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Rogers Randall D.

Disclosed activity across 1 company

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87950
SEC CIK
0001718506

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Merchants BancorpMBIN · Entity 4382Director · Vice ChairmanAugust 23, 2024August 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Merchants Bancorp

Report date August 23, 2024 · Filed August 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSpouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010723,000 Reported balance After 2024-08-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-08-23 · Sale · Disposed 25,000 · Balance 723,000

Common StockSEC Table I · non-derivativeIndirectSpouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010698,000 Reported balance After 2024-08-23 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-08-23 · Sale · Disposed 25,000 · Balance 698,000

F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.06 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectSpouse is Trustee of the Katherine H. Rogers Irrevocable GST Trust 2011698,000 Reported balance After 2024-08-23 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2024-08-23 · Sale · Disposed 50,000 · Balance 698,000

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $46.00 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectSpouse is Trustee of the Randall D. Rogers, Jr. Irrevocable GST Trust 2011698,000 Reported balance After 2024-08-23 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2024-08-23 · Sale · Disposed 50,000 · Balance 698,000

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $46.00 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeDirect645,729 Reported balance Holding disclosure · report date 2024-08-23 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 645,729

Series C Depositary SharesSEC Table I · non-derivativeDirect200,000 Reported balance Holding disclosure · report date 2024-08-23 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 200,000

Series C Depositary SharesSEC Table I · non-derivativeIndirectSpouse is Trustee of The Mary Holliday Rogers 2019 CRAT22,000 Reported balance Holding disclosure · report date 2024-08-23 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 22,000

Series C Depositary SharesSEC Table I · non-derivativeIndirectSpouse is Trustee of The Mary Holliday Rogers Trust20,000 Reported balance Holding disclosure · report date 2024-08-23 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,000

Series C Depositary SharesSEC Table I · non-derivativeIndirectTrustee of The Randall D. & Mary H. Rogers 2020 CRUT26,000 Reported balance Holding disclosure · report date 2024-08-23 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 26,000

Series C Depositary SharesSEC Table I · non-derivativeIndirectTrustee of The Randall D. & Mary H. Rogers 2021 CRUT13,155 Reported balance Holding disclosure · report date 2024-08-23 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 13,155

Filing footnotes · ownership attribution and instrument terms

F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.06 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $46.00 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2024 Filed Aug 27, 2024 12:43 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 50,000 $45.50 $2,275,000.00
Disclosure

SEC source: 0001562180-24-006511 · primarydocument.xml · nonDerivative · entry 4

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Randall D. Rogers, Jr. Irrevocable GST Trust 2011

Disclosed balance after: 698,000

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $46.00 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 12:43 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 50,000 $45.50 $2,275,000.00
Disclosure

SEC source: 0001562180-24-006511 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Katherine H. Rogers Irrevocable GST Trust 2011

Disclosed balance after: 698,000

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $46.00 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 12:43 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 25,000 $46.00 $1,150,000.00
Disclosure

SEC source: 0001562180-24-006511 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010

Disclosed balance after: 698,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.06 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2024 Filed Aug 27, 2024 12:43 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 25,000 $45.00 $1,125,000.00
Disclosure

SEC source: 0001562180-24-006511 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010

Disclosed balance after: 723,000

Read SEC document
August 22, 2024 Filed Aug 22, 2024 20:50 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 25,000 $44.00 $1,100,000.00
Disclosure

SEC source: 0001562180-24-006466 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Randall D. Rogers, Jr. Irrevocable GST Trust 2011

Disclosed balance after: 748,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.09 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 22, 2024 Filed Aug 22, 2024 20:50 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 25,000 $44.00 $1,100,000.00
Disclosure

SEC source: 0001562180-24-006466 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Katherine H. Rogers Irrevocable GST Trust 2011

Disclosed balance after: 748,000

Read SEC document
August 22, 2024 Filed Aug 22, 2024 20:50 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 25,000 $44.00 $1,100,000.00
Disclosure

SEC source: 0001562180-24-006466 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010

Disclosed balance after: 748,000

Read SEC document
November 14, 2023 Filed Nov 15, 2023 21:11 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 57,894 $32.17 $1,862,449.98
Disclosure

SEC source: 0001562180-23-007691 · primarydocument.xml · nonDerivative · entry 4

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee of The Randall D. & Mary H. Rogers 2021 CRUT

Disclosed balance after: 0

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.35 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 21:11 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 60,000 $32.18 $1,930,800.00
Disclosure

SEC source: 0001562180-23-007691 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Randall D. Rogers, Jr. Irrevocable GST Trust 2011

