Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Merchants BancorpMBIN · Entity 4382 | Chief Financial Officer | February 01, 2024 | February 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Merchants Bancorp
Report date February 01, 2024 · Filed February 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,312 |
Reported balance
After 2024-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-02-01 · Tax withholding · Disposed 3,214 · Balance 58,312 F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. F2: Includes 15,024 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,478 vesting 2/1/2025; 4,640 vesting 2/1/2026, and 2,906 vesting 2/1/2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Includes 15,024 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,478 vesting 2/1/2025; 4,640 vesting 2/1/2026, and 2,906 vesting 2/1/2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STONEGATE MORTGAGE CORP
Report date May 31, 2017 · Filed May 31, 2017
Section 16 reporting ended · disclosed 2017-05-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-31 transaction · row 1
1 source rowRow 1 · 2017-05-31 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: Includes 6,667 shares of Stonegate Mortgage Corporation ("Stonegate") common stock, par value $0.01 per share ("Stonegate Common Stock") and 13,333 restricted stock units (each, a "Stonegate RSU"). F2: Pursuant to the Agreement and Plan of Merger, dated January 26, 2017 (the "Merger Agreement"), among Stonegate, Home Point Financial Corporation and Longhorn Merger Sub, Inc., upon completion of the merger as contemplated by the Merger Agreement, each share of Stonegate Common Stock held by the reporting person was converted into the right to receive $8.00 in cash (the "Merger Consideration"). F3: Upon completion of the merger, each Stonegate RSU was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of Stonegate Common Stock subject to such Stonegate RSU immediately prior to completion of the merger and (ii) the Merger Consideration, less applicable tax withholdings. |
| Stock Option (right to buy Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2023-05-15 | Direct | 0 |
Reported balance
After 2017-05-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-31 · Disposition to issuer · Disposed 80,750 · Balance 0 F4: Pursuant to the Merger Agreement, any stock option with an exercise price per share of Stonegate Common Stock that was greater than or equal to the Merger Consideration was cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,667 shares of Stonegate Mortgage Corporation ("Stonegate") common stock, par value $0.01 per share ("Stonegate Common Stock") and 13,333 restricted stock units (each, a "Stonegate RSU").
F2: Pursuant to the Agreement and Plan of Merger, dated January 26, 2017 (the "Merger Agreement"), among Stonegate, Home Point Financial Corporation and Longhorn Merger Sub, Inc., upon completion of the merger as contemplated by the Merger Agreement, each share of Stonegate Common Stock held by the reporting person was converted into the right to receive $8.00 in cash (the "Merger Consideration").
F3: Upon completion of the merger, each Stonegate RSU was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of Stonegate Common Stock subject to such Stonegate RSU immediately prior to completion of the merger and (ii) the Merger Consideration, less applicable tax withholdings.
F4: Pursuant to the Merger Agreement, any stock option with an exercise price per share of Stonegate Common Stock that was greater than or equal to the Merger Consideration was cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2024 Filed Feb 2, 2024 16:11 UTC | Merchants Bancorp MBIN · Entity 4382 | Tax withholdingCommon Stock | 3,214 | $42.17 | $135,534.38 |
DisclosureSEC source: 0001562180-24-000982 · primarydocument.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,312 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. F2 · balance_after: Includes 15,024 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,478 vesting 2/1/2025; 4,640 vesting 2/1/2026, and 2,906 vesting 2/1/2027. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 17:24 UTC | Merchants Bancorp MBIN · Entity 4382 | GrantCommon Stock | 8,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-000682 · primarydocument.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,526 F1 · balance_after: Includes 23,719 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,695 vesting 2/1/2024; 7,478 vesting 2/1/2025; 4,640 vesting 2/1/2026, and 2,906 vesting 2/1/2027. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 19:43 UTC | Merchants Bancorp MBIN · Entity 4382 | Tax withholdingCommon Stock | 2,715 | $30.05 | $81,585.75 |
DisclosureSEC source: 0001562180-23-000998 · primarydocument.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,808 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. F2 · balance_after: Includes 15,001 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,695 vesting 2/1/2024; 4,572 vesting 2/1/2025; and 1,734 vesting 2/1/2026. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 16:14 UTC | Merchants Bancorp MBIN · Entity 4382 | GrantCommon Stock | 5,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000603 · primarydocument.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,523 F1 · shares: Unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,735 vesting 2/1/2024; 1,734 vesting 2/1/2025, and 1,734 vesting 2/1/2026. F2 · balance_after: Includes 23,526 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,525 vesting 2/1/2023; 8,695 vesting 2/1/2024; 4,572 vesting 2/1/2025; and 1,734 vesting 2/1/2026. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 16:57 UTC | Merchants Bancorp MBIN · Entity 4382 | Tax withholdingCommon Stock | 2,098 | $30.40 | $63,779.20 |
