Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIGHTPATH TECHNOLOGIES INC
Report date May 08, 2020 · Filed May 11, 2020
Section 16 reporting ended · disclosed 2020-05-11. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2020 Filed Jan 9, 2020 17:07 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantClass A common stock | 4,000 | $0.65 | $2,600.00 |
DisclosureSEC source: 0001654954-20-000232 · section16.xml · nonDerivative · entry 1 Symmons Alan · CIK 0001504906 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,393 F1 · price: These shares were purchased under the Employee Stock Purchase Plan. Read SEC document |
| November 14, 2019 Filed Jan 30, 2020 19:11 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantIncentive stock option (right-to-buy) · Derivative | 7,813 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001654954-20-000953 · section16.xml · derivative · entry 1 Symmons Alan · CIK 0001504906 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,813 Underlying: Class A common stock · 7,813 shares Expires 2029-11-14 F1 · derivative.exercise_date: The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the year ended June 30, 2019. The incentive stock options vest equally over a three-year period, with the first vesting on November 14, 2020. Read SEC document |
| October 26, 2019 Filed Oct 31, 2019 15:27 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionRestricted stock unit · Derivative | 3,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-19-012157 · section16.xml · derivative · entry 3 Symmons Alan · CIK 0001504906 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,019 Underlying: Class A Common Stock · 3,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: Vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: Vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| October 26, 2019 Filed Oct 31, 2019 15:27 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Tax withholdingClass A Common Stock | 708 | $0.72 | $509.76 |
DisclosureSEC source: 0001654954-19-012157 · section16.xml · nonDerivative · entry 2 Symmons Alan · CIK 0001504906 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,393 Read SEC document |
| October 26, 2019 Filed Oct 31, 2019 15:27 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionClass A Common Stock | 3,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-19-012157 · section16.xml · nonDerivative · entry 1 Symmons Alan · CIK 0001504906 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 15:21 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantClass A common stock | 1,380 | $0.82 | $1,131.60 |
DisclosureSEC source: 0001654954-19-008088 · section16.xml · nonDerivative · entry 1 Symmons Alan · CIK 0001504906 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,083 F1 · price: These shares were purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 10, 2019 Filed Jan 10, 2019 17:04 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantClass A common stock | 784 | $1.34 | $1,050.56 |
DisclosureSEC source: 0001654954-19-000285 · section16.xml · nonDerivative · entry 1 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,703 F1 · shares: These shares were purchased under the Employee Stock Purchase Plan. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 20:40 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantIncentive stock option (right-to-buy) · Derivative | 2,437 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001654954-18-012880 · section16.xml · derivative · entry 1 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,437 Underlying: Class A common stock · 2,437 shares Expires 2028-11-15 F1 · derivative.exercise_date: The incentive stock option was granted to the reporting person in satisification of certain performance criteria being met for the fiscal year ended June 30, 2018. The incentive stock options vested immediately on November 15, 2018. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 13:26 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionRestricted stock unit · Derivative | 3,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-011697 · section16.xml · derivative · entry 3 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,037 Underlying: Class A Common Stock · 3,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: Vesting in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: Vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 13:26 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Tax withholdingClass A Common Stock | 735 | $1.82 | $1,337.70 |
DisclosureSEC source: 0001654954-18-011697 · section16.xml · nonDerivative · entry 2 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,919 Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 13:26 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionClass A Common Stock | 3,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-18-011697 · section16.xml · nonDerivative · entry 1 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| July 09, 2018 Filed Jul 9, 2018 14:45 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantClass A common stock | 671 | $2.07 | $1,388.97 |
DisclosureSEC source: 0001654954-18-007422 · section16.xml · nonDerivative · entry 1 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,636 F1 · price: These shares were purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 05, 2018 Filed Jan 5, 2018 16:36 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantClass A Common Stock | 507 | $2.07 | $1,049.49 |
DisclosureSEC source: 0001654954-18-000128 · section16.xml · nonDerivative · entry 1 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,965 F1 · shares: These shares were purchased under the Employee Stock Purchase Plan. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 19:40 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantIncentive stock option · Derivative | 10,284 | $4.24 Strike: $4.24 | $43,604.16 |
DisclosureSEC source: 0001654954-17-009763 · section16.xml · derivative · entry 2 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,284 Underlying: Class A common stock · 10,284 shares Expires 2027-10-26 F3 · date: The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2017. The incentive stock options vests in three equal installments beginning on October 26, 2018. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 19:40 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 9,055 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-009763 · section16.xml · derivative · entry 1 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,055 Underlying: Class A common stock · 9,055 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on October 26, 2018. The restricted stock unit was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2017. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 18:26 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantClass A Common Stock | 433 | $2.43 | $1,052.19 |
DisclosureSEC source: 0001654954-17-006249 · section16.xml · nonDerivative · entry 1 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,725 F1 · shares: These shares were purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 21:02 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseCommon Stock | 719 | $1.39 | $999.41 |
DisclosureSEC source: 0001354488-17-000047 · issuerdirect_section16.xml · nonDerivative · entry 1 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,292 F1 · shares: These shares were purchased under the Employee Stock Purchase Plan. Read SEC document |
| December 21, 2016 Filed Dec 21, 2016 19:07 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseCommon Stock | 8,333 | $1.21 | $10,082.93 |
DisclosureSEC source: 0001354488-16-008689 · issuerdirect_section16.xml · nonDerivative · entry 1 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,573 F1 · shares: These shares of Class A common stock were purchased in connection with our public offering on December 21, 2016 at a public offering price of $1.21 per share. Read SEC document |
| October 27, 2016 Filed Nov 2, 2016 18:54 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantIncentive stock option · Derivative | 21,739 | $0.00 Strike: $1.78 | $0.00 |
DisclosureSEC source: 0001354488-16-008445 · issuerdirect_section16.xml · derivative · entry 2 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,739 Underlying: Class A common stock · 21,739 shares Expires 2026-10-27 F2 · derivative.exercise_date: The Incentive Stock Option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2016. The incentive stock option vests in four equal installments beginning on October 27, 2017. Read SEC document |
| October 27, 2016 Filed Nov 2, 2016 18:54 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantIncentive stock option · Derivative | 41,824 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0001354488-16-008445 · issuerdirect_section16.xml · derivative · entry 1 Symmons Alan · CIK 0001504906 · Executive VP- Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,824 Underlying: Class A common stock · 41,824 shares Expires 2026-10-27 F1 · derivative.exercise_date: The Incentive Stock Option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2016. The incentive stock option became exercisable with respect to all shares underlying the option on October 27, 2016, the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.