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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2021 Filed Jun 11, 2021 20:01 UTC GrantCommon Stock 12 $336.76 $4,041.12
Disclosure

SEC source: 0001209191-21-039802 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,158

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:00 UTC GrantCommon Stock 14 $336.76 $4,714.64
Disclosure

SEC source: 0001209191-21-039800 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,852

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:00 UTC GrantDividend Equivalent · Derivative 1.194 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039799 · doc4.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.587

Underlying: Common Stock · 1.194 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:00 UTC GrantCommon Stock 3.107 $338.28 $1,051.04
Disclosure

SEC source: 0001209191-21-039799 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363.445

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:00 UTC
Hill KathrynDirector
GrantDividend Equivalent · Derivative 1.194 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039801 · doc4.xml · derivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.587

Underlying: Common Stock · 1.194 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:00 UTC GrantDividend Equivalent · Derivative 1.194 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039798 · doc4.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.587

Underlying: Common Stock · 1.194 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:00 UTC GrantCommon Stock 5.165 $338.28 $1,747.22
Disclosure

SEC source: 0001209191-21-039798 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820.218

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:00 UTC GrantCommon Stock 5 $336.76 $1,683.80
Disclosure

SEC source: 0001209191-21-039798 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,815.054

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:00 UTC GrantDividend Equivalent · Derivative 1.12 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039796 · doc4.xml · derivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.12

Underlying: Common Stock · 1.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:00 UTC GrantDividend Equivalent · Derivative 1.626 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039797 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.522

Underlying: Common Stock · 1.626 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:00 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 4,520 $334.38 $1,511,397.60
Disclosure

SEC source: 0001209191-21-038175 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,861

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:00 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 447 $338.06 $151,112.82
Disclosure

SEC source: 0001209191-21-037112 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,257

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:00 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,434 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001209191-21-035682 · doc4.xml · derivative · entry 3

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,434 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:00 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 8,434 $331.11 $2,792,581.74
Disclosure

SEC source: 0001209191-21-035682 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,381

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:00 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionCommon Stock 8,434 $80.81 $681,551.54
Disclosure

SEC source: 0001209191-21-035682 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Kaye MarkSVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,740 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-21-034871 · doc4.xml · derivative · entry 6

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,740 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Kaye MarkSVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 595 $0.00 Strike: $156.14 $0.00
Disclosure

SEC source: 0001209191-21-034871 · doc4.xml · derivative · entry 5

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 595 shares

Expires 2028-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Kaye MarkSVP & Chief Financial Officer
SaleCommon Stock 1,740 $325.08 $565,639.20
Disclosure

SEC source: 0001209191-21-034871 · doc4.xml · nonDerivative · entry 4

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,989

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Kaye MarkSVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,740 $173.58 $302,029.20
Disclosure

SEC source: 0001209191-21-034871 · doc4.xml · nonDerivative · entry 3

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Kaye MarkSVP & Chief Financial Officer
SaleCommon Stock 595 $325.08 $193,422.60
Disclosure

SEC source: 0001209191-21-034871 · doc4.xml · nonDerivative · entry 2

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,989

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:00 UTC
Kaye MarkSVP & Chief Financial Officer
Exercise / conversionCommon Stock 595 $156.14 $92,903.30
Disclosure

SEC source: 0001209191-21-034871 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 13, 2021 Filed May 14, 2021 20:00 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 26,040 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-21-032676 · doc4.xml · derivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,040 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 13, 2021 Filed May 14, 2021 20:00 UTC SaleCommon Stock 26,040 $327.49 $8,527,761.48
Disclosure

SEC source: 0001209191-21-032676 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,534

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $327.33 to $328.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 13, 2021 Filed May 14, 2021 20:00 UTC Exercise / conversionCommon Stock 26,040 $79.55 $2,071,482.00
Disclosure

SEC source: 0001209191-21-032676 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:00 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,216 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001209191-21-032010 · doc4.xml · derivative · entry 3

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,216 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:00 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 10,216 $334.85 $3,420,827.60
Disclosure

SEC source: 0001209191-21-032010 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,381

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:00 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionCommon Stock 10,216 $98.01 $1,001,270.16
Disclosure

SEC source: 0001209191-21-032010 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 07, 2021 Filed May 10, 2021 20:00 UTC GrantCommon Stock 1,500 $332.16 $498,240.00
Disclosure

SEC source: 0001209191-21-031205 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,146

Read SEC document
May 06, 2021 Filed May 7, 2021 20:00 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 26,040 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-21-030868 · doc4.xml · derivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,040 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 06, 2021 Filed May 7, 2021 20:00 UTC SaleCommon Stock 4,153 $327.17 $1,358,724.55
Disclosure

