MCHB

SEC source: 0001518715-19-000185 · wf-form4_157022202235836.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,686

Underlying: Common Stock · 465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-19-000184 · wf-form4_157022196426011.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,723

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-19-000178 · wf-form4_156832784906568.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,213

Underlying: Common Stock · 1,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On September 11, 2017, the reporting person was granted 4,083 RSUs, which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On September 11, 2017, the reporting person was granted 4,083 RSUs, which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 557 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,733 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-19-000178 · wf-form4_156832784906568.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,646

SEC source: 0001518715-19-000178 · wf-form4_156832784906568.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on September 11, 2017.

SEC source: 0001518715-19-000176 · wf-form4a_156580566253549.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106

F1 · date: On July 8, 2019, a Form 4 for this reporting person was mistakenly filed reporting an award on July 5, 2019 of 335 shares of common stock issued pursuant to the director compensation plan that did not in fact occur until August 13, 2019. This Form 4 is amended solely to correct the date of issuance for these shares.

SEC source: 0001518715-19-000171 · wf-form4a_156580517487104.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,848.4

F1 · date: On July 8, 2019, a Form 4 for this reporting person was mistakenly filed reporting an award on July 5, 2019 of 334 shares of common stock issued pursuant to the director compensation plan that did not in fact occur until August 13, 2019. This Form 4 is amended solely to correct the date of issuance for these shares.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-19-000175 · wf-form4a_156580561319952.xml · derivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,160

Underlying: Restricted Stock Units · 686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · date: On July 8, 2019, a Form 4 for this reporting person was mistakenly filed reporting an award on July 5, 2019 of 686 RSUs issued pursuant to the director compensation plan that did not in fact occur until August 13, 2019. This Form 4 is amended solely to correct the date of issuance for these RSUs.

F3 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of an RSU.

F3 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of an RSU.

SEC source: 0001518715-19-000174 · wf-form4a_156580556217439.xml · nonDerivative · entry 1

KING THOMAS E · CIK 0001529652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

F1 · date: On July 8, 2019, a Form 4 for this reporting person was mistakenly filed reporting an award on July 5, 2019 of 251 shares of common stock issued pursuant to the director compensation plan that did not in fact occur until August 13, 2019. This Form 4 is amended solely to correct the date of issuance for these shares.

SEC source: 0001518715-19-000172 · wf-form4a_156580546129566.xml · derivative · entry 1

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,002

Underlying: Common Stock · 585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · date: On July 8, 2019, a Form 4 for this reporting person was mistakenly filed reporting an award on July 5, 2019 of 585 RSUs issued pursuant to the director compensation plan that did not in fact occur until August 13, 2019. This Form 4 is amended solely to correct the date of issuance for these RSUs.

F3 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020, unless he/she departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of an RSU.

F3 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020, unless he/she departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of an RSU.

SEC source: 0001518715-19-000173 · wf-form4a_156580550919138.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,968

F1 · date: On July 8, 2019, a Form 4 for this reporting person was mistakenly filed reporting an award on July 5, 2019 of 686 shares of common stock issued pursuant to the director compensation plan that did not in fact occur until August 13, 2019. This Form 4 is amended solely to correct the date of issuance for these shares.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

SEC source: 0001518715-19-000170 · wf-form4a_156580508083846.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,221

Underlying: Common Stock · 418 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · date: On July 8, 2019, a Form 4 for this reporting person was mistakenly filed reporting an award on July 5, 2019 of 418 RSUs issued pursuant to the director compensation plan that did not in fact occur until August 13, 2019. This Form 4 is amended solely to correct the date of issuance for these RSUs.

F3 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of an RSU.

F3 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of an RSU.

SEC source: 0001518715-19-000169 · wf-form4a_156580502779019.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

F1 · date: On July 8, 2019, a Form 4 for this reporting person was mistakenly filed reporting an award on July 5, 2019 of 309 shares of common stock issued pursuant to the director compensation plan that did not in fact occur until August 13, 2019. This Form 4 is amended solely to correct the date of issuance for these shares.

SEC source: 0001518715-19-000206 · wf-form4_157315382094618.xml · nonDerivative · entry 2

INDIEK VICTOR H · CIK 0001529665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,943.567

F2 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-19-000155 · wf-form4_156408393121876.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,432

SEC source: 0001518715-19-000144 · wf-form4_156261328518320.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-19-000145 · wf-form4_156261336599550.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,848.4

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-19-000142 · wf-form4_156261317422635.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-19-000143 · wf-form4_156261323021522.xml · derivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,160

Underlying: Restricted Stock Units · 686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-19-000141 · wf-form4_156261311146004.xml · derivative · entry 1

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,002

Underlying: Common Stock · 585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020, unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020, unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-19-000140 · wf-form4_156261302383367.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,968

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

SEC source: 0001518715-19-000139 · wf-form4_156261295307841.xml · nonDerivative · entry 1

