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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2022 Filed Jun 13, 2022 20:00 UTC GrantDividend Equivalent · Derivative 1.532 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036263 · doc4.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.813

Underlying: Common Stock · 1.532 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:00 UTC GrantCommon Stock 6.044 $273.76 $1,654.61
Disclosure

SEC source: 0001209191-22-036263 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982.641

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:00 UTC GrantDividend Equivalent · Derivative 1.532 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036262 · doc4.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.813

Underlying: Common Stock · 1.532 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:00 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.189 $273.23 $324.87
Disclosure

SEC source: 0001209191-22-036262 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476.109

Underlying: Common Stock · 1.189 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:00 UTC GrantCommon Stock 9.034 $273.76 $2,473.15
Disclosure

SEC source: 0001209191-22-036262 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,640.006

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
May 18, 2022 Filed May 19, 2022 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,100 $280.99 $309,085.70
Disclosure

SEC source: 0001209191-22-030482 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024.49

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $280.96 to $281.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2022 Filed May 18, 2022 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,218 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-22-029995 · doc4.xml · derivative · entry 8

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,218 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 17, 2022 Filed May 18, 2022 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,145 $0.00 Strike: $167.50 $0.00
Disclosure

SEC source: 0001209191-22-029995 · doc4.xml · derivative · entry 7

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,145 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 17, 2022 Filed May 18, 2022 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,218 $292.64 $356,435.52
Disclosure

SEC source: 0001209191-22-029995 · doc4.xml · nonDerivative · entry 6

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,124.49

Read SEC document
May 17, 2022 Filed May 18, 2022 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 1,218 $173.58 $211,420.44
Disclosure

SEC source: 0001209191-22-029995 · doc4.xml · nonDerivative · entry 5

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,342.49

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2022 Filed May 18, 2022 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,145 $292.66 $335,095.70
Disclosure

SEC source: 0001209191-22-029995 · doc4.xml · nonDerivative · entry 4

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,124.49

Read SEC document
May 17, 2022 Filed May 18, 2022 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
Exercise / conversionCommon Stock 1,145 $167.50 $191,787.50
Disclosure

SEC source: 0001209191-22-029995 · doc4.xml · nonDerivative · entry 3

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,269.49

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2022 Filed May 18, 2022 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,000 $293.00 $293,000.00
Disclosure

SEC source: 0001209191-22-029995 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,124.49

Read SEC document
May 17, 2022 Filed May 18, 2022 20:00 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 522 $291.84 $152,340.48
Disclosure

SEC source: 0001209191-22-029995 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,124.49

Read SEC document
May 06, 2022 Filed May 9, 2022 20:01 UTC SaleCommon Stock 889 $301.66 $268,177.52
Disclosure

SEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,503.271

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $301.34 to $302.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2022 Filed May 9, 2022 20:01 UTC SaleCommon Stock 2,486 $300.73 $747,624.72
Disclosure

SEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,392.271

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $300.33 to $301.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2022 Filed May 9, 2022 20:01 UTC SaleCommon Stock 2,285 $299.91 $685,292.07
Disclosure

SEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,878.271

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $299.32 to $300.31. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2022 Filed May 9, 2022 20:01 UTC SaleCommon Stock 2,063 $298.72 $616,249.05
Disclosure

SEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,163.271

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $298.31 to $299.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2022 Filed May 9, 2022 20:01 UTC SaleCommon Stock 1,677 $297.56 $499,001.41
Disclosure

SEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,226.271

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $297.22 to $298.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2022 Filed May 9, 2022 20:01 UTC SaleCommon Stock 600 $296.28 $177,766.80
Disclosure

SEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,903.271

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $295.80 to $296.61. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantDividend Equivalent · Derivative 1.742 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020249 · doc4.xml · derivative · entry 10

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.742

Underlying: Common Stock · 1.742 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantCommon Stock 8.271 $326.79 $2,702.88
Disclosure

SEC source: 0001209191-22-020249 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,503.271

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantDividend Equivalent · Derivative 1.281 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020248 · doc4.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.281

Underlying: Common Stock · 1.281 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantCommon Stock 12.141 $326.79 $3,967.56
Disclosure

SEC source: 0001209191-22-020248 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,456.382

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantCommon Stock 7 $326.09 $2,282.63
Disclosure

SEC source: 0001209191-22-020248 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,444.241

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantDividend Equivalent · Derivative 1.281 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020247 · doc4.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.281

Underlying: Common Stock · 1.281 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 0.98 $331.23 $324.61
Disclosure

SEC source: 0001209191-22-020247 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473.137

Underlying: Common Stock · 0.98 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantCommon Stock 12.223 $326.79 $3,994.35
Disclosure

SEC source: 0001209191-22-020247 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,630.972

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantDividend Equivalent · Derivative 1.281 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020246 · doc4.xml · derivative · entry 2

