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Nasdaq · USD

LPTH

LIGHTPATH TECHNOLOGIES INC

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Tapewire entity
5340
SEC CIK
0000889971
Parsed reports
211

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202605
Mar 202617
Apr 202600
May 202604
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2019 Filed Jun 10, 2019 18:24 UTC PurchaseClass A common stock 4,000 $0.95 $3,799.60
Disclosure

SEC source: 0001654954-19-007124 · section16.xml · nonDerivative · entry 1

BRUECK STEVEN R J · CIK 0001145963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,870

Read SEC document
June 06, 2019 Filed Jun 10, 2019 16:23 UTC
RIPP ROBERTDirector
PurchaseClass A common stock 44,203 $1.00 $44,185.32
Disclosure

SEC source: 0001654954-19-007111 · section16.xml · nonDerivative · entry 2

RIPP ROBERT · CIK 0001059475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

F1 · price: This is an average price per share, the shares were purchased at a range of prices from $0.975 to $1.00.

Read SEC document
June 05, 2019 Filed Jun 10, 2019 16:23 UTC
RIPP ROBERTDirector
PurchaseClass A common stock 7,046 $0.99 $6,975.54
Disclosure

SEC source: 0001654954-19-007111 · section16.xml · nonDerivative · entry 1

RIPP ROBERT · CIK 0001059475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,797

Read SEC document
June 03, 2019 Filed Jun 4, 2019 13:59 UTC PurchaseClass A Common Stock 10,000 $1.00 $10,000.00
Disclosure

SEC source: 0001654954-19-006896 · section16.xml · nonDerivative · entry 1

LEEBURG LOUIS · CIK 0001051202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,691

Read SEC document
May 15, 2019 Filed May 15, 2019 20:12 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
PurchaseClass A common stock 3,000 $1.15 $3,450.00
Disclosure

SEC source: 0001654954-19-006107 · section16.xml · nonDerivative · entry 1

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,540

Read SEC document
January 10, 2019 Filed Jan 10, 2019 17:04 UTC
Symmons AlanExecutive VP- Operations
GrantClass A common stock 784 $1.34 $1,050.56
Disclosure

SEC source: 0001654954-19-000285 · section16.xml · nonDerivative · entry 1

Symmons Alan · CIK 0001504906 · Executive VP- Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,703

F1 · shares: These shares were purchased under the Employee Stock Purchase Plan.

Read SEC document
January 10, 2019 Filed Jan 10, 2019 16:56 UTC
CIPOLLA DOROTHY MVice President
GrantClass A common stock 746 $1.34 $999.64
Disclosure

SEC source: 0001654954-19-000283 · section16.xml · nonDerivative · entry 1

CIPOLLA DOROTHY M · CIK 0001284552 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,865

F1 · shares: These shares were purchased under the Employee Stock Purchase Plan.

Read SEC document
January 10, 2019 Filed Jan 10, 2019 16:49 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
GrantClass A common stock 4,000 $1.34 $5,360.00
Disclosure

SEC source: 0001654954-19-000281 · section16.xml · nonDerivative · entry 1

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,540

F1 · shares: These shares were purchased under the Employee Stock Purchase Plan.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 20:40 UTC
Symmons AlanExecutive VP- Operations
GrantIncentive stock option (right-to-buy) · Derivative 2,437 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001654954-18-012880 · section16.xml · derivative · entry 1

Symmons Alan · CIK 0001504906 · Executive VP- Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437

Underlying: Class A common stock · 2,437 shares

Expires 2028-11-15

F1 · derivative.exercise_date: The incentive stock option was granted to the reporting person in satisification of certain performance criteria being met for the fiscal year ended June 30, 2018. The incentive stock options vested immediately on November 15, 2018.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 20:27 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
GrantIncentive stock option (right-to-buy) · Derivative 6,092 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001654954-18-012875 · section16.xml · derivative · entry 1

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,092

Underlying: Class A common stock · 6,092 shares

Expires 2028-11-15

F1 · derivative.exercise_date: The incentive stock option was granted to the reporting person in satisification of certain performance criteria being met for the fiscal year ended June 30, 2018. The incentive stock options vested immediately on November 15, 2018.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 20:34 UTC
CIPOLLA DOROTHY MVice President
GrantIncentive stock option (right-to-buy) · Derivative 2,437 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001654954-18-012877 · section16.xml · derivative · entry 1

CIPOLLA DOROTHY M · CIK 0001284552 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437

