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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2019 Filed Jun 12, 2019 21:23 UTC GrantCommon Stock 106 $192.54 $20,409.24
Disclosure

SEC source: 0001209191-19-036463 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,564.383

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:01 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 55,422 $0.00 Strike: $30.01 $0.00
Disclosure

SEC source: 0001209191-19-034208 · doc4.xml · derivative · entry 11

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,422 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F8 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:01 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 11,992 $184.41 $2,211,468.70
Disclosure

SEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,294

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $183.95 to $184.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:01 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 8,823 $183.39 $1,618,067.62
Disclosure

SEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,286

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $182.94 to $183.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:01 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 10,672 $182.17 $1,944,150.26
Disclosure

SEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,109

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $181.84 to $182.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:01 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 10,225 $181.38 $1,854,559.38
Disclosure

SEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,781

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $180.84 to $181.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:01 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 13,710 $180.26 $2,471,364.60
Disclosure

SEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,006

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $179.83 to $180.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:01 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 55,422 $30.01 $1,663,214.22
Disclosure

SEC source: 0001209191-19-034208 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 17, 2019 Filed May 17, 2019 20:06 UTC
Fauber RobertPresident-MIS
GiftCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030850 · doc4.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,311

Read SEC document
May 17, 2019 Filed May 17, 2019 20:06 UTC
Fauber RobertPresident-MIS
SaleCommon Stock 460 $186.52 $85,799.20
Disclosure

SEC source: 0001209191-19-030850 · doc4.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,566

Read SEC document
May 16, 2019 Filed May 17, 2019 20:06 UTC
Fauber RobertPresident-MIS
SaleCommon Stock 460 $187.25 $86,135.00
Disclosure

SEC source: 0001209191-19-030850 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,026

Read SEC document
May 15, 2019 Filed May 15, 2019 20:07 UTC
Fauber RobertPresident-MIS
SaleCommon Stock 460 $184.85 $85,031.00
Disclosure

SEC source: 0001209191-19-029976 · doc4.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,486

Read SEC document
May 14, 2019 Filed May 15, 2019 20:07 UTC
Fauber RobertPresident-MIS
SaleCommon Stock 460 $184.32 $84,787.20
Disclosure

SEC source: 0001209191-19-029976 · doc4.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,946

Read SEC document
May 13, 2019 Filed May 14, 2019 20:01 UTC
Cantor RichardChief Risk Officer
SaleCommon Stock 3,959 $184.04 $728,630.20
Disclosure

SEC source: 0001209191-19-029588 · doc4.xml · nonDerivative · entry 1

Cantor Richard · CIK 0001453619 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,004

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $184.00 to $184.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:07 UTC
Fauber RobertPresident-MIS
SaleCommon Stock 460 $183.18 $84,262.02
Disclosure

SEC source: 0001209191-19-029976 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,406

Read SEC document
May 09, 2019 Filed May 10, 2019 20:08 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,593 $0.00 Strike: $26.78 $0.00
Disclosure

SEC source: 0001209191-19-028867 · doc4.xml · derivative · entry 7

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,593 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:08 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 200 $190.45 $38,090.00
Disclosure

SEC source: 0001209191-19-028867 · doc4.xml · nonDerivative · entry 5

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,759

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $190.43 to $190.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:08 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 2,093 $189.87 $397,391.63
Disclosure

SEC source: 0001209191-19-028867 · doc4.xml · nonDerivative · entry 4

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,959

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $189.43 to $190.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:08 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 2,909 $188.85 $549,358.83
Disclosure

SEC source: 0001209191-19-028867 · doc4.xml · nonDerivative · entry 3

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,052

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $188.29 to $189.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:08 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 16,391 $187.91 $3,080,098.37
Disclosure

SEC source: 0001209191-19-028867 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,961

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $187.29 to $188.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 09, 2019 Filed May 10, 2019 20:08 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionCommon Stock 21,593 $26.78 $578,260.54
Disclosure

SEC source: 0001209191-19-028867 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:03 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 55,421 $0.00 Strike: $30.01 $0.00
Disclosure

SEC source: 0001209191-19-028216 · doc4.xml · derivative · entry 11

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,421 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F8 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:03 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,816 $195.29 $549,945.09
Disclosure

SEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,603

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $195.11 to $195.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:03 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 8,626 $194.73 $1,679,697.85
Disclosure

SEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,419

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $194.09 to $195.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:03 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 14,049 $193.59 $2,719,759.96
Disclosure

SEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,045

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $193.08 to $194.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:03 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 21,070 $192.43 $4,054,521.17
Disclosure

SEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,094

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $192.04 to $193.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:03 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 8,860 $191.69 $1,698,364.54
Disclosure

SEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,164

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $191.04 to $192.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:03 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 55,421 $30.01 $1,663,184.21
Disclosure