Disclosed balance after: 773,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.35 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 21:11 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 60,000 $32.18 $1,930,800.00
Disclosure

SEC source: 0001562180-23-007691 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Katherine H. Rogers Irrevocable GST Trust 2011

Disclosed balance after: 773,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.35 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 21:11 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 60,000 $32.18 $1,930,800.00
Disclosure

SEC source: 0001562180-23-007691 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010

Disclosed balance after: 773,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.35 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:23 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 5,404 $31.75 $171,577.00
Disclosure

SEC source: 0001562180-23-007595 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee of The Randall D. & Mary H. Rogers 2021 CRUT

Disclosed balance after: 57,894

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.75 to $31.77 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:23 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 14,212 $31.75 $451,231.00
Disclosure

SEC source: 0001562180-23-007595 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Randall D. Rogers, Jr. Irrevocable GST Trust 2011

Disclosed balance after: 833,000

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:23 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 1,541 $31.75 $48,926.75
Disclosure

SEC source: 0001562180-23-007595 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010

Disclosed balance after: 833,000

Read SEC document
November 03, 2023 Filed Nov 3, 2023 21:18 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 25,788 $31.56 $813,869.28
Disclosure

SEC source: 0001562180-23-007556 · primarydocument.xml · nonDerivative · entry 6

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Randall D. Rogers, Jr. Irrevocable GST Trust 2011

Disclosed balance after: 847,212

Read SEC document
November 03, 2023 Filed Nov 3, 2023 21:18 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 40,000 $31.63 $1,265,200.00
Disclosure

SEC source: 0001562180-23-007556 · primarydocument.xml · nonDerivative · entry 5

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Katherine H. Rogers Irrevocable GST Trust 2011

Disclosed balance after: 833,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.75 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 21:18 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 38,062 $31.64 $1,204,281.68
Disclosure

SEC source: 0001562180-23-007556 · primarydocument.xml · nonDerivative · entry 4

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010

Disclosed balance after: 834,541

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.05 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 21:18 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 34,264 $31.61 $1,083,085.04
Disclosure

SEC source: 0001562180-23-007556 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee of The Randall D. & Mary H. Rogers 2021 CRUT

Disclosed balance after: 63,298

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.75 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 21:18 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 397 $31.50 $12,505.50
Disclosure

SEC source: 0001562180-23-007556 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Carey Rogers Kulongoski Irrevocable GST Trust 2010

Disclosed balance after: 872,603

Read SEC document
November 02, 2023 Filed Nov 3, 2023 21:18 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 332 $31.50 $10,458.00
Disclosure

SEC source: 0001562180-23-007556 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee of The Randall D. & Mary H. Rogers 2021 CRUT

Disclosed balance after: 97,562

Read SEC document
September 14, 2023 Filed Sep 18, 2023 20:06 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 2,300 $28.25 $64,975.00
Disclosure

SEC source: 0001562180-23-006908 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee of The Randall D. & Mary H. Rogers 2021 CRUT

Disclosed balance after: 97,894

Read SEC document
August 09, 2022 Filed Aug 11, 2022 13:26 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 10,000 $28.00 $280,000.00
Disclosure

SEC source: 0001562180-22-006036 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of The Randall D. & Mary H. Rogers 2021 CRUT

Disclosed balance after: 100,194

Read SEC document
March 15, 2022 Filed Mar 21, 2022 20:02 UTC Merchants Bancorp MBIN · Entity 4382 PurchaseSeries C Depositary Shares 12,145 $24.50 $297,552.50
Disclosure

SEC source: 0001562180-22-002836 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of The Randall D. & Mary H. Rogers 2021 CRUT

Disclosed balance after: 13,155

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.47 to $24.50 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 16, 2022 Filed Feb 16, 2022 21:49 UTC Merchants Bancorp MBIN · Entity 4382 PurchaseSeries C Depositary Shares 1,010 $24.50 $24,745.00
Disclosure

SEC source: 0001562180-22-001511 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,010

Read SEC document
November 05, 2021 Filed Nov 8, 2021 21:47 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 10,304 $48.00 $494,592.00
Disclosure

SEC source: 0001562180-21-006884 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT

Disclosed balance after: 73,463

Read SEC document
November 03, 2021 Filed Nov 3, 2021 20:34 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 15,000 $47.13 $706,950.00
Disclosure

SEC source: 0001562180-21-006797 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT

Disclosed balance after: 83,767

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.40 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 20:34 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 9,743 $45.99 $448,080.57
Disclosure

