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Nasdaq · USD

MBIN

Merchants Bancorp

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4382
SEC CIK
0001629019
Parsed reports
502

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202600
Feb 2026013
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2020 Filed Feb 2, 2021 21:13 UTC Amendment PurchaseCommon Stock 3,000 $20.53 $61,590.00
Disclosure

SEC source: 0001104659-21-010916 · a4a.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,447

F1 · kind: When Reporting Person's Form 4 was initially filed on September 17, 2020, transaction code was inadvertently listed as "Award" rather than "Purchase"

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August 31, 2020 Filed Jan 21, 2021 21:09 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GiftCommon Stock 24,700 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000420 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,049

Read SEC document
May 21, 2020 Filed May 22, 2020 20:06 UTC GrantCommon Stock 626 $15.99 $10,009.74
Disclosure

SEC source: 0001104659-20-065348 · a4.xml · nonDerivative · entry 1

Sellers Anne E. · CIK 0001719301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

F1 · price: This award represents the equity portion of the Reporting Person's retainer for service as a director of the Issuer. The number of shares represented by this award was determined by dividing the dollar value of the equity portion by the price shown, which is the closing price of one share of the Issuer's Common Stock on the day immediately prior to the Reporting Person's election to the Board of Directors.

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May 21, 2020 Filed May 22, 2020 20:06 UTC GrantCommon Stock 626 $15.99 $10,009.74
Disclosure

SEC source: 0001104659-20-065342 · a4.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,081

F1 · price: This award represents the equity portion of the Reporting Person's retainer for service as a director of the Issuer. The number of shares represented by this award was determined by dividing the dollar value of the equity portion by the price shown, which is the closing price of one share of the Issuer's Common Stock on the day immediately prior to the Reporting Person's election to the Board of Directors.

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May 21, 2020 Filed May 22, 2020 20:07 UTC GrantCommon Stock 626 $15.99 $10,009.74
Disclosure

SEC source: 0001104659-20-065351 · a4.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,572

F1 · price: This award represents the equity portion of the Reporting Person's retainer for service as a director of the Issuer. The number of shares represented by this award was determined by dividing the dollar value of the equity portion by the price shown, which is the closing price of one share of the Issuer's Common Stock on the day immediately prior to the Reporting Person's election to the Board of Directors.

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May 21, 2020 Filed May 22, 2020 20:06 UTC GrantCommon Stock 626 $15.99 $10,009.74
Disclosure

SEC source: 0001104659-20-065347 · a4.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,447

F1 · price: This award represents the equity portion of the Reporting Person's retainer for service as a director of the Issuer. The number of shares represented by this award was determined by dividing the dollar value of the equity portion by the price shown, which is the closing price of one share of the Issuer's Common Stock on the day immediately prior to the Reporting Person's election to the Board of Directors.

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May 21, 2020 Filed May 22, 2020 20:05 UTC GrantCommon Stock 626 $15.99 $10,009.74
Disclosure

SEC source: 0001104659-20-065339 · a4.xml · nonDerivative · entry 1

Gilroy Sue Anne · CIK 0001718493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,009

F1 · price: This award represents the equity portion of the Reporting Person's retainer for service as a director of the Issuer. The number of shares represented by this award was determined by dividing the dollar value of the equity portion by the price shown, which is the closing price of one share of the Issuer's Common Stock on the day immediately prior to the Reporting Person's election to the Board of Directors.

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May 13, 2020 Filed May 15, 2020 20:06 UTC PurchaseCommon Stock 1,000 $13.87 $13,870.00
Disclosure

SEC source: 0001104659-20-062592 · a4.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,821

Read SEC document
May 11, 2020 Filed May 13, 2020 20:08 UTC PurchaseCommon Stock 1,500 $14.45 $21,675.00
Disclosure

SEC source: 0001104659-20-060847 · a4.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,821

Read SEC document
March 15, 2020 Filed Mar 16, 2020 21:53 UTC
Koors Jerry F.Merchants Mortgage President
Tax withholdingCommon Stock 280 $16.05 $4,494.00
Disclosure

SEC source: 0001562180-20-002555 · primarydocument.xml · nonDerivative · entry 1

Koors Jerry F. · CIK 0001718490 · Merchants Mortgage President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,745

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 7,172 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 2,092 vesting 11/30/2020; 2,018 vesting 2/1/2021; 2,018 vesting 2/1/2022; and 1,044 vesting 2/1/2023.

