MCHB

SEC source: 0001518715-20-000018 · wf-form4_158025524038079.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,365

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 930 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 930 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 850 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 1,515 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000018 · wf-form4_158025524038079.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

SEC source: 0001518715-20-000026 · wf-form4_158025710459326.xml · derivative · entry 3

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,715

Underlying: Common Stock · 743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,229 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · balance_after: The reporting person's remaining RSUs includes 1,736 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,979 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000026 · wf-form4_158025710459326.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

SEC source: 0001518715-20-000022 · wf-form4_158025562538984.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,733 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000022 · wf-form4_158025562538984.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,036

SEC source: 0001518715-20-000022 · wf-form4_158025562538984.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

SEC source: 0001518715-20-000023 · wf-form4_158025678538812.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,467

Underlying: Common Stock · 3,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 9,045 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 9,045 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 3,760 RSUs granted on March 8, 2017, which vest on March 8, 2020, 5,786 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 9,921 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000023 · wf-form4_158025678538812.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,051

SEC source: 0001518715-20-000023 · wf-form4_158025678538812.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

SEC source: 0001518715-20-000024 · wf-form4_158025693326180.xml · derivative · entry 3

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313

Underlying: Common Stock · 278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 810 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 1,503 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000024 · wf-form4_158025693326180.xml · nonDerivative · entry 2

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,046.8

SEC source: 0001518715-20-000024 · wf-form4_158025693326180.xml · nonDerivative · entry 1

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,130.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

SEC source: 0001518715-20-000021 · wf-form4_158025552959142.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,611

Underlying: Common Stock · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, 1,340 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,391 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000021 · wf-form4_158025552959142.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,469

SEC source: 0001518715-20-000021 · wf-form4_158025552959142.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

SEC source: 0001518715-20-000020 · wf-form4_158025545397699.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,888

Underlying: Common Stock · 752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,880 RSUs granted on March 8, 2017, which vest on March 8, 2020, 1,440 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,568 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000020 · wf-form4_158025545397699.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,898

SEC source: 0001518715-20-000020 · wf-form4_158025545397699.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

SEC source: 0001518715-20-000019 · wf-form4_158025530652960.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,572

Underlying: Common Stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 1,632 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,940 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000019 · wf-form4_158025530652960.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

SEC source: 0001518715-20-000017 · wf-form4_158025516963075.xml · derivative · entry 3

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,721

Underlying: Common Stock · 529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,587 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,587 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 972 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 1,749 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-20-000017 · wf-form4_158025516963075.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,983.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

SEC source: 0001518715-20-000028 · wf-form4_158050812449526.xml · nonDerivative · entry 3

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,269

SEC source: 0001518715-20-000028 · wf-form4_158050812449526.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,613

F1 · shares: Shares withheld to cover taxes occurred concurrent with Restricted Stock Units ("RSUs") vesting on the same date and was inadvertently omitted from the Form 4 filed on January 28, 2020.

SEC source: 0001518715-20-000008 · wf-form4_157852270128794.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000009 · wf-form4_157852278020144.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,517.4

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-20-000010 · wf-form4_157852282859495.xml · derivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,536

Underlying: Restricted Stock Units · 595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-20-000007 · wf-form4_157852265544873.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000006 · wf-form4_157852260558454.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,337

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

SEC source: 0001518715-20-000005 · wf-form4_157852254530026.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,058

Underlying: Common Stock · 372 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-20-000004 · wf-form4_157852249154520.xml · nonDerivative · entry 1

KING THOMAS E · CIK 0001529652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000003 · wf-form4_157852244417004.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,983

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-20-000002 · wf-form4_157852238731507.xml · nonDerivative · entry 2

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,925.4

F2 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F3 · balance_after: 6,488.4 shares held jointly with Barbara Kirk, Mr. Kirk's spouse.

SEC source: 0001518715-20-000002 · wf-form4_157852238731507.xml · derivative · entry 3

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: RSUs previously issued under the director compensation policy vested as of January 1, 2020.

F5 · derivative.expiration_date: RSUs previously issued under the director compensation policy vested as of January 1, 2020.

SEC source: 0001518715-20-000002 · wf-form4_157852238731507.xml · nonDerivative · entry 1

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,702.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the Reporting Person as director compensation. The Reporting Person had elected that these RSUs vest on January 1, 2020.

SEC source: 0001518715-19-000208 · wf-form4_157377558209162.xml · derivative · entry 6

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2021-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001518715-19-000208 · wf-form4_157377558209162.xml · derivative · entry 5

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,460

Underlying: Common Stock · 7,500 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001518715-19-000208 · wf-form4_157377558209162.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001518715-19-000208 · wf-form4_157377558209162.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001518715-19-000206 · wf-form4_157315382094618.xml · nonDerivative · entry 3

INDIEK VICTOR H · CIK 0001529665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.2642 to $31.285, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001518715-19-000201 · wf-form4_157290055785066.xml · derivative · entry 3

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,016

Underlying: Common Stock · 1,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 766 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 1,488 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,604 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-19-000201 · wf-form4_157290055785066.xml · nonDerivative · entry 2

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209

SEC source: 0001518715-19-000201 · wf-form4_157290055785066.xml · nonDerivative · entry 1

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 1, 2017.

SEC source: 0001518715-19-000183 · wf-form4_157022183641418.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-19-000182 · wf-form4_157022128431210.xml · derivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,941

Underlying: Restricted Stock Units · 781 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-19-000189 · wf-form4_157022242390103.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,220.4

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-19-000188 · wf-form4_157022219290990.xml · nonDerivative · entry 1

KING THOMAS E · CIK 0001529652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-19-000187 · wf-form4_157022211260188.xml · derivative · entry 1

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,672

Underlying: Common Stock · 670 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020 unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the vesting date. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020 unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the vesting date. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-19-000186 · wf-form4_157022206612362.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,712

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.