SEC source: 0001562180-21-006797 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT

Disclosed balance after: 98,767

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.70 to $46.50 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:34 UTC Merchants Bancorp MBIN · Entity 4382 SaleCommon Stock 7,790 $45.72 $356,158.80
Disclosure

SEC source: 0001562180-21-006797 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT

Disclosed balance after: 106,557

Read SEC document
May 06, 2021 Filed May 10, 2021 20:24 UTC Merchants Bancorp MBIN · Entity 4382 GrantSeries C Depositary Shares 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001562180-21-003366 · primarydocument.xml · nonDerivative · entry 5

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Mary Holliday Rogers Trust

Disclosed balance after: 20,000

Read SEC document
May 06, 2021 Filed May 10, 2021 20:24 UTC Merchants Bancorp MBIN · Entity 4382 GrantSeries C Depositary Shares 26,000 $25.00 $650,000.00
Disclosure

SEC source: 0001562180-21-003366 · primarydocument.xml · nonDerivative · entry 4

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Randall D. Rogers and Mary Holliday Rogers CRUT

Disclosed balance after: 26,000

Read SEC document
May 06, 2021 Filed May 10, 2021 20:24 UTC Merchants Bancorp MBIN · Entity 4382 GrantSeries C Depositary Shares 22,000 $25.00 $550,000.00
Disclosure

SEC source: 0001562180-21-003366 · primarydocument.xml · nonDerivative · entry 3

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of The Mary Holliday Rogers 2019 CRAT

Disclosed balance after: 22,000

Read SEC document
May 06, 2021 Filed May 10, 2021 20:24 UTC Merchants Bancorp MBIN · Entity 4382 GrantSeries C Depositary Shares 200,000 $25.00 $5,000,000.00
Disclosure

SEC source: 0001562180-21-003366 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
April 15, 2021 Filed May 10, 2021 20:24 UTC Merchants Bancorp MBIN · Entity 4382 Disposition to issuer8% Non-Cumulative, Perpetual Preferred Stock 5,000 $1,000.00 $5,000,000.00
Disclosure

SEC source: 0001562180-21-003366 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 03, 2021 Filed Nov 3, 2021 20:34 UTC Merchants Bancorp MBIN · Entity 4382 GrantCommon Stock 96.1668 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006797 · primarydocument.xml · nonDerivative · entry 4

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 96.1668

Read SEC document
September 23, 2019 Filed Sep 24, 2019 00:41 UTC Merchants Bancorp MBIN · Entity 4382 Disposition to issuerSeries A Preferred Stock 12,000 $25.00 $300,000.00
Disclosure

SEC source: 0001562180-19-004935 · primarydocument.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse

Disclosed balance after: 0

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September 23, 2019 Filed Sep 24, 2019 00:41 UTC Merchants Bancorp MBIN · Entity 4382 Disposition to issuerSeries A Preferred Stock 120,000 $25.00 $3,000,000.00
Disclosure

SEC source: 0001562180-19-004935 · primarydocument.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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June 27, 2019 Filed Jul 1, 2019 20:11 UTC Merchants Bancorp MBIN · Entity 4382 GrantSeries A Preferred Stock 12,000 $25.00 $300,000.00
Disclosure

SEC source: 0001104659-19-038636 · a4.xml · nonDerivative · entry 2

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 12,000

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June 27, 2019 Filed Jul 1, 2019 20:11 UTC Merchants Bancorp MBIN · Entity 4382 GrantSeries A Preferred Stock 120,000 $25.00 $3,000,000.00
Disclosure

SEC source: 0001104659-19-038636 · a4.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

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January 03, 2018 Filed Feb 10, 2018 00:16 UTC Merchants Bancorp MBIN · Entity 4382 GiftCommon Stock 7,624,812 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001914 · edgar.xml · nonDerivative · entry 5

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse is Trustee of the Randall D. Rogers Grantor Retained Annuity Trust

Disclosed balance after: 0

F1 · shares: Distribution pursuant to the terms of The Randall D. Rogers Grantor Retained Annuity Trust to beneficiaries who are the Reporting Person and adult children of the Reporting Person.

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January 03, 2018 Filed Feb 10, 2018 00:16 UTC Merchants Bancorp MBIN · Entity 4382 GiftCommon Stock 277,599 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001914 · edgar.xml · nonDerivative · entry 1

Rogers Randall D. · CIK 0001718506 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,786

F1 · shares: Distribution pursuant to the terms of The Randall D. Rogers Grantor Retained Annuity Trust to beneficiaries who are the Reporting Person and adult children of the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.