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March 15, 2020 Filed Mar 17, 2020 01:54 UTC
Langford Kevin TChief Administrative Officer
Tax withholdingCommon Stock 287 $16.05 $4,606.35
Disclosure

SEC source: 0001562180-20-002559 · primarydocument.xml · nonDerivative · entry 1

Langford Kevin T · CIK 0001571084 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,386

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 4,826 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 1,891 vesting 2/1/2021; 1,891 vesting 2/1/2022; and 1,044 vesting 2/1/2023.

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March 15, 2020 Filed Mar 16, 2020 21:53 UTC
Macke John F.Chief Financial Officer
Tax withholdingCommon Stock 304 $16.05 $4,879.20
Disclosure

SEC source: 0001562180-20-002557 · primarydocument.xml · nonDerivative · entry 1

Macke John F. · CIK 0001588881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,629

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 5,250 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 2,103 vesting 2/1/2021; 2,103 vesting 2/1/2022; and 1,044 vesting 2/1/2023.

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March 15, 2020 Filed Mar 17, 2020 01:55 UTC
Evans Scott A.Director · Lynn Market President
Tax withholdingCommon Stock 296 $16.05 $4,750.80
Disclosure

SEC source: 0001562180-20-002561 · primarydocument.xml · nonDerivative · entry 1

Evans Scott A. · CIK 0001718816 · Director · Lynn Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,087

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 8,381 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 3,555 vesting 11/30/2020; 1,891 vesting 2/1/2021; 1,891 vesting 2/1/2022; and 1,044 vesting 2/1/2023.

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March 15, 2020 Filed Mar 17, 2020 01:54 UTC
Kucer Susan DehnerIndianpolis Market President
Tax withholdingCommon Stock 268 $16.05 $4,301.40
Disclosure

SEC source: 0001562180-20-002558 · primarydocument.xml · nonDerivative · entry 1

Kucer Susan Dehner · CIK 0001719236 · Indianpolis Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,884

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 8,638 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 3,893 vesting 11/30/2020; 1,892 vesting 2/1/2021; 1,892 vesting 2/1/2022; and 961 vesting 2/1/2023.

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March 15, 2020 Filed Mar 17, 2020 01:54 UTC
Dury Michael R.CEO of Merchants Capital
Tax withholdingCommon Stock 570 $16.05 $9,148.50
Disclosure

SEC source: 0001562180-20-002560 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,815

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 12,055 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,237 vesting 11/30/2020; 2,707 vesting 2/1/2021; 2,708 vesting 2/1/2022; and 1,403 vesting 2/1/2023.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 01:53 UTC
Dunlap Michael J.Director · President, COO
Tax withholdingCommon Stock 1,172 $16.05 $18,810.60
Disclosure

SEC source: 0001562180-20-002556 · primarydocument.xml · nonDerivative · entry 1

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,690

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 31,600 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 9,353 vesting 11/30/2020; 8,826 vesting 2/1/2021; 8,828 vesting 2/1/2022; and 4,593 vesting 2/1/2023.

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March 11, 2020 Filed Mar 18, 2021 20:06 UTC PurchaseSeries B Preferred Stock 4,000 $26.55 $106,200.00
Disclosure

SEC source: 0001104659-21-038345 · tm2110150-2_4seq1.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by O'Brien Motors, Inc.

Disclosed balance after: 4,000

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:03 UTC
Koors Jerry F.Merchants Mortgage President
GrantCommon Stock 3,132 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000544 · primarydocument.xml · nonDerivative · entry 1

Koors Jerry F. · CIK 0001718490 · Merchants Mortgage President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,025

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,044 vesting 2/1/2021; 1,044 vesting 2/1/2022, and 1,044 vesting 2/1/2023.

F2 · balance_after: includes 8,146 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 974 vesting 3/15/2020; 2,092 vesting 11/30/2020; 2,018 vesting 2/1/2021; 2,018 vesting 2/1/2022; and 1,044 vesting 2/1/2023.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:05 UTC
Oznick Terry ASVP, General Counsel
GrantCommon Stock 3,132 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000547 · primarydocument.xml · nonDerivative · entry 1

Oznick Terry A · CIK 0001753104 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,232

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,044 vesting 2/1/2021; 1,044 vesting 2/1/2022, and 1,044 vesting 2/1/2023.

