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Nasdaq · USD

MITK

MITEK SYSTEMS INC

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5119
SEC CIK
0000807863
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2019 Filed Nov 18, 2019 23:11 UTC
HART ALEX WDirector
GrantCommon Stock 17,386 $0.00 $0.00
Disclosure

SEC source: 0000807863-19-000063 · wf-form4_157411864985300.xml · nonDerivative · entry 1

HART ALEX W · CIK 0001205419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,519

F1 · shares: Represents restricted stock units granted on November 15, 2019. Shares subject to the award vest on the first anniversary of the grant date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:10 UTC GrantCommon Stock 17,386 $0.00 $0.00
Disclosure

SEC source: 0000807863-19-000062 · wf-form4_157411862967642.xml · nonDerivative · entry 1

DENMAN KENNETH D · CIK 0001254779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,478

F1 · shares: Represents restricted stock units granted on November 15, 2019. Shares subject to the award vest on the first anniversary of the grant date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:11 UTC GrantCommon Stock 17,386 $0.00 $0.00
Disclosure

SEC source: 0000807863-19-000064 · wf-form4_157411866846807.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,282

F1 · shares: Represents restricted stock units granted on November 15, 2019. Shares subject to the award vest on the first anniversary of the grant date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:10 UTC GrantCommon Stock 17,386 $0.00 $0.00
Disclosure

SEC source: 0000807863-19-000061 · wf-form4_157411860919414.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,345

F1 · shares: Represents restricted stock units granted on November 15, 2019. Shares subject to the award vest on the first anniversary of the grant date.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 22:48 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 1,425 $9.48 $13,509.00
Disclosure

SEC source: 0000807863-19-000049 · wf-form4_157325328343190.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,350

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,947 restricted stock units.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 22:50 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 1,425 $9.48 $13,509.00
Disclosure

SEC source: 0000807863-19-000051 · wf-form4_157325338725274.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,556

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,947 restricted stock units.

F2 · balance_after: Includes 1,801 shares acquired under the Mitek employee stock purchase plan on August 15, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 07, 2019 Filed Nov 8, 2019 22:45 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 3,868 $9.48 $36,668.64
Disclosure

SEC source: 0000807863-19-000047 · wf-form4_157325311399000.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,337

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,894 restricted stock units.

F2 · balance_after: Includes 1,643 shares acquired under the Mitek employee stock purchase plan on August 15, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 17, 2019 Filed Sep 18, 2019 20:56 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 8,753 $9.84 $86,129.52
Disclosure

SEC source: 0000807863-19-000043 · wf-form4_156884018429481.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,775

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units.

F2 · balance_after: Includes 1,272 shares acquired under the Mitek employee stock purchase plan on August 15, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:31 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 15,000 $9.93 $148,899.00
Disclosure

SEC source: 0000807863-19-000041 · wf-form4_156564185452413.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,180

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.9000 - $9.9550, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 1,981 shares acquired under the Mitek employee stock purchase plan on February 14th, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 24, 2019 Filed Jun 25, 2019 20:45 UTC
DAVISON JEFFREY CChief Financial Officer
SaleCommon Stock 13,077 $9.55 $124,885.35
Disclosure

SEC source: 0000807863-19-000034 · wf-form4_156149554142084.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,242

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 37,500 restricted stock units.

F2 · balance_after: Includes 1,761 shares acquired under the Mitek employee stock purchase plan on February 14, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 07, 2019 Filed May 8, 2019 21:04 UTC
Diamond Michael EGeneral Manager
Exercise / conversionStock Option (Right to Buy) · Derivative 115,737 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · derivative · entry 10

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,737 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:04 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 115,737 $10.75 $1,244,600.98
Disclosure

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 7

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,562

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.7500 - $10.8600, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 07, 2019 Filed May 8, 2019 21:04 UTC
Diamond Michael EGeneral Manager
Exercise / conversionCommon Stock 115,737 $2.66 $307,860.42
Disclosure

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 6

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:04 UTC
Diamond Michael EGeneral Manager
Exercise / conversionStock Option (Right to Buy) · Derivative 24,672 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · derivative · entry 9

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,737

Underlying: Common Stock · 24,672 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:04 UTC
Diamond Michael EGeneral Manager
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · derivative · entry 8

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:04 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 3,915 $11.00 $43,065.00
Disclosure

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 5

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,562

Read SEC document
May 06, 2019 Filed May 8, 2019 21:04 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 24,672 $11.00 $271,396.93
Disclosure

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 4

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,477

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.0000 - $11.0100, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:04 UTC
Diamond Michael EGeneral Manager
Exercise / conversionCommon Stock 24,672 $2.66 $65,627.52
Disclosure

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 3

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:04 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 10,000 $11.00 $110,002.00
Disclosure

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,477

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.0000 - $11.0100, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:04 UTC
Diamond Michael EGeneral Manager
Exercise / conversionCommon Stock 10,000 $2.34 $23,400.00
Disclosure

SEC source: 0000807863-19-000032 · wf-form4_155734943296090.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 20:41 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 7,145 $11.60 $82,882.00
Disclosure

SEC source: 0000807863-19-000024 · wf-form4_155665687236742.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,256

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 20,000 restricted stock units.

