person · Reporting owner
Retreage Donald O'connor JR
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIGHTPATH TECHNOLOGIES INCLPTH · Entity 5340 | CFO | March 19, 2021 | March 22, 2021 |
| U.S. Lighting Group, Inc.USLG · Entity 116526 | CFO | September 26, 2022 | September 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIGHTPATH TECHNOLOGIES INC
Report date March 19, 2021 · Filed March 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 6,886 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Purchase · Acquired 500 · Balance 6,886 |
U.S. Lighting Group, Inc.
Report date September 26, 2022 · Filed September 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2022-09-26 transaction · row 1
1 source rowRow 1 · 2022-09-26 · Purchase · Acquired 1,000 · Balance 1,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 26, 2022 Filed Sep 28, 2022 11:07 UTC | U.S. Lighting Group, Inc. USLG · Entity 116526 | PurchaseCommon Stock | 1,000 | $0.15 | $145.00 |
DisclosureSEC source: 0001213900-22-059624 · ownership.xml · nonDerivative · entry 1 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 13:55 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 500 | $3.25 | $1,625.00 |
DisclosureSEC source: 0001654954-21-003051 · section16.xml · nonDerivative · entry 1 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,886 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 13:51 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionIncentive stock option (right-to-buy) · Derivative | 500 | $2.13 Strike: $2.13 | $1,065.00 |
DisclosureSEC source: 0001654954-21-002173 · section16.xml · derivative · entry 2 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Underlying: Class A common stock · 500 shares Expires 2028-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The incentive stock option was granted on June 18, 2018 and vests in four equal installments beginning on June 18, 2019. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 13:51 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionClass A common stock | 500 | $2.13 | $1,065.00 |
DisclosureSEC source: 0001654954-21-002173 · section16.xml · nonDerivative · entry 1 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 19:39 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionIncentive stock option (right-to-buy) · Derivative | 2,136 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001654954-20-012800 · section16.xml · derivative · entry 2 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,271 Underlying: Class A common stock · 2,136 shares Expires 2029-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The incentive stock option was granted on November 14, 2019, and vests in three equal installments beginning on November 14, 2020. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 19:39 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionClass A common stock | 2,136 | $1.28 | $2,734.08 |
DisclosureSEC source: 0001654954-20-012800 · section16.xml · nonDerivative · entry 1 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The incentive stock option was granted on November 14, 2019, and vests in three equal installments beginning on November 14, 2020. Read SEC document |
| November 12, 2020 Filed Nov 23, 2020 19:39 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantIncentive stock option (right-to-buy) · Derivative | 1,929 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001654954-20-012800 · section16.xml · derivative · entry 3 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,929 Underlying: Class A common stock · 1,929 shares Expires 2030-11-12 F2 · derivative.exercise_date: The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2020. The incentive stock options vest in three equal installments beginning on November 12, 2021. Read SEC document |
| June 04, 2020 Filed Jun 9, 2020 21:49 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | OtherIncentive stock option (right-to-buy) · Derivative | 1,250 | $2.13 Strike: $2.13 | $2,662.50 |
DisclosureSEC source: 0001654954-20-006438 · section16.xml · derivative · entry 1 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,157 Underlying: Class A common stock · 1,250 shares Expires 2028-06-18 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:58 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 500 | $0.98 | $488.10 |
DisclosureSEC source: 0001654954-20-002999 · section16.xml · nonDerivative · entry 1 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 21:08 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 500 | $1.17 | $583.70 |
DisclosureSEC source: 0001654954-20-002515 · section16.xml · nonDerivative · entry 1 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:25 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 500 | $1.29 | $643.35 |
DisclosureSEC source: 0001654954-20-001992 · section16.xml · nonDerivative · entry 1 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| December 20, 2019 Filed Jan 31, 2020 15:30 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 500 | $0.65 | $325.00 |
DisclosureSEC source: 0001654954-20-000974 · section16.xml · nonDerivative · entry 2 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 14, 2019 Filed Jan 31, 2020 15:30 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantIncentive stock option (right-to-buy) · Derivative | 6,407 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001654954-20-000974 · section16.xml · derivative · entry 3 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,407 Underlying: Class A common stock · 6,407 shares Expires 2029-11-14 F1 · derivative.exercise_date: The incentive stock option was granted to the reporting person in satisifaction of certain performance criteria being met for the fiscal year ended June 30, 2019. The incentive stock options vests in three equal installments, with the first vesting on November 14, 2020. Read SEC document |
| October 31, 2019 Filed Jan 31, 2020 15:30 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 500 | $0.72 | $360.00 |
DisclosureSEC source: 0001654954-20-000974 · section16.xml · nonDerivative · entry 1 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 12:37 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantIncentive stock option (right-to-buy) · Derivative | 10,000 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001654954-18-006781 · section16.xml · derivative · entry 1 Retreage Donald O'connor JR · CIK 0001742677 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A common stock · 10,000 shares Expires 2028-06-18 F1 · derivative.exercise_date: The incentive stock option vests in four equal annual installments beginning on June 18, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.