F2 · balance_after: includes 3,132 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 1,044 vesting 2/1/2021; 1,044 vesting 2/1/2022, and 1,044 vesting 2/1/2023.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:03 UTC
Evans Scott A.Director · Lynn Market President
GrantCommon Stock 3,132 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000543 · primarydocument.xml · nonDerivative · entry 1

Evans Scott A. · CIK 0001718816 · Director · Lynn Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,383

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,044 vesting 2/1/2021; 1,044 vesting 2/1/2022, and 1,044 vesting 2/1/2023.

F2 · balance_after: includes 9,228 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 847 vesting 3/15/2020; 3,555 vesting 11/30/2020; 1,891 vesting 2/1/2021; 1,891 vesting 2/1/2022; and 1,044 vesting 2/1/2023.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:02 UTC
Langford Kevin TChief Administrative Officer
GrantCommon Stock 3,132 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000539 · primarydocument.xml · nonDerivative · entry 1

Langford Kevin T · CIK 0001571084 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,673

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,044 vesting 2/1/2021; 1,044 vesting 2/1/2022, and 1,044 vesting 2/1/2023.

F2 · balance_after: all unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 847 vesting 3/15/2020; 1,891 vesting 2/1/2021; 1,891 vesting 2/1/2022; and 1,044 vesting 2/1/2023.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:02 UTC
Macke John F.Chief Financial Officer
GrantCommon Stock 3,132 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000538 · primarydocument.xml · nonDerivative · entry 1

Macke John F. · CIK 0001588881 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,933

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,044 vesting 2/1/2021; 1,044 vesting 2/1/2022, and 1,044 vesting 2/1/2023.

F2 · balance_after: includes 6,308 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 1,058 vesting 3/15/2020; 2,103 vesting 2/1/2021; 2,103 vesting 2/1/2022; and 1,044 vesting 2/1/2023.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:03 UTC
Kucer Susan DehnerIndianpolis Market President
GrantCommon Stock 2,881 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000545 · primarydocument.xml · nonDerivative · entry 1

Kucer Susan Dehner · CIK 0001719236 · Indianpolis Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,152

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 960 vesting 2/1/2021; 960 vesting 2/1/2022, and 961 vesting 2/1/2023.

F2 · balance_after: includes 9,569 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 931 vesting 3/15/2020; 3,893 vesting 11/30/2020; 1,892 vesting 2/1/2021; 1,892 vesting 2/1/2022; and 961 vesting 2/1/2023.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:03 UTC
Dunlap Michael J.Director · President, COO
GrantCommon Stock 13,778 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000541 · primarydocument.xml · nonDerivative · entry 1

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,862

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 4,592 vesting 2/1/2021; 4,593 vesting 2/1/2022, and 4,593 vesting 2/1/2023.

F2 · balance_after: includes 35,834 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 4,234 vesting 3/15/2020; 9,353 vesting 11/30/2020; 8,826 vesting 2/1/2021; 8,828 vesting 2/1/2022; and 4,593 vesting 2/1/2023.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:02 UTC
Dury Michael R.CEO of Merchants Capital
GrantCommon Stock 4,209 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000540 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,385

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,403 vesting 2/1/2021; 1,403 vesting 2/1/2022, and 1,403 vesting 2/1/2023.

F2 · balance_after: includes 13,359 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 1,304 vesting 3/15/2020; 5,237 vesting 11/30/2020; 2,707 vesting 2/1/2021; 2,708 vesting 2/1/2022; and 1,403 vesting 2/1/2023.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 16:10 UTC
Koors Jerry F.Merchants Mortgage President
SaleCommon Stock 816 $19.70 $16,071.61
Disclosure

SEC source: 0001562180-20-000124 · primarydocument.xml · nonDerivative · entry 1

Koors Jerry F. · CIK 0001718490 · Merchants Mortgage President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,893

F1 · shares: These shares were part of an automatic sell to cover transaction to satisfy tax withholding obligations in connection with the vesting of restricted stock units and do no represent discretionary trades by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.56 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: includes 5,014 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 2,092 vesting 12/31/2020 and 2,922 vesting 12/31/2021

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:10 UTC
Kucer Susan DehnerIndianpolis Market President
SaleCommon Stock 1,518 $19.70 $29,897.92
Disclosure

SEC source: 0001562180-20-000125 · primarydocument.xml · nonDerivative · entry 1

Kucer Susan Dehner · CIK 0001719236 · Indianpolis Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,271