Underlying: Class A common stock · 2,437 shares

Expires 2028-11-15

F1 · derivative.exercise_date: The incentive stock option was granted to the reporting person in satisification of certain performance criteria being met for the fiscal year ended June 30, 2018. The incentive stock options vested immediately on November 15, 2018.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 20:14 UTC
RIPP ROBERTDirector
GrantRestricted stock unit · Derivative 32,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012873 · section16.xml · derivative · entry 1

RIPP ROBERT · CIK 0001059475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787

Underlying: Class A common stock · 32,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on November 15, 2019. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 20:09 UTC GrantRestricted stock unit · Derivative 32,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012871 · section16.xml · derivative · entry 1

LEEBURG LOUIS · CIK 0001051202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787

Underlying: Class A common stock · 32,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on November 15, 2019. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 19:53 UTC GrantRestricted stock unit · Derivative 32,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012867 · section16.xml · derivative · entry 1

KHAN SOHAIL A · CIK 0001222714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787

Underlying: Class A common stock · 32,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on November 15, 2019. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 19:29 UTC GrantRestricted stock unit · Derivative 32,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012863 · section16.xml · derivative · entry 1

Dunham Craig T · CIK 0001305499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787

Underlying: Class A common stock · 32,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on November 15, 2019. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 19:46 UTC GrantRestricted stock unit · Derivative 32,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012865 · section16.xml · derivative · entry 1

Faris M. Scott · CIK 0001538763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787

Underlying: Class A common stock · 32,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on November 15, 2019. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 19:23 UTC GrantRestricted stock unit · Derivative 32,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012861 · section16.xml · derivative · entry 1

BRUECK STEVEN R J · CIK 0001145963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787

Underlying: Class A common stock · 32,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on November 15, 2019. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 19:30 UTC GrantRestricted stock unit · Derivative 32,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-18-012941 · section16.xml · derivative · entry 1

Menaker Joseph · CIK 0001758826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787

Underlying: Class A common stock · 32,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest equally over a three-year period beginning on November 15, 2019. Each director has elected to defer receipt of the shares of Class A common stock underlying the restricted stock units until he is no longer serving on the board. Any unvested restricted stock units will vest immediately upon the director no longer serving on the board.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three-year period beginning on November 15, 2019. Each director has elected to defer receipt of the shares of Class A common stock underlying the restricted stock units until he is no longer serving on the board. Any unvested restricted stock units will vest immediately upon the director no longer serving on the board.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:26 UTC
Symmons AlanExecutive VP- Operations
Exercise / conversionRestricted stock unit · Derivative 3,018 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-011697 · section16.xml · derivative · entry 3

Symmons Alan · CIK 0001504906 · Executive VP- Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,037

Underlying: Class A Common Stock · 3,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: Vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:26 UTC
Symmons AlanExecutive VP- Operations
Tax withholdingClass A Common Stock 735 $1.82 $1,337.70
Disclosure

SEC source: 0001654954-18-011697 · section16.xml · nonDerivative · entry 2

Symmons Alan · CIK 0001504906 · Executive VP- Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,919

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:26 UTC
Symmons AlanExecutive VP- Operations
Exercise / conversionClass A Common Stock 3,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-18-011697 · section16.xml · nonDerivative · entry 1

Symmons Alan · CIK 0001504906 · Executive VP- Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:44 UTC
CIPOLLA DOROTHY MVice President
Exercise / conversionRestricted stock unit · Derivative 2,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-18-011699 · section16.xml · derivative · entry 3

CIPOLLA DOROTHY M · CIK 0001284552 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,735

Underlying: Class A Common Stock · 2,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: Vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:44 UTC
CIPOLLA DOROTHY MVice President
Tax withholdingClass A Common Stock 673 $1.82 $1,224.86
Disclosure

SEC source: 0001654954-18-011699 · section16.xml · nonDerivative · entry 2

CIPOLLA DOROTHY M · CIK 0001284552 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,119

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:44 UTC
CIPOLLA DOROTHY MVice President
Exercise / conversionClass A Common Stock 2,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-18-011699 · section16.xml · nonDerivative · entry 1

CIPOLLA DOROTHY M · CIK 0001284552 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:09 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Exercise / conversionRestricted stock unit · Derivative 8,451 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-011695 · section16.xml · derivative · entry 3

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,903

Underlying: Class A Common Stock · 8,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: Vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:09 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Tax withholdingClass A Common Stock 2,058 $1.82 $3,745.56
Disclosure