SEC source: 0001209191-19-028216 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:04 UTC
Hughes MelanieSVP & Chief HR Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 893 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001209191-19-027947 · doc4.xml · derivative · entry 7

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 893 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:04 UTC
Hughes MelanieSVP & Chief HR Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 2,178 $0.00 Strike: $138.68 $0.00
Disclosure

SEC source: 0001209191-19-027947 · doc4.xml · derivative · entry 6

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,178 shares

Expires 2027-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:04 UTC
Hughes MelanieSVP & Chief HR Officer
SaleCommon Stock 806 $197.61 $159,272.05
Disclosure

SEC source: 0001209191-19-027947 · doc4.xml · nonDerivative · entry 5

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,424

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $197.58 to $197.63. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:04 UTC
Hughes MelanieSVP & Chief HR Officer
Exercise / conversionCommon Stock 893 $167.50 $149,577.50
Disclosure

SEC source: 0001209191-19-027947 · doc4.xml · nonDerivative · entry 4

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:04 UTC
Hughes MelanieSVP & Chief HR Officer
SaleCommon Stock 1,753 $197.55 $346,298.14
Disclosure

SEC source: 0001209191-19-027947 · doc4.xml · nonDerivative · entry 3

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,337

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $197.55 to $197.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:04 UTC
Hughes MelanieSVP & Chief HR Officer
Exercise / conversionCommon Stock 2,178 $138.68 $302,045.04
Disclosure

SEC source: 0001209191-19-027947 · doc4.xml · nonDerivative · entry 2

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:04 UTC
Hughes MelanieSVP & Chief HR Officer
SaleCommon Stock 480 $197.27 $94,690.56
Disclosure

SEC source: 0001209191-19-027947 · doc4.xml · nonDerivative · entry 1

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,912

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $197.26 to $197.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:32 UTC Amendment
Sullivan CarolineSVP-Corporate Controller
GrantCommon Stock 748 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025058 · doc4a.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:18 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 44,146 $0.00 Strike: $26.78 $0.00
Disclosure

SEC source: 0001209191-19-023308 · doc4.xml · derivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,146 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:18 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 4,672 $184.64 $862,633.41
Disclosure

SEC source: 0001209191-19-023308 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,603

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $184.44 to $185.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:18 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 39,474 $183.87 $7,258,242.28
Disclosure

SEC source: 0001209191-19-023308 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,275

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $183.44 to $184.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 02, 2019 Filed Apr 3, 2019 21:18 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 44,146 $26.78 $1,182,229.88
Disclosure

SEC source: 0001209191-19-023308 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

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March 18, 2019 Filed Mar 19, 2019 20:08 UTC GrantDividend Equivalent · Derivative 3.063 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020269 · doc4.xml · derivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.063

Underlying: Common Stock · 3.063 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

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March 18, 2019 Filed Mar 19, 2019 20:08 UTC GrantCommon Stock 8 $177.11 $1,416.88
Disclosure

SEC source: 0001209191-19-020269 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,417.32

F1 · shares: Restricted Stock deferred dividend reinvestment accrual

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March 18, 2019 Filed Mar 19, 2019 20:07 UTC GrantDividend Equivalent · Derivative 4.254 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020267 · doc4.xml · derivative · entry 3

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4.254

Underlying: Common Stock · 4.254 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

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March 18, 2019 Filed Mar 19, 2019 20:07 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 5.186 $177.97 $922.95
Disclosure

SEC source: 0001209191-19-020267 · doc4.xml · derivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850.968

Underlying: Common Stock · 5.186 shares

Expires not disclosed

F2 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

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March 18, 2019 Filed Mar 19, 2019 20:07 UTC GrantCommon Stock 143 $177.11 $25,326.73
Disclosure

SEC source: 0001209191-19-020267 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,954.722

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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March 18, 2019 Filed Mar 19, 2019 20:05 UTC GrantCommon Stock 19 $177.11 $3,365.09
Disclosure

SEC source: 0001209191-19-020263 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,238

F1 · shares: Restricted Stock deferred dividend reinvestment accrual

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March 18, 2019 Filed Mar 19, 2019 20:01 UTC GrantDividend Equivalent · Derivative 3.063 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020257 · doc4.xml · derivative · entry 3

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.063

Underlying: Common Stock · 3.063 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

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March 18, 2019 Filed Mar 19, 2019 20:01 UTC GrantCommon Stock 114 $177.11 $20,190.54
Disclosure

SEC source: 0001209191-19-020257 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,455.32

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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March 04, 2019 Filed Mar 5, 2019 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 44,146 $0.00 Strike: $26.78 $0.00
Disclosure

SEC source: 0001209191-19-016412 · doc4.xml · derivative · entry 13

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,146 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F9 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

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March 04, 2019 Filed Mar 5, 2019 21:09 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 600 $177.00 $106,200.00
Disclosure

SEC source: 0001209191-19-016412 · doc4.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,603

F3 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.