F1 · shares: These shares were part of an automatic sell to cover transaction to satisfy tax withholding obligations in connection with the vesting of restricted stock units and do no represent discretionary trades by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.56 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 6,688 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 3,893 vesting 12/31/2020 and 2,795 vesting 12/31/2021

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:10 UTC
Evans Scott A.Director · Lynn Market President
SaleCommon Stock 1,368 $19.70 $26,943.58
Disclosure

SEC source: 0001562180-20-000123 · primarydocument.xml · nonDerivative · entry 1

Evans Scott A. · CIK 0001718816 · Director · Lynn Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,251

F1 · shares: These shares were part of an automatic sell to cover transaction to satisfy tax withholding obligations in connection with the vesting of restricted stock units and do no represent discretionary trades by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.56 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 6,096 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 3,555 vesting 12/31/2020 and 2,541 vesting 12/31/2021

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:10 UTC
Dury Michael R.President of Merchants Capital
SaleCommon Stock 2,500 $19.70 $49,239.00
Disclosure

SEC source: 0001562180-20-000122 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · President of Merchants Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,176

F1 · shares: These shares were part of an automatic sell to cover transaction to satisfy tax withholding obligations in connection with the vesting of restricted stock units and do no represent discretionary trades by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.56 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: includes 9,150 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,237 vesting 12/31/2020 and 3,913 vesting 12/31/2021.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:09 UTC
Dunlap Michael J.Director · President, COO
SaleCommon Stock 3,331 $19.70 $65,606.04
Disclosure

SEC source: 0001562180-20-000121 · primarydocument.xml · nonDerivative · entry 1

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,084

F1 · shares: These shares were part of an automatic sell to cover transaction to satisfy tax withholding obligations in connection with the vesting of restricted stock units and do no represent discretionary trades by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.56 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 9,210 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,237 vesting 12/31/2020 and 3,913 vesting 12/31/2021.

Read SEC document
November 20, 2019 Filed Jan 3, 2020 21:05 UTC GiftCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-000858 · a5.xml · nonDerivative · entry 1

Petrie Jody J. · CIK 0001719796 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 1,627,749

Read SEC document
November 20, 2019 Filed Jan 3, 2020 21:01 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GiftCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000117 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627,749

Read SEC document
September 23, 2019 Filed Sep 24, 2019 00:49 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
Disposition to issuerSeries A Preferred Stock 200,000 $25.00 $5,000,000.00
Disclosure

SEC source: 0001562180-19-004936 · primarydocument.xml · nonDerivative · entry 2

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 23, 2019 Filed Sep 24, 2019 00:41 UTC
Rogers Randall D.Director · Vice Chairman
Disposition to issuerSeries A Preferred Stock 12,000 $25.00 $300,000.00
Disclosure

SEC source: 0001562180-19-004935 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

Read SEC document
September 23, 2019 Filed Sep 24, 2019 00:41 UTC
Rogers Randall D.Director · Vice Chairman
Disposition to issuerSeries A Preferred Stock 120,000 $25.00 $3,000,000.00
Disclosure

SEC source: 0001562180-19-004935 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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September 23, 2019 Filed Sep 24, 2019 00:40 UTC
Dury Michael R.President of Merchants Capital
Disposition to issuerSeries A Preferred Stock 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001562180-19-004933 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · President of Merchants Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

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September 23, 2019 Filed Sep 25, 2019 12:37 UTC Disposition to issuerSeries A Preferred Stock 200,000 $25.00 $5,000,000.00
Disclosure

SEC source: 0001104659-19-051297 · a4.xml · nonDerivative · entry 1

Petrie Jody J. · CIK 0001719796 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 0

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September 12, 2019 Filed Sep 13, 2019 20:09 UTC
Dury Michael R.President of Merchants Capital
PurchaseCommon Stock 1,514 $16.60 $25,125.89
Disclosure

SEC source: 0001104659-19-050134 · a4.xml · nonDerivative · entry 2

Dury Michael R. · CIK 0001718356 · President of Merchants Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,676

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.14 to $16.79 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote

F2 · balance_after: includes 14,579 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,429 vesting 12/31/2019; 5,237 vesting 12/31/2020; and 3,913 vesting 12/31/2021.