SEC source: 0001654954-18-011695 · section16.xml · nonDerivative · entry 2

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,540

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:09 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Exercise / conversionClass A Common Stock 8,451 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-18-011695 · section16.xml · nonDerivative · entry 1

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
July 09, 2018 Filed Jul 9, 2018 14:45 UTC
Symmons AlanExecutive VP- Operations
GrantClass A common stock 671 $2.07 $1,388.97
Disclosure

SEC source: 0001654954-18-007422 · section16.xml · nonDerivative · entry 1

Symmons Alan · CIK 0001504906 · Executive VP- Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,636

F1 · price: These shares were purchased under the Employee Stock Purchase Plan.

Read SEC document
July 09, 2018 Filed Jul 9, 2018 14:36 UTC GrantClass A common stock 520 $2.07 $1,076.40
Disclosure

SEC source: 0001654954-18-007418 · section16.xml · nonDerivative · entry 1

CIPOLLA DOROTHY M · CIK 0001284552 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,925

F1 · price: These shares were purchased under the Employee Stock Purchase Plan.

Read SEC document
July 09, 2018 Filed Jul 9, 2018 14:29 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
GrantClass A common stock 3,160 $2.07 $6,541.20
Disclosure

SEC source: 0001654954-18-007416 · section16.xml · nonDerivative · entry 1

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,147

F1 · price: These shares were purchased under the Employee Stock Purchase Plan.

Read SEC document
June 20, 2018 Filed Jun 20, 2018 20:39 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Exercise / conversionIncentive stock option (right-to-buy) · Derivative 20,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001654954-18-006795 · section16.xml · derivative · entry 2

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A common stock · 20,000 shares

Expires 2022-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The incentive stock option was granted on October 25, 2012 and vested 25% per year for the first four years.

Read SEC document
June 20, 2018 Filed Jun 20, 2018 20:39 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Exercise / conversionClass A common stock 20,000 $0.98 $19,600.00
Disclosure

SEC source: 0001654954-18-006795 · section16.xml · nonDerivative · entry 1

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 12:37 UTC GrantIncentive stock option (right-to-buy) · Derivative 10,000 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001654954-18-006781 · section16.xml · derivative · entry 1

Retreage Donald O'connor JR · CIK 0001742677 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A common stock · 10,000 shares

Expires 2028-06-18

F1 · derivative.exercise_date: The incentive stock option vests in four equal annual installments beginning on June 18, 2019.

Read SEC document
May 30, 2018 Filed May 30, 2018 13:57 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Exercise / conversionStock Option (right-to-buy) · Derivative 13,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001654954-18-006027 · section16.xml · derivative · entry 2

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 13,000 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The incentive stock option was granted to the reporting person on January 31, 2013 and vested 25% per year for four years.

Read SEC document
May 30, 2018 Filed May 30, 2018 13:57 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Exercise / conversionClass A common stock 13,000 $0.87 $11,310.00
Disclosure

SEC source: 0001654954-18-006027 · section16.xml · nonDerivative · entry 1

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2018 Filed Jan 22, 2018 15:24 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Exercise / conversionStock Option (right-to-buy) · Derivative 30,000 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001654954-18-000605 · section16.xml · derivative · entry 2

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 30,000 shares

Expires 2018-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option was issued on 1/31/2008 and vested 25% per year for four years.

Read SEC document
January 22, 2018 Filed Jan 22, 2018 15:24 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Exercise / conversionClass A common stock 30,000 $2.10 $63,000.00
Disclosure

SEC source: 0001654954-18-000605 · section16.xml · nonDerivative · entry 1

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 5, 2018 16:36 UTC
Symmons AlanExecutive VP- Operations
GrantClass A Common Stock 507 $2.07 $1,049.49
Disclosure

SEC source: 0001654954-18-000128 · section16.xml · nonDerivative · entry 1

Symmons Alan · CIK 0001504906 · Executive VP- Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,965

F1 · shares: These shares were purchased under the Employee Stock Purchase Plan.

Read SEC document
January 05, 2018 Filed Jan 5, 2018 16:00 UTC GrantClass A Common Stock 521 $2.07 $1,078.47
Disclosure

SEC source: 0001654954-18-000122 · section16.xml · nonDerivative · entry 1

CIPOLLA DOROTHY M · CIK 0001284552 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,405

F1 · shares: These shares were purchased under the Employee Stock Purchase Plan.

