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Nasdaq · USD

LPTH

LIGHTPATH TECHNOLOGIES INC

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Tapewire entity
5340
SEC CIK
0000889971
Parsed reports
211

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202605
Mar 202617
Apr 202600
May 202604
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2026 Filed Sep 25, 2026 21:21 UTC
Rubin ShmuelPresident & CEO
GrantRestricted Stock Units · Derivative 39,381 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-031249 · rdgdoc.xml · derivative · entry 1

Rubin Shmuel · CIK 0001806183 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,381

Underlying: Class A Common Stock · 39,381 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest equally over a three-year period, with the first vesting on August 18, 2027

F2 · derivative.expiration_date: The restricted stock units vest equally over a three-year period, with the first vesting on August 18, 2027

Read SEC document
August 18, 2026 Filed Sep 25, 2026 21:25 UTC GrantRestricted Stock Units · Derivative 17,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-031251 · rdgdoc.xml · derivative · entry 1

Miranda Albert · CIK 0001862203 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,091

Underlying: Class A Common Stock · 17,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest equally over a three-year period, with the first vesting on August 18, 2027.

F2 · derivative.expiration_date: The restricted stock units vest equally over a three-year period, with the first vesting on August 18, 2027.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 23:10 UTC SaleClass A Common Stock 3,571,400 $14.00 $49,999,600.00
Disclosure

SEC source: 0001437749-26-019612 · rdgdoc.xml · nonDerivative · entry 2

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,934,828

F3 · kind: On June 3, 2026, North Run Strategic Opportunities Fund I, LP sold 3,571,400 shares of Class A Common Stock in a registered secondary offering at a price of $14.00 per share.

F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 23:10 UTC ConversionSeries G Convertible Preferred Stock · Derivative 7,678.51 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001437749-26-019612 · rdgdoc.xml · derivative · entry 3

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 6,493.08

Underlying: Class A Common Stock · 3,571,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion.

F4 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 23:10 UTC ConversionClass A Common Stock 3,571,400 $2.15 $7,678,510.00
Disclosure

SEC source: 0001437749-26-019612 · rdgdoc.xml · nonDerivative · entry 1

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 6,506,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion.

F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
May 18, 2026 Filed May 20, 2026 20:06 UTC SaleClass A Common Stock 55,284 $12.32 $681,098.88
Disclosure

SEC source: 0001437749-26-017946 · rdgdoc.xml · nonDerivative · entry 1

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,934,828

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.3102 to $12.521 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
May 14, 2026 Filed May 15, 2026 00:00 UTC SaleClass A Common Stock 165,000 $12.16 $2,006,400.00
Disclosure

SEC source: 0001437749-26-017176 · rdgdoc.xml · nonDerivative · entry 3

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,990,112

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.32, inclusive.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
May 13, 2026 Filed May 15, 2026 00:00 UTC SaleClass A Common Stock 45,000 $12.29 $553,050.00
Disclosure

SEC source: 0001437749-26-017176 · rdgdoc.xml · nonDerivative · entry 2

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,155,112

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.25 to $12.3452, inclusive.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
May 12, 2026 Filed May 15, 2026 00:00 UTC SaleClass A Common Stock 83,052 $12.25 $1,017,387.00
Disclosure

SEC source: 0001437749-26-017176 · rdgdoc.xml · nonDerivative · entry 1

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,200,112

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0813 to $12.4449 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 27, 2026 Filed Mar 30, 2026 13:22 UTC
Rubin ShmuelPresident & CEO
PurchaseClass A Common Stock 180 $9.70 $1,745.10
Disclosure

SEC source: 0001437749-26-010193 · rdgdoc.xml · nonDerivative · entry 1

Rubin Shmuel · CIK 0001806183 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,844

Read SEC document
March 25, 2026 Filed Mar 26, 2026 20:31 UTC ConversionSeries G Convertible Preferred Stock · Derivative 1,591 Not disclosed Strike: $2.15 Not disclosed
Disclosure

SEC source: 0001437749-26-009957 · primary_doc.xml · derivative · entry 4

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 14,171.59

Underlying: Class A Common Stock · 740,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On March 25, 2026, the reporting persons converted 1,591 shares of the Issuer's Series G Convertible Preferred Stock into 740,000 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion.

F4 · price: On March 25, 2026, the reporting persons converted 1,591 shares of the Issuer's Series G Convertible Preferred Stock into 740,000 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion.

