Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIGHTPATH TECHNOLOGIES INCLPTH · Entity 5340 | Director | November 17, 2022 | November 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIGHTPATH TECHNOLOGIES INC
Report date November 17, 2022 · Filed November 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted stock unitSEC Table II · derivative / convertible security | Direct | 50,847 |
Reported balance
After 2022-11-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-17 · Grant · Acquired 50,847 · Balance 50,847 F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F2: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERSIL CORP/DE
Report date February 24, 2017 · Filed February 28, 2017
Section 16 reporting ended · disclosed 2017-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-24 transaction · row 1
1 source rowRow 1 · 2017-02-24 · Disposition to issuer · Disposed 17,060 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 12, 2016, by and among Intersil Corporation ("ISIL") and Renesas Electronics Corporation, as joined by Chapter One Company (as amended, the "Merger Agreement"), upon the closing of the merger on February 24, 2017 (the "Closing"), each outstanding share of common stock of ISIL was cancelled in exchange for the right to receive $22.50 in cash. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.45 · Expires 2021-10-27 | Direct | 0 |
Reported balance
After 2014-10-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2014-10-27 · Disposition to issuer · Disposed 23,232 · Balance 0 F2: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.45 · Expires 2021-10-27 | Direct | 0 |
Reported balance
After 2014-10-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2014-10-27 · Disposition to issuer · Disposed 11,968 · Balance 0 F3: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. |
| Deferred Stock Units (DSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2014-10-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2014-10-27 · Disposition to issuer · Disposed 1,859 · Balance 0 F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") were accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. |
| Deferred Stock Units (DSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-04-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-04-21 · Disposition to issuer · Disposed 9,310 · Balance 0 F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") were accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 12, 2016, by and among Intersil Corporation ("ISIL") and Renesas Electronics Corporation, as joined by Chapter One Company (as amended, the "Merger Agreement"), upon the closing of the merger on February 24, 2017 (the "Closing"), each outstanding share of common stock of ISIL was cancelled in exchange for the right to receive $22.50 in cash.
F2: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price.
F3: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price.
F4: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") were accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2022 Filed Nov 18, 2022 21:45 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 50,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-015553 · section16.xml · derivative · entry 1 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,847 Underlying: Class A common stock · 50,847 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. F2 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 00:11 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 32,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-012269 · section16.xml · derivative · entry 1 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,086 Underlying: Class A common stock · 32,086 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. F2 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| November 12, 2020 Filed Nov 23, 2020 22:08 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012842 · section16.xml · derivative · entry 1 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Underlying: Class A common stock · 22,222 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: Restricted stock units converted into Class A Common Stock on a one-for-one basis upon vesting. F2 · derivative.expiration_date: Restricted stock units converted into Class A Common Stock on a one-for-one basis upon vesting. Read SEC document |
| November 14, 2019 Filed Jan 30, 2020 18:53 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 48,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-000945 · section16.xml · derivative · entry 1 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Class A common stock · 48,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest equally over a three year period, with the first vesting on November 14, 2020. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period, with the first vesting on November 14, 2020. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:53 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 32,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012867 · section16.xml · derivative · entry 1 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,787 Underlying: Class A common stock · 32,787 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on November 15, 2019. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 18:30 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 16,260 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-009752 · section16.xml · derivative · entry 1 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,260 Underlying: Class A common stock · 16,260 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on October 26, 2018. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 17:04 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Disposition to issuerCommon Stock | 17,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-009728 · doc1.xml · nonDerivative · entry 1 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of September 12, 2016, by and among Intersil Corporation ("ISIL") and Renesas Electronics Corporation, as joined by Chapter One Company (as amended, the "Merger Agreement"), upon the closing of the merger on February 24, 2017 (the "Closing"), each outstanding share of common stock of ISIL was cancelled in exchange for the right to receive $22.50 in cash. Read SEC document |
| December 21, 2016 Filed Dec 21, 2016 19:27 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseCommon Stock | 20,661 | $1.21 | $24,999.81 |
DisclosureSEC source: 0001354488-16-008698 · issuerdirect_section16.xml · nonDerivative · entry 1 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,661 F1 · shares: These shares of Class A common stock were purchased in connection with our public offering on December 21, 2016 at a public offering price of $1.21 per share. Read SEC document |
| October 27, 2016 Filed Oct 27, 2016 17:27 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Exercise / conversionDeferred Stock Unit (DSU) Award · Derivative | 1,859 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-083791 · doc1.xml · derivative · entry 2 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,859 Underlying: Common Stock · 1,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Deferred Stock Units (DSUs) vest 33.333% per year over a 3-year period. This DSU award will be fully vested on October 27, 2017. F2 · derivative.expiration_date: Not applicable. F3 · derivative.underlying_shares: Reflects the receipt of Common Stock upon the vesting of DSUs. Each DSU has the economic equivalent of one share of Intersil Common Stock. Read SEC document |
| October 27, 2016 Filed Oct 27, 2016 17:27 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Exercise / conversionCommon Stock | 1,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-083791 · doc1.xml · nonDerivative · entry 1 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2016 Filed Nov 2, 2016 17:26 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 38,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008434 · issuerdirect_section16.xml · derivative · entry 1 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,462 Underlying: Class A common stock · 38,462 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on October 27, 2017. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| April 21, 2016 Filed Feb 28, 2017 17:04 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Disposition to issuerDeferred Stock Units (DSUs) · Derivative | 9,310 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-009728 · doc1.xml · derivative · entry 5 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,310 shares Expires not disclosed F4 · price: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") were accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") were accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") were accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. Read SEC document |
| October 27, 2014 Filed Feb 28, 2017 17:04 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Disposition to issuerDeferred Stock Units (DSUs) · Derivative | 1,859 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-009728 · doc1.xml · derivative · entry 4 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,859 shares Expires not disclosed F4 · price: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") were accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") were accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, upon the Closing each unvested Deferred Stock Unit ("DSUs") were accelerated and cancelled in exchange for a cash payment per share equal to $22.50 per DSU. Read SEC document |
| October 27, 2014 Filed Feb 28, 2017 17:04 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Disposition to issuerStock Options (Right to Buy) · Derivative | 11,968 | Not disclosed Strike: $13.45 | Not disclosed |
DisclosureSEC source: 0001140361-17-009728 · doc1.xml · derivative · entry 3 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,968 shares Expires 2021-10-27 F3 · price: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, upon the Closing each unvested stock option was accelerated and cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. Read SEC document |
| October 27, 2014 Filed Feb 28, 2017 17:04 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | Disposition to issuerStock Options (Right to Buy) · Derivative | 23,232 | Not disclosed Strike: $13.45 | Not disclosed |
DisclosureSEC source: 0001140361-17-009728 · doc1.xml · derivative · entry 2 KHAN SOHAIL A · CIK 0001222714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,232 shares Expires 2021-10-27 F2 · price: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, upon the Closing each vested stock option was cancelled in exchange for a cash payment per share equal to the excess, if any, of $22.50 over the exercise price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.