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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2020 Filed Dec 18, 2020 21:06 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 4,358 $276.85 $1,206,529.73
Disclosure

SEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,383

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $276.33 to $277.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:06 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionCommon Stock 16,223 $46.43 $753,233.89
Disclosure

SEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:06 UTC GrantDividend Equivalent · Derivative 1.305 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063775 · doc4.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.907

Underlying: Common Stock · 1.305 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:06 UTC GrantCommon Stock 4.357 $277.55 $1,209.29
Disclosure

SEC source: 0001209191-20-063775 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142.123

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:06 UTC GrantCommon Stock 5 $279.06 $1,395.30
Disclosure

SEC source: 0001209191-20-063775 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,137.766

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:05 UTC GrantCommon Stock 13 $279.06 $3,627.78
Disclosure

SEC source: 0001209191-20-063774 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,982

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:05 UTC GrantDividend Equivalent · Derivative 1.813 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063771 · doc4.xml · derivative · entry 4

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8.207

Underlying: Common Stock · 1.813 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:05 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 3.829 $274.62 $1,051.52
Disclosure

SEC source: 0001209191-20-063771 · doc4.xml · derivative · entry 3

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881.443

Underlying: Common Stock · 3.829 shares

Expires not disclosed

F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:05 UTC GrantCommon Stock 6.051 $277.55 $1,679.46
Disclosure

SEC source: 0001209191-20-063771 · doc4.xml · nonDerivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,712.388

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:05 UTC GrantCommon Stock 104 $279.06 $29,022.24
Disclosure

SEC source: 0001209191-20-063771 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,706.337

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:04 UTC GrantDividend Equivalent · Derivative 1.305 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063769 · doc4.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.907

Underlying: Common Stock · 1.305 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:04 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 0.93 $274.62 $255.40
Disclosure

SEC source: 0001209191-20-063769 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470.14

Underlying: Common Stock · 0.93 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:04 UTC GrantCommon Stock 4.434 $277.55 $1,230.66
Disclosure

SEC source: 0001209191-20-063769 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,344.356

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:03 UTC GrantDividend Equivalent · Derivative 1.305 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063768 · doc4.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.907

Underlying: Common Stock · 1.305 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:03 UTC GrantCommon Stock 2.102 $277.55 $583.41
Disclosure

SEC source: 0001209191-20-063768 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700.807

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:02 UTC GrantCommon Stock 16 $279.06 $4,464.96
Disclosure

SEC source: 0001209191-20-063765 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,172

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:01 UTC GrantDividend Equivalent · Derivative 1.305 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063762 · doc4.xml · derivative · entry 4

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.907

Underlying: Common Stock · 1.305 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:01 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 24.21 $274.62 $6,648.55
Disclosure

SEC source: 0001209191-20-063762 · doc4.xml · derivative · entry 3

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,173.9

Underlying: Common Stock · 24.21 shares

Expires not disclosed

F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:01 UTC GrantCommon Stock 4.357 $277.55 $1,209.29
Disclosure

SEC source: 0001209191-20-063762 · doc4.xml · nonDerivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,781.123

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:01 UTC GrantCommon Stock 83 $279.06 $23,161.98
Disclosure

SEC source: 0001209191-20-063762 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,776.766

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:10 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 42,662 $0.00 Strike: $46.43 $0.00
Disclosure

SEC source: 0001209191-20-060868 · doc4.xml · derivative · entry 11

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,662 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F9 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:10 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 500 $282.87 $141,435.50
Disclosure

SEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,246

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $282.75 to $283.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:10 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 6,221 $282.07 $1,754,763.69
Disclosure

SEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,746

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $281.62 to $282.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:10 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 6,790 $281.16 $1,909,076.40
Disclosure

SEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,967

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $280.62 to $281.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:10 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 7,877 $279.93 $2,204,992.86
Disclosure

SEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,757

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $279.56 to $280.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:10 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 15,470 $279.30 $4,320,786.47
Disclosure

SEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,634

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $278.56 to $279.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:10 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 5,804 $278.04 $1,613,738.36
Disclosure

SEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,104

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $277.42 to $278.41. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:10 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 42,662 $46.43 $1,980,796.66
Disclosure

SEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:02 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 10,900 $276.00 $3,008,400.00
Disclosure

SEC source: 0001209191-20-059623 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,518

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:11 UTC
Sullivan CarolineSVP-Corporate Controller
SaleCommon Stock 434 $277.55 $120,456.70
Disclosure

SEC source: 0001209191-20-058459 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279.249

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:11 UTC
Kaye MarkSVP & Chief Financial Officer
SaleCommon Stock 1,812 $273.43 $495,455.16
Disclosure

SEC source: 0001209191-20-058279 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:13 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 42,662 $0.00 Strike: $46.43 $0.00
Disclosure

SEC source: 0001209191-20-057445 · doc4.xml · derivative · entry 12

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,662 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F10 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:13 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 750 $292.42 $219,315.00
Disclosure

SEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,246

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F8 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $292.31 to $292.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:13 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 11,126 $291.82 $3,246,778.19
Disclosure

SEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,996

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $291.31 to $292.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:13 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 13,969 $290.81 $4,062,296.95
Disclosure

SEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,122

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $290.30 to $291.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:13 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 4,176 $289.79 $1,210,175.57
Disclosure

SEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,091

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $289.30 to $290.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:13 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 7,323 $288.78 $2,114,743.26
Disclosure

SEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,267

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $288.26 to $289.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:13 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,503 $287.81 $720,383.42
Disclosure

SEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,590

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $287.24 to $288.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:13 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,815 $286.70 $807,054.87
Disclosure

SEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,093

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $286.22 to $287.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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November 06, 2020 Filed Nov 9, 2020 21:13 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 42,662 $46.43 $1,980,796.66
Disclosure

SEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

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November 05, 2020 Filed Nov 6, 2020 21:05 UTC
Fauber RobertChief Operating Officer
Tax withholdingCommon Stock 148 $290.60 $43,008.80
Disclosure

SEC source: 0001209191-20-057269 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,660

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

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October 01, 2020 Filed Oct 2, 2020 20:07 UTC
Kaye MarkSVP & Chief Financial Officer
Tax withholdingCommon Stock 1,740 $294.31 $512,099.40
Disclosure

SEC source: 0001209191-20-053074 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,704

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

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September 10, 2020 Filed Sep 11, 2020 20:10 UTC GrantDividend Equivalent · Derivative 1.262 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050138 · doc4.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4.602

Underlying: Common Stock · 1.262 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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September 10, 2020 Filed Sep 11, 2020 20:10 UTC GrantCommon Stock 4.214 $286.39 $1,206.85
Disclosure

SEC source: 0001209191-20-050138 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,132.766

F2 · shares: RSU deferred dividend reinvestment accrual.

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September 10, 2020 Filed Sep 11, 2020 20:10 UTC GrantCommon Stock 5 $286.88 $1,434.40
Disclosure

SEC source: 0001209191-20-050138 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,128.552

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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September 10, 2020 Filed Sep 11, 2020 20:09 UTC GrantCommon Stock 12 $286.88 $3,442.56
Disclosure

SEC source: 0001209191-20-050136 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,969

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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September 10, 2020 Filed Sep 11, 2020 20:09 UTC GrantDividend Equivalent · Derivative 1.753 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050135 · doc4.xml · derivative · entry 4

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6.394

Underlying: Common Stock · 1.753 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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September 10, 2020 Filed Sep 11, 2020 20:09 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 3.698 $283.78 $1,049.42
Disclosure

SEC source: 0001209191-20-050135 · doc4.xml · derivative · entry 3

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,877.614

Underlying: Common Stock · 3.698 shares

Expires not disclosed

F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

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September 10, 2020 Filed Sep 11, 2020 20:09 UTC GrantCommon Stock 5.853 $286.39 $1,676.24
Disclosure

SEC source: 0001209191-20-050135 · doc4.xml · nonDerivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,602.337

F2 · shares: RSU deferred dividend reinvestment accrual.

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September 10, 2020 Filed Sep 11, 2020 20:09 UTC GrantCommon Stock 99 $286.88 $28,401.12
Disclosure

SEC source: 0001209191-20-050135 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,596.484

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.