F5 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 25, 2026 Filed Mar 26, 2026 20:31 UTC SaleClass A Common Stock 302,352 $12.31 $3,721,953.12
Disclosure

SEC source: 0001437749-26-009957 · primary_doc.xml · nonDerivative · entry 3

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,283,164

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.72074 inclusive.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 25, 2026 Filed Mar 26, 2026 20:31 UTC ConversionClass A Common Stock 740,000 $2.15 $1,591,000.00
Disclosure

SEC source: 0001437749-26-009957 · primary_doc.xml · nonDerivative · entry 2

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,585,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On March 25, 2026, the reporting persons converted 1,591 shares of the Issuer's Series G Convertible Preferred Stock into 740,000 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 20:31 UTC SaleClass A Common Stock 54,557 $12.06 $657,957.42
Disclosure

SEC source: 0001437749-26-009957 · primary_doc.xml · nonDerivative · entry 1

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,845,516

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0203 to $12.1413 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 18, 2026 Filed Mar 19, 2026 20:16 UTC SaleClass A Common Stock 16,000 $12.00 $192,000.00
Disclosure

SEC source: 0001437749-26-009061 · rdgdoc.xml · nonDerivative · entry 2

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,900,073

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 20:16 UTC SaleClass A Common Stock 104,454 $12.01 $1,254,492.54
Disclosure

SEC source: 0001437749-26-009061 · rdgdoc.xml · nonDerivative · entry 1

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,916,073

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.0314 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 01:00 UTC SaleClass A Common Stock 55,000 $12.09 $664,950.00
Disclosure

SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 4

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,020,527

F4 · price: The price reported in Column 4 isa weighted average price. These shares were sold in multiple transactions at prices ranging from $12.02 to $12.164 inclusive.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 01:00 UTC SaleClass A Common Stock 381,004 $12.18 $4,640,628.72
Disclosure

SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 3

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,075,527

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.30, inclusive.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:00 UTC ConversionSeries G Convertible Preferred Stock · Derivative 1,591 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001437749-26-006959 · rdgdoc.xml · derivative · entry 5

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,726.6

Underlying: Class A Common Stock · 740,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:00 UTC SaleClass A Common Stock 238,991 $12.03 $2,875,061.73
Disclosure

SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 2

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,456,531

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0002 to $12.1608, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 01:00 UTC ConversionClass A Common Stock 740,000 $2.15 $1,591,000.00
Disclosure

SEC source: 0001437749-26-006959 · rdgdoc.xml · nonDerivative · entry 1

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,695,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 21:44 UTC SaleClass A Common Stock 300,092 $12.18 $3,655,120.56
Disclosure

SEC source: 0001437749-26-006123 · rdgdoc.xml · nonDerivative · entry 1

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,955,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0076 to $12.3617, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 00:24 UTC SaleClass A Common Stock 131,281 $12.02 $1,577,997.62
Disclosure

SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 5

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,255,514

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.0214, inclusive.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 00:24 UTC SaleClass A Common Stock 6,500 $12.01 $78,065.00
Disclosure

SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 4

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,386,895

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0038 to $12.05, inclusive.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC ConversionSeries G convertible preferred stock · Derivative 2,709 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001437749-26-005420 · rdgdoc.xml · derivative · entry 6

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 17,353.6

Underlying: Class A Common Stock · 1,260,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: The preferred stock is perpetual and therefore has no expiration date.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC SaleClass A Common Stock 376,762 $12.15 $4,577,658.30
Disclosure

SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 3

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,393,395

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.92 to $12.6577, inclusive.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC SaleClass A Common Stock 218,811 $13.18 $2,883,928.98
Disclosure

SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 2

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,770,157

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.3019, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:24 UTC ConversionClass A Common Stock 1,260,000 $2.15 $2,709,000.00
Disclosure

SEC source: 0001437749-26-005420 · rdgdoc.xml · nonDerivative · entry 1

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

ELLIS THOMAS B · CIK 0001283774 · Director

HAMMER TODD B · CIK 0001283775 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,988,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:32 UTC
Rubin ShmuelPresident & CEO
Exercise / conversionClass A Common Stock 29,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-002995 · rdgdoc.xml · nonDerivative · entry 1

Rubin Shmuel · CIK 0001806183 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 21:21 UTC Exercise / conversionClass A Common Stock 12,103 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-002990 · rdgdoc.xml · nonDerivative · entry 1

Miranda Albert · CIK 0001862203 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 00:39 UTC
ELLIS THOMAS BDirector · 10% owner
OtherClass A Common Stock Purchase Warrants (Right to Buy) · Derivative 3,499,289 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001654954-26-000151 · section16.xml · derivative · entry 4

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

North Run - Due North Partners, LP · CIK 0001921221 · Member

NORTH RUN GP, LP · CIK 0001283772 · Member

NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member

ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner

HAMMER TODD B · CIK 0001283775 · Member

Bosco Michael · CIK 0002058718 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,499,289 shares

Expires 2031-02-18

F2 · ownership.nature: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025.

