transaction was executed in multiple trades at prices ranging from $337.00 to $337.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2026 Filed May 28, 2026 18:04 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 1,626 $336.54 $547,218.76
Disclosure

SEC source: 0001049502-26-000094 · form4.xml · nonDerivative · entry 5

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By The Gerald G. Colella 2019 Trust

Disclosed balance after: 23,030

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F6 · price: his transaction was executed in multiple trades at prices ranging from $335.82 to $336.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2026 Filed May 28, 2026 18:04 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 1,811 $335.46 $607,514.44
Disclosure

SEC source: 0001049502-26-000094 · form4.xml · nonDerivative · entry 4

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By The Gerald G. Colella 2019 Trust

Disclosed balance after: 24,656

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F5 · price: This transaction was executed in multiple trades at prices ranging from $334.60 to $335.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2026 Filed May 28, 2026 18:04 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 4,876 $332.04 $1,619,033.87
Disclosure

SEC source: 0001049502-26-000094 · form4.xml · nonDerivative · entry 3

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By The Gerald G. Colella 2019 Trust

Disclosed balance after: 26,467

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F4 · price: This transaction was executed in multiple trades at prices ranging from $331.98 to $332.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2026 Filed May 28, 2026 18:04 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 8,210 $331.45 $2,721,194.65
Disclosure

SEC source: 0001049502-26-000094 · form4.xml · nonDerivative · entry 2

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By The Gerald G. Colella 2019 Trust

Disclosed balance after: 31,343

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F3 · price: This transaction was executed in multiple trades at prices ranging from $330.95 to $331.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2026 Filed May 28, 2026 18:04 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 464 $330.38 $153,297.62
Disclosure

SEC source: 0001049502-26-000094 · form4.xml · nonDerivative · entry 1

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By The Gerald G. Colella 2019 Trust

Disclosed balance after: 39,553

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.

F2 · price: This transaction was executed in multiple trades at prices ranging from $329.90 to $330.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 11, 2026 Filed May 12, 2026 18:59 UTC MKS INC MKSI · Entity 110 GrantCommon Stock 781.959 Not disclosed Not disclosed
Disclosure

SEC source: 0001049502-26-000064 · form4.xml · nonDerivative · entry 1

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,998.886

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Inc.

Read SEC document
February 24, 2026 Filed Feb 24, 2026 19:26 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 10,000 $253.97 $2,539,675.00
Disclosure

SEC source: 0001049502-26-000049 · form4.xml · nonDerivative · entry 2

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Gerald G. Colella 2019 Trust

Disclosed balance after: 40,017

F2 · price: This transaction was executed in multiple trades at prices ranging from $253.470 to $255.250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 19:26 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 10,000 $252.90 $2,528,999.00
Disclosure

SEC source: 0001049502-26-000049 · form4.xml · nonDerivative · entry 1

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Gerald G. Colella 2019 Trust

Disclosed balance after: 50,017

F1 · price: This transaction was executed in multiple trades at prices ranging from $252.60 to $253.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 21, 2025 Filed Jul 23, 2025 18:31 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 8,553 $15.21 $130,091.13
Disclosure

SEC source: 0001005229-25-000194 · wk-form4_1753295494.xml · nonDerivative · entry 1

COLELLA GERALD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,346

F1 · shares: Represents shares granted to reporting person under the Columbus McKinnon Corporation Second Amended and Restated 2016 Long Term Incentive Plan effective June 4, 2024.

Read SEC document
May 12, 2025 Filed May 13, 2025 20:33 UTC MKS INC MKSI · Entity 110 GrantCommon Stock 2,479.339 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-014079 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,216.927

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:16 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 8,000 $104.53 $836,224.00
Disclosure

SEC source: 0001127602-25-005627 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Gerald G. Colella 2019 Trust

Disclosed balance after: 60,017

F1 · price: This transaction was executed in multiple trades at prices ranging from $104.37 to $104.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 17:43 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 PurchaseCommon Stock 5,500 $20.47 $112,585.00
Disclosure

SEC source: 0001005229-25-000019 · wk-form4_1739555026.xml · nonDerivative · entry 2

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 5,500

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $20.43 to $20.56, inclusive. The reporting person undertakes to provide to Columbus McKinnon Corporation, any security holder of Columbus McKinnon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: Represents shares held by The Gerald G. Colella 2019 Trust, over which the Reporting Person has voting and investment power.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 20:44 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 3,514 $37.00 $130,018.00
Disclosure

SEC source: 0001005229-24-000220 · wk-form4_1721853885.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,793

F1 · shares: Represents deferred stock units granted to reporting person under the Columbus McKinnon Corporation Second Amended and Restated 2016 Long Term Incentive Plan effective June 4, 2024.