KING THOMAS E · CIK 0001529652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-19-000138 · wf-form4_156261289259761.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,221

Underlying: Common Stock · 418 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-19-000136 · wf-form4_156201570878033.xml · derivative · entry 3

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,174

Underlying: Common Stock · 5,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On June 30, 2016, the reporting person was granted 16,317 RSUs, which vest incrementally in equal amounts on June 30, 2017, June 30, 2018, and June 30, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On June 30, 2016, the reporting person was granted 16,317 RSUs, which vest incrementally in equal amounts on June 30, 2017, June 30, 2018, and June 30, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 766 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,316 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2019 and November 1, 2020, respectively, 1,488 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,604 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-19-000136 · wf-form4_156201570878033.xml · nonDerivative · entry 2

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,333

SEC source: 0001518715-19-000136 · wf-form4_156201570878033.xml · nonDerivative · entry 1

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on June 30, 2016.

SEC source: 0001518715-19-000206 · wf-form4_157315382094618.xml · derivative · entry 5

INDIEK VICTOR H · CIK 0001529665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective June 20, 2019.

F6 · derivative.expiration_date: RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective June 20, 2019.

SEC source: 0001518715-19-000206 · wf-form4_157315382094618.xml · nonDerivative · entry 1

INDIEK VICTOR H · CIK 0001529665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,692.567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the reporting person as director compensation. The reporting person had elected that these RSUs vest upon his departure from the Board, which was effective on June 20, 2019.

SEC source: 0001518715-19-000118 · wf-form4_156038365140018.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeanie van Amen, Mr. van Amen's spouse

Disclosed balance after: 2,000

SEC source: 0001518715-19-000114 · wf-form4_155908636802445.xml · derivative · entry 4

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,624 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in three equal installments on February 10, 2013, 2014 and 2015.

SEC source: 0001518715-19-000114 · wf-form4_155908636802445.xml · nonDerivative · entry 2

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,915.4

F1 · shares: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding taxes incurred upon the above-reported exercise of the option. The amount of shares withheld is based on the closing price on May 20, 2019.

SEC source: 0001518715-19-000114 · wf-form4_155908636802445.xml · nonDerivative · entry 1

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,123.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001518715-19-000112 · wf-form4_155751937585332.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,617

SEC source: 0001518715-19-000106 · wf-form4_155743261049342.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,107

SEC source: 0001518715-19-000086 · wf-form4_155475583184418.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-19-000080 · wf-form4_155475549143976.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,514.4

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-19-000082 · wf-form4_155475562568840.xml · derivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,474

Underlying: Restricted Stock Units · 777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-19-000088 · wf-form4_155475596365011.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,803

Underlying: Common Stock · 474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-19-000085 · wf-form4_155475578836105.xml · derivative · entry 1

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,417

Underlying: Common Stock · 759 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020 unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020 unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-19-000087 · wf-form4_155475587095065.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,282

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

SEC source: 0001518715-19-000084 · wf-form4_155475575607807.xml · nonDerivative · entry 1

KING THOMAS E · CIK 0001529652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-19-000083 · wf-form4_155475571481751.xml · derivative · entry 1

INDIEK VICTOR H · CIK 0001529665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241

Underlying: Common Stock · 284 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-19-000081 · wf-form4_155475555868984.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-19-000072 · wf-form4_155416262592772.xml · derivative · entry 1

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,613

Underlying: Common Stock · 2,604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 5,439 RSUs granted on June 30, 2016, which vest on June 30, 2019, 766 RSUs January 26, 2017, which vest on January 26, 2020, and 2,316 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2019 and November 1, 2020, and 1,488 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-19-000068 · wf-form4_155416238388146.xml · derivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

Underlying: Common Stock · 1,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 310 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 850 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-19-000066 · wf-form4_155416225795688.xml · derivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458

Underlying: Common Stock · 2,979 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,979 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,979 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 743 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,736 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-19-000071 · wf-form4_155416256504756.xml · derivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,574

Underlying: Common Stock · 2,733 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,733 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,733 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 557 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,722 RSUs granted on September 11, 2017, which vest incrementally in equal amounts on September 11, 2019 and September 11, 2020, and 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-19-000073 · wf-form4_155416271886443.xml · derivative · entry 1

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,336

Underlying: Common Stock · 1,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,797 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,797 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 543 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 996 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-19-000069 · wf-form4_155416244213405.xml · derivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,321

Underlying: Common Stock · 2,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,391 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,391 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 710 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, and 1,340 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-19-000070 · wf-form4_155416250512409.xml · derivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,482

Underlying: Common Stock · 9,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 9,921 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 3,015 RSUs granted on January 26, 2017, which vest on January 26, 2020, 3,760 RSUs granted on March 8, 2017, which vest on March 8, 2020 and 5,786 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.