Read SEC document
January 05, 2018 Filed Jan 5, 2018 16:08 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
GrantClass A Common Stock 3,278 $2.07 $6,785.46
Disclosure

SEC source: 0001654954-18-000124 · section16.xml · nonDerivative · entry 1

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,987

F1 · shares: These shares were purchased under the Employee Stock Purchase Plan.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 16:14 UTC
RIPP ROBERTDirector
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001654954-17-011891 · section16.xml · derivative · entry 2

RIPP ROBERT · CIK 0001059475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 30,000 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option was issued on 12/1/2008 and vested 25% per year for four years.

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December 27, 2017 Filed Dec 28, 2017 16:14 UTC
RIPP ROBERTDirector
Exercise / conversionClass A Common Stock 30,000 $1.86 $55,800.00
Disclosure

SEC source: 0001654954-17-011891 · section16.xml · nonDerivative · entry 1

RIPP ROBERT · CIK 0001059475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 06, 2017 Filed Nov 7, 2017 15:35 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Exercise / conversionIncentive stock option (right to buy) · Derivative 15,000 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0001654954-17-010111 · section16.xml · derivative · entry 2

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 15,000 shares

Expires 2017-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option was issued on 11/6/2007 and vested 25% per year for four years.

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November 06, 2017 Filed Nov 7, 2017 15:35 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
Exercise / conversionClass A common stock 15,000 $3.05 $45,750.00
Disclosure

SEC source: 0001654954-17-010111 · section16.xml · nonDerivative · entry 1

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 26, 2017 Filed Oct 27, 2017 19:40 UTC
Symmons AlanExecutive VP- Operations
GrantIncentive stock option · Derivative 10,284 $4.24 Strike: $4.24 $43,604.16
Disclosure

SEC source: 0001654954-17-009763 · section16.xml · derivative · entry 2

Symmons Alan · CIK 0001504906 · Executive VP- Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,284

Underlying: Class A common stock · 10,284 shares

Expires 2027-10-26

F3 · date: The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2017. The incentive stock options vests in three equal installments beginning on October 26, 2018.

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October 26, 2017 Filed Oct 27, 2017 19:40 UTC
Symmons AlanExecutive VP- Operations
GrantRestricted stock unit · Derivative 9,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-17-009763 · section16.xml · derivative · entry 1

Symmons Alan · CIK 0001504906 · Executive VP- Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,055

Underlying: Class A common stock · 9,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on October 26, 2018. The restricted stock unit was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2017.

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October 26, 2017 Filed Oct 27, 2017 19:58 UTC GrantIncentive stock option · Derivative 9,770 $4.24 Strike: $4.24 $41,424.80
Disclosure

SEC source: 0001654954-17-009765 · section16.xml · derivative · entry 2

CIPOLLA DOROTHY M · CIK 0001284552 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,770

Underlying: Class A common stock · 9,770 shares

Expires 2027-10-26

F3 · derivative.exercise_date: The incentive stock option was granted to the reporting person in satisification of certain performance criteria being met for the fiscal year ended June 30, 2017. The incentive stock options vests in three equal installments beginning on October 26, 2018.

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October 26, 2017 Filed Oct 27, 2017 19:58 UTC GrantRestricted stock unit · Derivative 8,602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-17-009765 · section16.xml · derivative · entry 1

CIPOLLA DOROTHY M · CIK 0001284552 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,602

Underlying: Class A common stock · 8,602 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on October 26, 2018. The restricted stock units were granted to the reporting person in satisfaction of certain performance criteria being met for fiscal year ended June 30, 2017.

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October 26, 2017 Filed Oct 27, 2017 18:43 UTC
RIPP ROBERTDirector
GrantRestricted stock unit · Derivative 16,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-17-009756 · section16.xml · derivative · entry 1

RIPP ROBERT · CIK 0001059475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,260

Underlying: Class A common stock · 16,260 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on October 26, 2018. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board.

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October 26, 2017 Filed Oct 27, 2017 19:19 UTC
GAYNOR JOSEPH J JRDirector · President and CEO
GrantIncentive stock option · Derivative 28,795 $4.24 Strike: $4.24 $122,090.80
Disclosure

SEC source: 0001654954-17-009760 · section16.xml · derivative · entry 2

GAYNOR JOSEPH J JR · CIK 0001199402 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,795

Underlying: Class A common stock · 28,795 shares

Expires 2027-10-26

F3 · derivative.exercise_date: The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2017. The incentive stock option vests in three equal installments beginning on October 26, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.