Read SEC document
May 07, 2024 Filed May 8, 2024 21:13 UTC MKS INC MKSI · Entity 110 GrantCommon Stock 1,621.797 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-014643 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,737.588

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 17:21 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 10,000 $120.00 $1,200,003.00
Disclosure

SEC source: 0001127602-24-004369 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 68,017

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 22, 2024 Filed Jan 23, 2024 18:45 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 10,000 $110.00 $1,100,004.00
Disclosure

SEC source: 0001127602-24-001884 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 78,017

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $110.00 to $110.025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 14:13 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 10,000 $100.01 $1,000,056.00
Disclosure

SEC source: 0001127602-23-023506 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 88,017

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 17:13 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 3,168 $41.04 $130,014.72
Disclosure

SEC source: 0001005229-23-000203 · wk-form4_1690391576.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,279

F1 · shares: Represents shares granted to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated June 5, 2019, and further amended effective April 1, 2021.

Read SEC document
May 16, 2023 Filed May 17, 2023 19:13 UTC MKS INC MKSI · Entity 110 GrantCommon Stock 2,369.107 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-015858 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,115.791

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
May 11, 2023 Filed May 12, 2023 14:52 UTC MKS INC MKSI · Entity 110 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015342 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 98,017

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:26 UTC MKS INC MKSI · Entity 110 PurchaseCommon Stock 1,000 $117.51 $117,510.00
Disclosure

SEC source: 0001127602-22-020202 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 99,017

Read SEC document
July 18, 2022 Filed Jul 26, 2022 17:43 UTC COLUMBUS MCKINNON CORP CMCO · Entity 5477 GrantCommon Stock 4,111 $29.19 $120,000.09
Disclosure

SEC source: 0001005229-22-000216 · wf-form4_165885739397921.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,111

F1 · shares: Represents shares granted to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated June 5, 2019, and further amended effective April 1, 2021.

Read SEC document
May 10, 2022 Filed May 11, 2022 16:55 UTC MKS INC MKSI · Entity 110 GiftCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014093 · form4.xml · nonDerivative · entry 2

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 96,870

Read SEC document
May 10, 2022 Filed May 11, 2022 16:55 UTC MKS INC MKSI · Entity 110 GrantCommon Stock 1,745.048 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-014093 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,893.684

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:40 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 3,000 $155.16 $465,487.50
Disclosure

SEC source: 0001127602-21-028619 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 97,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $153.03 to $156.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 20, 2021 Filed Oct 21, 2021 20:51 UTC MKS INC MKSI · Entity 110 GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-027451 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 100,000

Read SEC document
May 11, 2021 Filed May 12, 2021 20:28 UTC MKS INC MKSI · Entity 110 GrantCommon Stock 1,146.789 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-016399 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,136.636

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 19:07 UTC MKS INC MKSI · Entity 110 GiftCommon Stock 24,934 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030957 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella 2018 Grantor Trust

Disclosed balance after: 0

F1 · ownership.nature: The reporting person's 2018 Grantor Trust terminated. On December 8, 2020, 24,934 shares in this trust were transferred to trusts for the reporting person's beneficiaries and the remaining 15,866 shares were distributed to the reporting person and are reported in this Form 4 as indirectly owned by The Gerald G. Colella Living Trust.

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August 03, 2020 Filed Aug 4, 2020 19:26 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 6,000 $128.37 $770,237.40
Disclosure

SEC source: 0001127602-20-022643 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 82,596

F1 · price: This transaction was executed in multiple trades at prices ranging from $128.00 to $128.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 7,550.917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 25

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,550.917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F14 · derivative.exercise_date: These RSUs were awarded on February 15, 2019. These RSUs were scheduled to vest on February 15, 2022.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F14 · derivative.expiration_date: These RSUs were awarded on February 15, 2019. These RSUs were scheduled to vest on February 15, 2022.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 7,551.917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 24

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,550.917

Underlying: Common Stock · 7,551.917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F13 · derivative.exercise_date: These RSUs were awarded on February 15, 2019. These RSUs were scheduled to vest on February 16, 2021.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F13 · derivative.expiration_date: These RSUs were awarded on February 15, 2019. These RSUs were scheduled to vest on February 16, 2021.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 7,551.917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 23