F2 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on February 14, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:16 UTC
Diamond Michael EGeneral Manager
Exercise / conversionStock Option (Right to Buy) · Derivative 14,584 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0000807863-19-000022 · wf-form4_155622696518504.xml · derivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,584 shares

Expires 2022-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:16 UTC
Diamond Michael EGeneral Manager
Exercise / conversionCommon Stock 14,584 $3.89 $56,731.76
Disclosure

SEC source: 0000807863-19-000022 · wf-form4_155622696518504.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on February 14, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:48 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 11,377 $11.17 $127,081.09
Disclosure

SEC source: 0000807863-19-000012 · wf-form4_155009449085648.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,199

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 31,250 restricted stock units.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 16:14 UTC
DEBELLO JAMES BDirector · Former CEO
SaleCommon Stock 29,550 $11.12 $328,596.00
Disclosure

SEC source: 0000807863-19-000002 · wf-form4_154696406980940.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,911

F1 · shares: In connection with the reporting person's resignation from the Company, 82,123 unvested restricted stock units held by the reporting person were automatically accelerated and became vested pursuant to the terms of the reporting person's Executive Severance and Change of Control Plan. At such time, 29,550 shares were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon vesting of such restricted stock units in satisfaction of such withholding obligations.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 22:58 UTC
DAVISON JEFFREY CChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 40,624 $0.00 Strike: $9.50 $0.00
Disclosure

SEC source: 0000807863-18-000107 · wf-form4_154327311344773.xml · derivative · entry 2

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,624

Underlying: Common Stock · 40,624 shares

Expires 2028-11-23

F2 · derivative.exercise_date: Represents an incentive stock option granted on November 23, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 22:58 UTC
DAVISON JEFFREY CChief Financial Officer
GrantCommon Stock 21,053 $0.00 $0.00
Disclosure

SEC source: 0000807863-18-000107 · wf-form4_154327311344773.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,558

F1 · shares: Represents restricted stock units granted on November 23, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 22:40 UTC
DEBELLO JAMES BDirector · Former CEO
SaleCommon Stock 7,112 $9.44 $67,115.94
Disclosure

SEC source: 0000807863-18-000101 · wf-form4_154283999374757.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,583

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.3600 - $9.5900, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 22:40 UTC
DEBELLO JAMES BDirector · Former CEO
SaleCommon Stock 42,888 $9.46 $405,690.46
Disclosure

SEC source: 0000807863-18-000101 · wf-form4_154283999374757.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,695

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.2600 - $9.5900, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:02 UTC
DEBELLO JAMES BDirector · Former CEO
SaleCommon Stock 19,478 $9.41 $183,287.98
Disclosure

SEC source: 0000807863-18-000097 · wf-form4_154275133202557.xml · nonDerivative · entry 3

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,058

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 37,500 restricted stock units.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:02 UTC
DEBELLO JAMES BDirector · Former CEO
SaleCommon Stock 18,151 $9.41 $170,800.91
Disclosure

SEC source: 0000807863-18-000097 · wf-form4_154275133202557.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,536

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 50,000 restricted stock units.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:02 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 9,078 $9.41 $85,423.98
Disclosure

SEC source: 0000807863-18-000096 · wf-form4_154275130614350.xml · nonDerivative · entry 2

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,576

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:01 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 2,520 $9.41 $23,713.20
Disclosure

SEC source: 0000807863-18-000095 · wf-form4_154275128144176.xml · nonDerivative · entry 3

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,893

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,500 restricted stock units.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:01 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 8,199 $9.41 $77,152.59
Disclosure

SEC source: 0000807863-18-000095 · wf-form4_154275128144176.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,413

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:01 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 1,364 $9.41 $12,835.24
Disclosure

SEC source: 0000807863-18-000094 · wf-form4_154275125464846.xml · nonDerivative · entry 2

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,401

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,750 restricted stock units.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:00 UTC
Marsal Karel J.Chief Operating Officer
SaleCommon Stock 9,078 $9.41 $85,423.98
Disclosure

SEC source: 0000807863-18-000092 · wf-form4_154275119984555.xml · nonDerivative · entry 2

Marsal Karel J. · CIK 0001705942 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,019

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:02 UTC
DEBELLO JAMES BDirector · Former CEO
SaleCommon Stock 4,679 $9.40 $43,982.60
Disclosure

SEC source: 0000807863-18-000097 · wf-form4_154275133202557.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,687

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 13,081 restricted stock units.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:02 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 3,120 $9.40 $29,328.00
Disclosure

SEC source: 0000807863-18-000096 · wf-form4_154275130614350.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,654

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 8,721 restricted stock units.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:01 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 1,383 $9.40 $13,000.20
Disclosure

SEC source: 0000807863-18-000095 · wf-form4_154275128144176.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,612

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,360 restricted stock units.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:01 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 1,561 $9.40 $14,673.40
Disclosure

SEC source: 0000807863-18-000094 · wf-form4_154275125464846.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,765

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,360 restricted stock units.

