Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Merchants BancorpMBIN · Entity 4382 | 10% owner | December 31, 2019 | January 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Merchants Bancorp
Report date December 31, 2019 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse | 1,627,749 |
Reported balance
After 2019-11-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-11-20 · Gift · Disposed 23,000 · Balance 1,627,749 |
| Common StockSEC Table I · non-derivative | Direct | 1,627,748 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,627,748 |
| Common StockSEC Table I · non-derivative | IndirectAs Trustee of the Emily J. Petrie Irrevocable Trust - 2010 | 2,392,790 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,392,790 |
| Common StockSEC Table I · non-derivative | IndirectAs Trustee of the Julia L. Petrie Irrevocable Trust - 2010 | 2,392,790 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,392,790 |
| Common StockSEC Table I · non-derivative | IndirectAs Trustee of the Emily J. Petrie Irrevocable GST Trust 2010 | 950,000 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 950,000 |
| Common StockSEC Table I · non-derivative | IndirectAs Trustee of the Julia L. Petrie Irrevocable GST Trust 2010 | 950,000 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 950,000 |
| 8 % Non-Cumulative, Perpetual Preferred StockSEC Table I · non-derivative | IndirectHeld by spouse | 5,000 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2019 Filed Jan 3, 2020 21:05 UTC | Merchants Bancorp MBIN · Entity 4382 | GiftCommon Stock | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-000858 · a5.xml · nonDerivative · entry 1 Petrie Jody J. · CIK 0001719796 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 1,627,749 Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 12:37 UTC | Merchants Bancorp MBIN · Entity 4382 | Disposition to issuerSeries A Preferred Stock | 200,000 | $25.00 | $5,000,000.00 |
DisclosureSEC source: 0001104659-19-051297 · a4.xml · nonDerivative · entry 1 Petrie Jody J. · CIK 0001719796 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 0 Read SEC document |
| August 16, 2019 Filed Sep 25, 2019 12:37 UTC | Merchants Bancorp MBIN · Entity 4382 | GiftCommon Stock | 23,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-051297 · a4.xml · nonDerivative · entry 2 Petrie Jody J. · CIK 0001719796 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,278,497 F1 · ownership.direct: Shares held by Mrs. Petrie jointly with her spouse, Michael F. Petrie. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:11 UTC | Merchants Bancorp MBIN · Entity 4382 | GrantSeries A Preferred Stock | 200,000 | $25.00 | $5,000,000.00 |
DisclosureSEC source: 0001104659-19-038633 · a4.xml · nonDerivative · entry 1 Petrie Jody J. · CIK 0001719796 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 200,000 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:29 UTC | Merchants Bancorp MBIN · Entity 4382 | GiftCommon Stock | 15,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-072145 · a4.xml · nonDerivative · entry 1 Petrie Jody J. · CIK 0001719796 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,302,197 F1 · price: The reported disposition represents a bona fide charitable gift made by Mrs. Petrie and her spouse, Michael F. Petrie. F2 · ownership.direct: Shares held by Mrs. Petrie jointly with her spouse, Michael F. Petrie. Read SEC document |
| January 03, 2018 Filed Feb 10, 2018 00:19 UTC | Merchants Bancorp MBIN · Entity 4382 | GiftCommon Stock | 2,392,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001917 · edgar.xml · nonDerivative · entry 5 Petrie Jody J. · CIK 0001719796 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee of the Julia L. Petrie Irrevocable Trust - 2010 Disclosed balance after: 2,392,790 F1 · shares: Distribution pursuant to the terms of The Michael F. Petrie Grantor Retained Annuity Trust to beneficiaries who are the spouse of Reporting Person and trusts for the adult children of the Reporting Person for which the Reporting Person is the Trustee. Read SEC document |
| January 03, 2018 Filed Feb 10, 2018 00:19 UTC | Merchants Bancorp MBIN · Entity 4382 | GiftCommon Stock | 2,392,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001917 · edgar.xml · nonDerivative · entry 4 Petrie Jody J. · CIK 0001719796 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee of the Emily J. Petrie Irrevocable Trust - 2010 Disclosed balance after: 2,392,790 F1 · shares: Distribution pursuant to the terms of The Michael F. Petrie Grantor Retained Annuity Trust to beneficiaries who are the spouse of Reporting Person and trusts for the adult children of the Reporting Person for which the Reporting Person is the Trustee. Read SEC document |
| January 03, 2018 Filed Feb 10, 2018 00:19 UTC | Merchants Bancorp MBIN · Entity 4382 | GiftCommon Stock | 4,957,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001917 · edgar.xml · nonDerivative · entry 3 Petrie Jody J. · CIK 0001719796 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee of the Michael F. Petrie Grantor Retained Annuity Trust Disclosed balance after: 0 F1 · shares: Distribution pursuant to the terms of The Michael F. Petrie Grantor Retained Annuity Trust to beneficiaries who are the spouse of Reporting Person and trusts for the adult children of the Reporting Person for which the Reporting Person is the Trustee. Read SEC document |
| January 03, 2018 Filed Feb 10, 2018 00:19 UTC | Merchants Bancorp MBIN · Entity 4382 | GiftCommon Stock | 171,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001917 · edgar.xml · nonDerivative · entry 2 Petrie Jody J. · CIK 0001719796 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,881,470 F1 · shares: Distribution pursuant to the terms of The Michael F. Petrie Grantor Retained Annuity Trust to beneficiaries who are the spouse of Reporting Person and trusts for the adult children of the Reporting Person for which the Reporting Person is the Trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.