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,102.834

Underlying: Common Stock · 7,551.917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F12 · derivative.exercise_date: These RSUs were awarded on February 15, 2019. These RSUs were scheduled to vest on February 18, 2020.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F12 · derivative.expiration_date: These RSUs were awarded on February 15, 2019. These RSUs were scheduled to vest on February 18, 2020.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 7,260.921 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 22

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,654.751

Underlying: Common Stock · 7,260.921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F11 · derivative.exercise_date: These RSUs were awarded on February 15, 2019 and were subject to the achievement of performance criteria determined in the first year of grant. These RSUs were scheduled to vest on February 15, 2022.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F11 · derivative.expiration_date: These RSUs were awarded on February 15, 2019 and were subject to the achievement of performance criteria determined in the first year of grant. These RSUs were scheduled to vest on February 15, 2022.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 7,260.921 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 21

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,915.672

Underlying: Common Stock · 7,260.921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F10 · derivative.exercise_date: These RSUs were awarded on February 15, 2019 and were subject to the achievement of performance criteria determined in the first year of grant. These RSUs were scheduled to vest on February 16, 2021.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F10 · derivative.expiration_date: These RSUs were awarded on February 15, 2019 and were subject to the achievement of performance criteria determined in the first year of grant. These RSUs were scheduled to vest on February 16, 2021.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 5,037.575 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 20

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,176.593

Underlying: Common Stock · 5,037.575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F9 · derivative.exercise_date: These RSUs were awarded on February 15, 2018. These RSUs were scheduled to vest on February 16, 2021.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F9 · derivative.expiration_date: These RSUs were awarded on February 15, 2018. These RSUs were scheduled to vest on February 16, 2021.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 5,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 19

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,214.168

Underlying: Common Stock · 5,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F8 · derivative.exercise_date: These RSUs were awarded on February 15, 2018. These RSUs were scheduled to vest on February 18, 2020.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F8 · derivative.expiration_date: These RSUs were awarded on February 15, 2018. These RSUs were scheduled to vest on February 18, 2020.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 6,606.066 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 18

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,252.168

Underlying: Common Stock · 6,606.066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F7 · derivative.exercise_date: These RSUs were awarded on February 15, 2018 and were subject to the achievement of performance criteria determined in the first year of grant. These RSUs were scheduled to vest on February 16, 2021.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F7 · derivative.expiration_date: These RSUs were awarded on February 15, 2018 and were subject to the achievement of performance criteria determined in the first year of grant. These RSUs were scheduled to vest on February 16, 2021.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 6,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 17

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,858.234

Underlying: Common Stock · 6,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F6 · derivative.exercise_date: These RSUs were awarded on February 15, 2018 and were subject to the achievement of performance criteria determined in the first year of grant. These RSUs were scheduled to vest on February 18, 2020.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F6 · derivative.expiration_date: These RSUs were awarded on February 15, 2018 and were subject to the achievement of performance criteria determined in the first year of grant. These RSUs were scheduled to vest on February 18, 2020.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 7,085.573 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 16

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,465.234

Underlying: Common Stock · 7,085.573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F5 · derivative.exercise_date: These RSUs were awarded on February 15, 2017. These RSUs were scheduled to vest on February 18, 2020.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F5 · derivative.expiration_date: These RSUs were awarded on February 15, 2017. These RSUs were scheduled to vest on February 18, 2020.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 8,574.454 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · derivative · entry 15

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,550.807

Underlying: Common Stock · 8,574.454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs were awarded on February 15, 2017 and were subject to the achievement of performance criteria determined in the first year of grant. These RSUs were scheduled to vest on February 18, 2020.

F4 · derivative.exercise_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

F3 · derivative.expiration_date: These RSUs were awarded on February 15, 2017 and were subject to the achievement of performance criteria determined in the first year of grant. These RSUs were scheduled to vest on February 18, 2020.

F4 · derivative.expiration_date: On January 1, 2020, Mr. Colella retired from the Company and pursuant to the terms of his RSU Agreement, these RSUs fully vested on that date but were not distributable until July 2, 2020 in accordance with Internal Revenue Code Section 409A.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 32,316 $113.79 $3,677,237.64
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 12

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,799.847

F2 · kind: Shares used to satisfy taxes. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 7,550.917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 11

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,115.847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 7,551.917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 10

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,564.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 7,551.917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 9

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,013.013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 7,260.921 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 8

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,461.096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 7,260.921 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 7

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,200.175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 16:03 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 5,037.575 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-021105 · form4.xml · nonDerivative · entry 6

COLELLA GERARD G · CIK 0001256715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,939.254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.