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November 16, 2018 Filed Nov 20, 2018 22:00 UTC
DAVISON JEFFREY CChief Financial Officer
SaleCommon Stock 611 $9.40 $5,743.40
Disclosure

SEC source: 0000807863-18-000093 · wf-form4_154275122848965.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,505

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 1,938 restricted stock units.

F2 · balance_after: Includes 1,458 shares acquired under the Mitek employee stock purchase plan on August 15, 2018.

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November 16, 2018 Filed Nov 20, 2018 22:00 UTC
Marsal Karel J.Chief Operating Officer
SaleCommon Stock 1,561 $9.40 $14,673.40
Disclosure

SEC source: 0000807863-18-000092 · wf-form4_154275119984555.xml · nonDerivative · entry 1

Marsal Karel J. · CIK 0001705942 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,097

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,360 restricted stock units.

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November 13, 2018 Filed Nov 14, 2018 21:10 UTC
HART ALEX WDirector
GrantCommon Stock 13,172 $0.00 $0.00
Disclosure

SEC source: 0000807863-18-000085 · wf-form4_154222979301811.xml · nonDerivative · entry 1

HART ALEX W · CIK 0001205419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,133

F1 · shares: Represents restricted stock units granted on November 13, 2018. Shares subject to the award vest on the first anniversary of the grant date.

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November 13, 2018 Filed Nov 14, 2018 21:09 UTC GrantCommon Stock 13,172 $0.00 $0.00
Disclosure

SEC source: 0000807863-18-000084 · wf-form4_154222974065467.xml · nonDerivative · entry 1

DENMAN KENNETH D · CIK 0001254779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,092

F1 · shares: Represents restricted stock units granted on November 13, 2018. Shares subject to the award vest on the first anniversary of the grant date.

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November 13, 2018 Filed Nov 14, 2018 21:08 UTC GrantCommon Stock 13,172 $0.00 $0.00
Disclosure

SEC source: 0000807863-18-000083 · wf-form4_154222968448243.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,959

F1 · shares: Represents restricted stock units granted on November 13, 2018. Shares subject to the award vest on the first anniversary of the grant date.

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November 13, 2018 Filed Nov 14, 2018 21:07 UTC GrantCommon Stock 13,172 $0.00 $0.00
Disclosure

SEC source: 0000807863-18-000082 · wf-form4_154222960778380.xml · nonDerivative · entry 1

HALE JAMES C III · CIK 0001373766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,307

F1 · shares: Represents restricted stock units granted on November 13, 2018. Shares subject to the award vest on the first anniversary of the grant date.

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November 13, 2018 Filed Nov 14, 2018 21:06 UTC GrantCommon Stock 13,172 $0.00 $0.00
Disclosure

SEC source: 0000807863-18-000081 · wf-form4_154222954262058.xml · nonDerivative · entry 1

AULET WILLIAM K · CIK 0001247899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,307

F1 · shares: Represents restricted stock units granted on November 13, 2018. Shares subject to the award vest on the first anniversary of the grant date.

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November 13, 2018 Filed Nov 14, 2018 21:05 UTC
Hansen Bruce EdwardDirector · PEO and Chairman
GrantCommon Stock 13,172 $0.00 $0.00
Disclosure

SEC source: 0000807863-18-000080 · wf-form4_154222949809517.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director · PEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,896

F1 · shares: Represents restricted stock units granted on November 13, 2018. Shares subject to the award vest on the first anniversary of the grant date.

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November 06, 2018 Filed Nov 8, 2018 21:30 UTC
Ritter StephenChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 30,313 $0.00 Strike: $9.50 $0.00
Disclosure

SEC source: 0000807863-18-000073 · wf-form4_154171260337266.xml · derivative · entry 2

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,313

Underlying: Common Stock · 30,313 shares

Expires 2028-11-06

F2 · derivative.exercise_date: Represents an incentive stock option granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

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November 06, 2018 Filed Nov 8, 2018 21:30 UTC
Ritter StephenChief Technology Officer
GrantCommon Stock 15,790 $0.00 $0.00
Disclosure

SEC source: 0000807863-18-000073 · wf-form4_154171260337266.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,774

F1 · shares: Represents restricted stock units granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.