F3 · ownership.nature: The reported securities were directly held by North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run GP, LP as the general partner of North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run GP, LP. The reported securities may have been deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. The reported securities may also have been deemed to be indirectly beneficially owned by Thomas B. Ellis, Todd B. Hammer and Michael Bosco as limited partners of North Run - Due North Partners, LP.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 00:39 UTC
ELLIS THOMAS BDirector · 10% owner
SaleClass A Common Stock 770,321 $11.72 $9,028,162.12
Disclosure

SEC source: 0001654954-26-000151 · section16.xml · nonDerivative · entry 2

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

North Run - Due North Partners, LP · CIK 0001921221 · Member

NORTH RUN GP, LP · CIK 0001283772 · Member

NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member

ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner

HAMMER TODD B · CIK 0001283775 · Member

Bosco Michael · CIK 0002058718 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,728,968

F1 · kind: On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised a warrant to purchase 3,499,289 shares of the Issuer's Class A common stock for $2.58 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 770,321 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,728,968 shares.

F1 · ownership.nature: On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised a warrant to purchase 3,499,289 shares of the Issuer's Class A common stock for $2.58 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 770,321 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,728,968 shares.

F4 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 00:39 UTC
ELLIS THOMAS BDirector · 10% owner
OtherClass A Common Stock 3,499,289 $2.58 $9,028,165.62
Disclosure

SEC source: 0001654954-26-000151 · section16.xml · nonDerivative · entry 1

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

North Run - Due North Partners, LP · CIK 0001921221 · Member

NORTH RUN GP, LP · CIK 0001283772 · Member

NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member

ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner

HAMMER TODD B · CIK 0001283775 · Member

Bosco Michael · CIK 0002058718 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 3,499,289

F1 · ownership.nature: On January 5, 2026, North Run Strategic Opportunities Fund I, LP exercised a warrant to purchase 3,499,289 shares of the Issuer's Class A common stock for $2.58 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 770,321 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,728,968 shares.

F4 · ownership.nature: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

Read SEC document
December 31, 2025 Filed Jan 8, 2026 00:39 UTC
ELLIS THOMAS BDirector · 10% owner
Disposition to issuerConvertible Promissory Note · Derivative 1,860,465 $2.15 $3,999,999.75
Disclosure

SEC source: 0001654954-26-000151 · section16.xml · derivative · entry 3

North Run Strategic Opportunities Fund I, LP · CIK 0002052913 · Director · 10% owner

North Run - Due North Partners, LP · CIK 0001921221 · Member

NORTH RUN GP, LP · CIK 0001283772 · Member

NORTH RUN ADVISORS, LLC · CIK 0001283773 · Member

ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner

HAMMER TODD B · CIK 0001283775 · Member

Bosco Michael · CIK 0002058718 · Member

North Run Strategic Opportunities Fund I GP, LLC · CIK 0002058804 · Member

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,860,465 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025.

F2 · derivative.exercise_date: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025.

F2 · derivative.expiration_date: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025.

F2 · ownership.nature: On February 18, 2025, the Issuer issued to North Run - Due North Partners, LP a senior secured promissory note (the "Promissory Note") with an initial principal amount of $4 million. Upon the occurrence of certain circumstances, North Run - Due North Partners, LP would receive 4,000 shares of Issuer's Series G Convertible Preferred Stock, which at issuance would be convertible into 1,860,465 shares of Common Stock. The Promissory Note became payable on March 3, 2025 and did not have an expiration date. The Promissory Note was repaid in full by the Issuer on December 31, 2025.

F3 · ownership.nature: The reported securities were directly held by North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run GP, LP as the general partner of North Run - Due North Partners, LP, and may have been deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run GP, LP. The reported securities may have been deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. The reported securities may also have been deemed to be indirectly beneficially owned by Thomas B. Ellis, Todd B. Hammer and Michael Bosco as limited partners of North Run - Due North Partners, LP.