DisclosureSEC source: 0001562180-22-001055 · primarydocument.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,320 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. F2 · balance_after: includes 18,323 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,525 vesting 2/1/2023; 6,960 vesting 2/1/2024; and 2,838 vesting 2/1/2025 Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:15 UTC | Merchants Bancorp MBIN · Entity 4382 | GrantCommon Stock | 8,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-000679 · primarydocument.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,418 F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 2,837 vesting 2/1/2023; 2,838 vesting 2/1/2024, and 2,838 vesting 2/1/2025. F2 · balance_after: includes 25,602 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,277 vesting 2/1/2022; 8,525 vesting 2/1/2023; 6,926 vesting 2/1/2024; and 2,838 vesting 2/1/2025 Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 16:12 UTC | Merchants Bancorp MBIN · Entity 4382 | Tax withholdingCommon Stock | 604 | $31.92 | $19,279.68 |
DisclosureSEC source: 0001562180-21-000727 · primarydocument.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,270 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. F2 · balance_after: includes 11,392 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 4,851 vesting 2/1/2022; 3,792 vesting 2/1/2023; and 2,749 vesting 2/1/2024 Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 16:10 UTC | Merchants Bancorp MBIN · Entity 4382 | GrantCommon Stock | 8,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000427 · primarydocument.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,874 F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 2,748 vesting 2/1/2022; 2,748 vesting 2/1/2023, and 2,749 vesting 2/1/2024. F2 · balance_after: includes 13,495 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 2,103 vesting 2/1/2021; 4,851 vesting 2/1/2022; 3,792 vesting 2/1/2023; and 2,749 vesting 2/1/2024 Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 21:53 UTC | Merchants Bancorp MBIN · Entity 4382 | Tax withholdingCommon Stock | 304 | $16.05 | $4,879.20 |
DisclosureSEC source: 0001562180-20-002557 · primarydocument.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,629 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. F2 · balance_after: Includes 5,250 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 2,103 vesting 2/1/2021; 2,103 vesting 2/1/2022; and 1,044 vesting 2/1/2023. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 16:02 UTC | Merchants Bancorp MBIN · Entity 4382 | GrantCommon Stock | 3,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000538 · primarydocument.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,933 F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,044 vesting 2/1/2021; 1,044 vesting 2/1/2022, and 1,044 vesting 2/1/2023. F2 · balance_after: includes 6,308 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 1,058 vesting 3/15/2020; 2,103 vesting 2/1/2021; 2,103 vesting 2/1/2022; and 1,044 vesting 2/1/2023. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 16:05 UTC | Merchants Bancorp MBIN · Entity 4382 | GrantCommon Stock | 3,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-010331 · a4.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,801 F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting on 12/31/2021 and shares are issued Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 16:07 UTC | Merchants Bancorp MBIN · Entity 4382 | PurchaseCommon Stock | 15,625 | $16.00 | $250,000.00 |
DisclosureSEC source: 0001179110-17-013576 · edgar.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,625 Read SEC document |
| May 31, 2017 Filed May 31, 2017 18:27 UTC | STONEGATE MORTGAGE CORP SGM · Entity 175130 | Disposition to issuerStock Option (right to buy Common Stock) · Derivative | 80,750 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014867 · doc4.xml · derivative · entry 2 Macke John F. · CIK 0001588881 · EVP - Capital Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,750 shares Expires 2023-05-15 F4 · price: Pursuant to the Merger Agreement, any stock option with an exercise price per share of Stonegate Common Stock that was greater than or equal to the Merger Consideration was cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, any stock option with an exercise price per share of Stonegate Common Stock that was greater than or equal to the Merger Consideration was cancelled upon completion of the merger as contemplated by the Merger Agreement for no consideration or payment. Read SEC document |
| May 31, 2017 Filed May 31, 2017 18:27 UTC | STONEGATE MORTGAGE CORP SGM · Entity 175130 | Disposition to issuerCommon Stock | 20,000 | $8.00 | $160,000.00 |
DisclosureSEC source: 0000899243-17-014867 · doc4.xml · nonDerivative · entry 1 Macke John F. · CIK 0001588881 · EVP - Capital Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 6,667 shares of Stonegate Mortgage Corporation ("Stonegate") common stock, par value $0.01 per share ("Stonegate Common Stock") and 13,333 restricted stock units (each, a "Stonegate RSU"). F2 · price: Pursuant to the Agreement and Plan of Merger, dated January 26, 2017 (the "Merger Agreement"), among Stonegate, Home Point Financial Corporation and Longhorn Merger Sub, Inc., upon completion of the merger as contemplated by the Merger Agreement, each share of Stonegate Common Stock held by the reporting person was converted into the right to receive $8.00 in cash (the "Merger Consideration"). F3 · price: Upon completion of the merger, each Stonegate RSU was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of Stonegate Common Stock subject to such Stonegate RSU immediately prior to completion of the merger and (ii) the Merger Consideration, less applicable tax withholdings. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.