SEC source: 0001209191-21-030868 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,534

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.73 to $327.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2021 Filed May 7, 2021 20:00 UTC SaleCommon Stock 21,887 $326.24 $7,140,327.33
Disclosure

SEC source: 0001209191-21-030868 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,687

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $325.73 to $326.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2021 Filed May 7, 2021 20:00 UTC Exercise / conversionCommon Stock 26,040 $79.55 $2,071,482.00
Disclosure

SEC source: 0001209191-21-030868 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 6, 2021 20:01 UTC SaleCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030603 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust I

Disclosed balance after: 29,226

F1 · kind: Sale of shares pursuant to a pre-arranged plan.

F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.

Read SEC document
May 05, 2021 Filed May 6, 2021 20:01 UTC SaleCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030603 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,534

F1 · kind: Sale of shares pursuant to a pre-arranged plan.

F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.

Read SEC document
May 05, 2021 Filed May 6, 2021 20:00 UTC
Hughes MelanieSVP & Chief HR Officer
Disposition to issuerCommon Stock 715 $329.00 $235,236.43
Disclosure

SEC source: 0001209191-21-030597 · doc4.xml · nonDerivative · entry 1

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321.975

Read SEC document
May 05, 2021 Filed Jun 24, 2021 20:46 UTC Amendment SaleCommon Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043049 · doc4a.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust I

Disclosed balance after: 31,476

F1 · kind: Sale of shares pursuant to a pre-arranged plan.

F2 · shares: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The number of shares contributed differs from what was originally reported.

F3 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.

Read SEC document
May 05, 2021 Filed Jun 24, 2021 20:46 UTC Amendment SaleCommon Stock 2,520 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043049 · doc4a.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,014

F1 · kind: Sale of shares pursuant to a pre-arranged plan.

F2 · shares: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The number of shares contributed differs from what was originally reported.

F3 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.

Read SEC document
May 05, 2021 Filed Jul 1, 2021 20:01 UTC Amendment SaleCommon Stock 6,750 $365.75 $2,468,812.50
Disclosure

SEC source: 0001209191-21-044357 · doc4a.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust I

Disclosed balance after: 31,476

F1 · kind: Sale of shares pursuant to a pre-arranged plan.

F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on June 29, 2021, with a valuation of $365.75 per share, which was reported to the reporting person on June 30, 2021.

Read SEC document
May 05, 2021 Filed Jul 1, 2021 20:01 UTC Amendment SaleCommon Stock 2,520 $365.75 $921,690.00
Disclosure

SEC source: 0001209191-21-044357 · doc4a.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,014

F1 · kind: Sale of shares pursuant to a pre-arranged plan.

F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on June 29, 2021, with a valuation of $365.75 per share, which was reported to the reporting person on June 30, 2021.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:00 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 783 $329.00 $257,607.00
Disclosure

SEC source: 0001209191-21-030596 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,180.997

Read SEC document
May 03, 2021 Filed May 4, 2021 20:00 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 447 $327.53 $146,405.91
Disclosure

SEC source: 0001209191-21-029824 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,704

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,500 $317.50 $476,250.00
Disclosure

SEC source: 0001209191-21-026807 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,582.49

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:00 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 447 $303.90 $135,843.30
Disclosure

SEC source: 0001209191-21-024519 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,151

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

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March 26, 2021 Filed Mar 29, 2021 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,500 $302.50 $453,750.00
Disclosure

SEC source: 0001209191-21-023419 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082.49

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

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March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantDividend Equivalent · Derivative 1.393 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022051 · doc4.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.393

Underlying: Common Stock · 1.393 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantCommon Stock 11.931 $289.39 $3,452.71
Disclosure

SEC source: 0001209191-21-022051 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,810.054

F2 · shares: RSU deferred dividend reinvestment accrual.

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March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantCommon Stock 6 $287.23 $1,723.38
Disclosure

SEC source: 0001209191-21-022051 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,798.123

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantDividend Equivalent · Derivative 1.393 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022050 · doc4.xml · derivative · entry 4

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.393

Underlying: Common Stock · 1.393 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 4.056 $287.61 $1,166.55
Disclosure

SEC source: 0001209191-21-022050 · doc4.xml · derivative · entry 3

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885.499

Underlying: Common Stock · 4.056 shares

Expires not disclosed

F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

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March 18, 2021 Filed Mar 19, 2021 20:00 UTC GrantCommon Stock 16.575 $289.39 $4,796.64
Disclosure

SEC source: 0001209191-21-022050 · doc4.xml · nonDerivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,487.963

F2 · shares: RSU deferred dividend reinvestment accrual.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.