Read SEC document
December 19, 2025 Filed Dec 22, 2025 17:36 UTC
Rubin ShmuelDirector · Chief Executive Officer
GiftClass A common stock 13,020 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014216 · section16.xml · nonDerivative · entry 1

Rubin Shmuel · CIK 0001806183 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,653

F1 · price: On December 19, 2025, the Reporting Person gifted 13,020 shares of the Issuer's Class A Common Stock to a donor advised fund.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 23:16 UTC Exercise / conversionClass A common stock 19,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013395 · section16.xml · nonDerivative · entry 1

Crider Kimberly Anne · CIK 0002011553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 22:54 UTC
ELLIS THOMAS BDirector · 10% owner
Exercise / conversionClass A common stock 6,968 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013386 · section16.xml · nonDerivative · entry 1

ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 6,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.

F2 · ownership.nature: The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of North Run Advisors, LLC.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 22:54 UTC Exercise / conversionClass A common stock 19,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013384 · section16.xml · nonDerivative · entry 1

CREVISTON STEVEN E · CIK 0001223929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 22:53 UTC
Miranda AlbertChief Financial Officer
Exercise / conversionClass A common stock 4,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013383 · section16.xml · nonDerivative · entry 1

Miranda Albert · CIK 0001862203 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 22:43 UTC
Rubin ShmuelDirector · Chief Executive Officer
Exercise / conversionClass A common stock 9,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013375 · section16.xml · nonDerivative · entry 1

Rubin Shmuel · CIK 0001806183 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.

Read SEC document
November 18, 2025 Filed Nov 21, 2025 23:16 UTC GrantRestricted stock units · Derivative 8,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013395 · section16.xml · derivative · entry 2

Crider Kimberly Anne · CIK 0002011553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,824

Underlying: Class A common stock · 8,824 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

F3 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Read SEC document
November 18, 2025 Filed Nov 21, 2025 23:08 UTC
Peck DarcieDirector
GrantRestricted stock units · Derivative 8,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013393 · section16.xml · derivative · entry 1

Peck Darcie · CIK 0001775573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,824

Underlying: Class A common stock · 8,824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

F2 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Read SEC document
November 18, 2025 Filed Nov 21, 2025 23:05 UTC GrantRestricted stock units · Derivative 8,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013391 · section16.xml · derivative · entry 1

Menaker Joseph · CIK 0001758826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,824

Underlying: Class A common stock · 8,824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

F2 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

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November 18, 2025 Filed Nov 21, 2025 23:04 UTC GrantRestricted stock units · Derivative 8,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013389 · section16.xml · derivative · entry 1

Faris M. Scott · CIK 0001538763 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,824

Underlying: Class A common stock · 8,824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

F2 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

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November 18, 2025 Filed Nov 21, 2025 22:54 UTC
ELLIS THOMAS BDirector · 10% owner
GrantRestricted stock units · Derivative 8,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013386 · section16.xml · derivative · entry 2

ELLIS THOMAS B · CIK 0001283774 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 8,824

Underlying: Class A common stock · 8,824 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F5 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

F5 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

F2 · ownership.nature: The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of North Run Advisors, LLC.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 18, 2025 Filed Nov 21, 2025 22:55 UTC GrantRestricted stock units · Derivative 8,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013387 · section16.xml · derivative · entry 1

Caylor Mark A · CIK 0001559097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,824

Underlying: Class A common stock · 8,824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

F2 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

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November 18, 2025 Filed Nov 21, 2025 22:54 UTC GrantRestricted stock units · Derivative 8,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013384 · section16.xml · derivative · entry 2

CREVISTON STEVEN E · CIK 0001223929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,824

Underlying: Class A common stock · 8,824 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

F3 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

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November 18, 2025 Filed Nov 21, 2025 22:53 UTC
Miranda AlbertChief Financial Officer
GrantRestricted stock units · Derivative 5,697 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013383 · section16.xml · derivative · entry 3

Miranda Albert · CIK 0001862203 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,697

Underlying: Class A common stock · 5,697 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest equally over a three year period, with the first vesting on November 18, 2026.

F4 · derivative.expiration_date: The restricted stock units vest equally over a three year period, with the first vesting on November 18, 2026.

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November 18, 2025 Filed Nov 21, 2025 22:43 UTC
Rubin ShmuelDirector · Chief Executive Officer
GrantRestricted stock units · Derivative 13,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013375 · section16.xml · derivative · entry 3

Rubin Shmuel · CIK 0001806183 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,127

Underlying: Class A common stock · 13,127 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest equally over a three year period, with the first vesting on November 18, 2026.

F4 · derivative.expiration_date: The restricted stock units vest equally over a three year period, with the first vesting on November 18, 2026.

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November 17, 2025 Filed Nov 18, 2025 21:32 UTC
Miranda AlbertChief Financial Officer
Exercise / conversionClass A common stock 7,359 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013218 · section16.xml · nonDerivative · entry 1

Miranda Albert · CIK 0001862203 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.