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September 11, 2019 Filed Sep 13, 2019 20:09 UTC
Dury Michael R.President of Merchants Capital
PurchaseCommon Stock 10,486 $16.73 $175,430.78
Disclosure

SEC source: 0001104659-19-050134 · a4.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · President of Merchants Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,162

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.44 to $17.21 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: includes 14,579 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,429 vesting 12/31/2019; 5,237 vesting 12/31/2020; and 3,913 vesting 12/31/2021.

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August 16, 2019 Filed Sep 24, 2019 00:49 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GiftCommon Stock 23,700 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004936 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,278,497

F1 · balance_after: Shares held by Mr. Petrie jointly with his spouse, Jody J. Petrie.

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August 16, 2019 Filed Sep 25, 2019 12:37 UTC GiftCommon Stock 23,700 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-051297 · a4.xml · nonDerivative · entry 2

Petrie Jody J. · CIK 0001719796 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,278,497

F1 · ownership.direct: Shares held by Mrs. Petrie jointly with her spouse, Michael F. Petrie.

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June 27, 2019 Filed Jul 1, 2019 20:11 UTC
Rogers Randall D.Director · Vice Chairman
GrantSeries A Preferred Stock 12,000 $25.00 $300,000.00
Disclosure

SEC source: 0001104659-19-038636 · a4.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 12,000

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June 27, 2019 Filed Jul 1, 2019 20:11 UTC
Rogers Randall D.Director · Vice Chairman
GrantSeries A Preferred Stock 120,000 $25.00 $3,000,000.00
Disclosure

SEC source: 0001104659-19-038636 · a4.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

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June 27, 2019 Filed Jul 1, 2019 20:11 UTC
Dury Michael R.President of Merchants Capital
GrantSeries A Preferred Stock 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001104659-19-038635 · a4.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · President of Merchants Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

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June 27, 2019 Filed Jul 1, 2019 20:11 UTC GrantSeries A Preferred Stock 200,000 $25.00 $5,000,000.00
Disclosure

SEC source: 0001104659-19-038633 · a4.xml · nonDerivative · entry 1

Petrie Jody J. · CIK 0001719796 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 200,000

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:08 UTC
Petrie Michael F.Director · Chairman and CEO · 10% owner
GrantSeries A Preferred Stock 200,000 $25.00 $5,000,000.00
Disclosure

SEC source: 0001104659-19-038630 · a4.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

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May 16, 2019 Filed May 20, 2019 20:08 UTC GrantCommon Stock 455 $22.02 $10,019.10
Disclosure

SEC source: 0001104659-19-030548 · a4.xml · nonDerivative · entry 1

Sellers Anne E. · CIK 0001719301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446

F1 · price: This award represents the equity portion of the Reporting Person's retainer for service as a director of the Issuer. The number of shares represented by this award was determined by dividing the dollar value of the equity portion by the price shown, which is the closing price of one share of the Issuer's Common Stock on the day immediately prior to the Reporting Person's election to the Board of Directors.

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May 16, 2019 Filed May 20, 2019 20:07 UTC GrantCommon Stock 455 $22.02 $10,019.10
Disclosure

SEC source: 0001104659-19-030547 · a4.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,455

F1 · price: This award represents the equity portion of the Reporting Person's retainer for service as a director of the Issuer. The number of shares represented by this award was determined by dividing the dollar value of the equity portion by the price shown, which is the closing price of one share of the Issuer's Common Stock on the day immediately prior to the Reporting Person's election to the Board of Directors.

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May 16, 2019 Filed May 20, 2019 20:11 UTC GrantCommon Stock 455 $22.02 $10,019.10
Disclosure

SEC source: 0001104659-19-030551 · a4.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,946

F1 · price: This award represents the equity portion of the Reporting Person's retainer for service as a director of the Issuer. The number of shares represented by this award was determined by dividing the dollar value of the equity portion by the price shown, which is the closing price of one share of the Issuer's Common Stock on the day immediately prior to the Reporting Person's election to the Board of Directors.

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May 16, 2019 Filed May 20, 2019 20:09 UTC GrantCommon Stock 455 $22.02 $10,019.10
Disclosure

SEC source: 0001104659-19-030549 · a4.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,321

F1 · price: This award represents the equity portion of the Reporting Person's retainer for service as a director of the Issuer. The number of shares represented by this award was determined by dividing the dollar value of the equity portion by the price shown, which is the closing price of one share of the Issuer's Common Stock on the day immediately prior to the Reporting Person's election to the Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.