Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIGHTPATH TECHNOLOGIES INC
Report date February 10, 2021 · Filed February 13, 2021
Section 16 reporting ended · disclosed 2021-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common stockSEC Table I · non-derivative | Direct | 499,046 |
Reported balance
After 2021-02-10 transaction · row 1
1 source rowRow 1 · 2021-02-10 · Exercise / conversion · Acquired 419,176 · Balance 499,046 F1: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2021 Filed Feb 13, 2021 01:21 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | Exercise / conversionClass A Common stock | 419,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-21-001631 · section16.xml · nonDerivative · entry 1 BRUECK STEVEN R J · CIK 0001145963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Read SEC document |
| November 12, 2020 Filed Nov 23, 2020 22:11 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012844 · section16.xml · derivative · entry 1 BRUECK STEVEN R J · CIK 0001145963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,222 Underlying: Class A common stock · 22,222 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest equally over a three year period, with the first vesting on November 12, 2021. Director has elected to defer receipt of the shares until he is no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period, with the first vesting on November 12, 2021. Director has elected to defer receipt of the shares until he is no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| November 14, 2019 Filed Jan 30, 2020 18:44 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 48,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-000937 · section16.xml · derivative · entry 1 BRUECK STEVEN R J · CIK 0001145963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Class A common stock · 48,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest equally over a three year period, with the first vesting on November 14, 2020. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period, with the first vesting on November 14, 2020. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| June 13, 2019 Filed Jun 13, 2019 17:44 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 5,000 | $0.93 | $4,626.00 |
DisclosureSEC source: 0001654954-19-007291 · section16.xml · nonDerivative · entry 1 BRUECK STEVEN R J · CIK 0001145963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,870 Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 18:24 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseClass A common stock | 4,000 | $0.95 | $3,799.60 |
DisclosureSEC source: 0001654954-19-007124 · section16.xml · nonDerivative · entry 1 BRUECK STEVEN R J · CIK 0001145963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,870 Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:23 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 32,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-012861 · section16.xml · derivative · entry 1 BRUECK STEVEN R J · CIK 0001145963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,787 Underlying: Class A common stock · 32,787 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on November 15, 2019. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 18:10 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 16,260 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001654954-17-009748 · section16.xml · derivative · entry 1 BRUECK STEVEN R J · CIK 0001145963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,260 Underlying: Class A common stock · 16,260 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on October 26, 2018. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| December 21, 2016 Filed Dec 21, 2016 19:32 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | PurchaseCommon Stock | 24,793 | $1.21 | $29,999.53 |
DisclosureSEC source: 0001354488-16-008700 · issuerdirect_section16.xml · nonDerivative · entry 1 BRUECK STEVEN R J · CIK 0001145963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,870 F1 · shares: These shares of Class A common stock were purchased in connection with our public offering on December 21, 2016 at a public offering price of $1.21 per share. Read SEC document |
| October 27, 2016 Filed Nov 2, 2016 17:40 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock unit · Derivative | 38,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001354488-16-008438 · issuerdirect_section16.xml · derivative · entry 1 BRUECK STEVEN R J · CIK 0001145963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,462 Underlying: Class A common stock · 38,462 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.expiration_date: The restricted stock units vest equally over a three year period beginning on October 27, 2017. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.