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.281

Underlying: Common Stock · 1.281 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantCommon Stock 4.391 $326.79 $1,434.93
Disclosure

SEC source: 0001209191-22-020246 · doc4.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213.391

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantCommon Stock · Derivative 1.281 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020245 · doc4.xml · derivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.281

Underlying: Common Stock · 1.281 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantCommon Stock 18 $326.09 $5,869.62
Disclosure

SEC source: 0001209191-22-020245 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,494

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantDividend Equivalent · Derivative 1.281 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020244 · doc4.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.281

Underlying: Common Stock · 1.281 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantCommon Stock 9.724 $326.79 $3,177.71
Disclosure

SEC source: 0001209191-22-020244 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,976.597

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC
Hill KathrynDirector
GrantDividend Equivalent · Derivative 1.281 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020243 · doc4.xml · derivative · entry 2

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.281

Underlying: Common Stock · 1.281 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC
Hill KathrynDirector
GrantCommon Stock 6.074 $326.79 $1,984.92
Disclosure

SEC source: 0001209191-22-020243 · doc4.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,960.074

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC GrantCommon Stock 15 $326.09 $4,891.35
Disclosure

SEC source: 0001209191-22-020242 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,793

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 02, 2022 Filed Mar 2, 2022 21:01 UTC
Sullivan CarolineSVP-Corporate Controller
Tax withholdingCommon Stock 678 $323.88 $219,590.64
Disclosure

SEC source: 0001209191-22-014660 · doc4.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077.866

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 21:00 UTC
Kaye MarkEVP & Chief Financial Officer
SaleCommon Stock 3,702 $325.24 $1,204,038.48
Disclosure

SEC source: 0001209191-22-015358 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,384

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:01 UTC
Kaye MarkEVP & Chief Financial Officer
Tax withholdingCommon Stock 4,379 $323.88 $1,418,270.52
Disclosure

SEC source: 0001209191-22-014656 · doc4.xml · nonDerivative · entry 2

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,086

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:01 UTC
Kaye MarkEVP & Chief Financial Officer
GrantCommon Stock 7,285 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014656 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,465

F1 · shares: Receipt of shares acquired upon settlement of 2019-2021 Performance Shares.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:01 UTC
GOGGINS JOHN JEVP and General Counsel
Tax withholdingCommon Stock 3,417 $323.88 $1,106,697.96
Disclosure

SEC source: 0001209191-22-014654 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,074

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:01 UTC
GOGGINS JOHN JEVP and General Counsel
GrantCommon Stock 5,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014654 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,491

F1 · shares: Receipt of shares acquired upon settlement of 2019-2021 Performance Shares.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:27 UTC Amendment
Sullivan CarolineSVP-Corporate Controller
Tax withholdingCommon Stock 678 $323.88 $219,590.64
Disclosure

SEC source: 0001209191-22-014943 · doc4a.xml · nonDerivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077.866

F3 · shares: Disposition of shares to satisfy tax withholding obligation.

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March 01, 2022 Filed Mar 2, 2022 22:27 UTC Amendment
Sullivan CarolineSVP-Corporate Controller
GrantCommon Stock 1,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014943 · doc4a.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755.866

F1 · shares: Receipt of shares acquired upon settlement of 2019 Performance Shares.

F2 · shares: The original Form 4, filed on March 2, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported an Acquisition (A) as a Disposition (D). No other changes have been made to the filing.

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March 01, 2022 Filed Mar 2, 2022 21:02 UTC
West Michael LPresident, Moody's Investors
Tax withholdingCommon Stock 2,440 $323.88 $790,267.20
Disclosure

SEC source: 0001209191-22-014662 · doc4.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,109.997

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

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March 01, 2022 Filed Mar 2, 2022 21:02 UTC
West Michael LPresident, Moody's Investors
GrantCommon Stock 4,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014662 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,549.997

F1 · shares: Receipt of shares acquired upon settlement of 2019-2021 Performance Shares.

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March 01, 2022 Filed Mar 2, 2022 21:01 UTC
Sullivan CarolineSVP-Corporate Controller
GrantCommon Stock 1,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014660 · doc4.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755.866

F1 · shares: Receipt of shares acquired upon settlement of 2019 Performance Shares.

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March 01, 2022 Filed Mar 2, 2022 21:01 UTC
Tulenko Stephen TPresident, Moody's Analytics
Tax withholdingCommon Stock 2,823 $323.88 $914,313.24
Disclosure

SEC source: 0001209191-22-014658 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,646.49

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

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March 01, 2022 Filed Mar 2, 2022 21:01 UTC
Tulenko Stephen TPresident, Moody's Analytics
GrantCommon Stock 4,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014658 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,469.49

F1 · shares: Receipt of shares acquired upon settlement of 2019-2021 Performance Shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.