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Nasdaq · USD

LOCO

El Pollo Loco Holdings, Inc.

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Tapewire entity
5532
SEC CIK
0001606366
Parsed reports
215

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202603
Jul 2026011
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2023 Filed Aug 25, 2023 19:32 UTC
Fils IraCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 4,639 $9.83 $45,601.37
Disclosure

SEC source: 0001415889-23-012659 · form4-08252023_070807.xml · nonDerivative · entry 1

Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,431

F1 · shares: The reporting person vested in 13,369 shares of common stock, of which the issuer retained 4,639 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on August 22, 2023.

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August 17, 2023 Filed Aug 17, 2023 20:49 UTC PurchaseCommon Stock, par value $0.01 per share 20,000 $10.08 $201,600.00
Disclosure

SEC source: 0000921895-23-001996 · form408106005_08172023.xml · nonDerivative · entry 4

BIGLARI, SARDAR · CIK 0001334430 · 10% owner

BIGLARI CAPITAL CORP. · CIK 0001334429 · 10% owner

LION FUND II, L.P. · CIK 0001580602 · 10% owner

Biglari Holdings Inc. · CIK 0001726173 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By First Guard Insurance Company

Disclosed balance after: 120,000

F5 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.04 to $10.15. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares owned directly by First Guard Insurance Company ("First Guard"). First Guard is a wholly owned subsidiary of Biglari Holdings Inc. ("Biglari Holdings"). Mr. Biglari is the Chairman and Chief Executive Officer of Biglari Holdings and has investment discretion over the securities owned by First Guard. By virtue of these relationships, Biglari Holdings and Sardar Biglari may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by First Guard.

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August 16, 2023 Filed Aug 17, 2023 20:49 UTC PurchaseCommon Stock, par value $0.01 per share 54,300 $10.20 $553,860.00
Disclosure

SEC source: 0000921895-23-001996 · form408106005_08172023.xml · nonDerivative · entry 3

BIGLARI, SARDAR · CIK 0001334430 · 10% owner

BIGLARI CAPITAL CORP. · CIK 0001334429 · 10% owner

LION FUND II, L.P. · CIK 0001580602 · 10% owner

Biglari Holdings Inc. · CIK 0001726173 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By First Guard Insurance Company

Disclosed balance after: 100,000

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.17 to $10.29. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares owned directly by First Guard Insurance Company ("First Guard"). First Guard is a wholly owned subsidiary of Biglari Holdings Inc. ("Biglari Holdings"). Mr. Biglari is the Chairman and Chief Executive Officer of Biglari Holdings and has investment discretion over the securities owned by First Guard. By virtue of these relationships, Biglari Holdings and Sardar Biglari may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by First Guard.

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August 15, 2023 Filed Aug 17, 2023 20:49 UTC PurchaseCommon Stock, par value $0.01 per share 45,700 $10.18 $465,226.00
Disclosure

SEC source: 0000921895-23-001996 · form408106005_08172023.xml · nonDerivative · entry 2

BIGLARI, SARDAR · CIK 0001334430 · 10% owner

BIGLARI CAPITAL CORP. · CIK 0001334429 · 10% owner

LION FUND II, L.P. · CIK 0001580602 · 10% owner

Biglari Holdings Inc. · CIK 0001726173 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By First Guard Insurance Company

Disclosed balance after: 45,700

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.09 to $10.25 . The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares owned directly by First Guard Insurance Company ("First Guard"). First Guard is a wholly owned subsidiary of Biglari Holdings Inc. ("Biglari Holdings"). Mr. Biglari is the Chairman and Chief Executive Officer of Biglari Holdings and has investment discretion over the securities owned by First Guard. By virtue of these relationships, Biglari Holdings and Sardar Biglari may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by First Guard.

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August 08, 2023 Filed Aug 9, 2023 21:43 UTC PurchaseCommon Stock, par value $0.01 per share 106,760 $10.84 $1,157,278.40
Disclosure

SEC source: 0000921895-23-001862 · form408106003loco_08092023.xml · nonDerivative · entry 2

BIGLARI, SARDAR · CIK 0001334430 · 10% owner

BIGLARI CAPITAL CORP. · CIK 0001334429 · 10% owner

LION FUND II, L.P. · CIK 0001580602 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Lion Fund II, L.P.

Disclosed balance after: 4,000,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.71 to $11.00. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Shares owned directly by The Lion Fund II, L.P. (the "Lion Fund II"). Biglari Capital Corp. ("BCC") is the general partner of the Lion Fund II. Mr. Biglari is the sole member, Chairman and Chief Executive Officer of BCC. By virtue of these relationships, BCC and Mr. Biglari may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by the Lion Fund II.

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August 08, 2023 Filed Aug 9, 2023 22:07 UTC
Roberts LauranceDirector · CEO & PRESIDENT
GrantNon-Qualified Stock Options · Derivative 57,471 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001415889-23-011989 · form4-08092023_100827.xml · derivative · entry 2

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,471

Underlying: Common Stock · 57,471 shares

Expires 2033-08-08

F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant.

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August 08, 2023 Filed Aug 9, 2023 22:07 UTC
Roberts LauranceDirector · CEO & PRESIDENT
GrantCommon Stock 28,222 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011989 · form4-08092023_100827.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,969

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

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August 07, 2023 Filed Aug 8, 2023 17:11 UTC
ROTH JOHN MDirector
SaleCommon Stock 33,000 $10.63 $350,790.00
Disclosure

SEC source: 0000929638-23-002194 · form4.xml · nonDerivative · entry 2

ROTH JOHN M · CIK 0000916864 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 40,052

F2 · ownership.nature: Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner.

F3 · ownership.nature: Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.

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August 07, 2023 Filed Aug 8, 2023 17:11 UTC
ROTH JOHN MDirector
SaleCommon Stock 2,467,000 $10.63 $26,224,210.00
Disclosure

SEC source: 0000929638-23-002194 · form4.xml · nonDerivative · entry 1

ROTH JOHN M · CIK 0000916864 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 2,994,251

F1 · ownership.nature: Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").

F3 · ownership.nature: Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.

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August 07, 2023 Filed Aug 8, 2023 17:10 UTC SaleCommon Stock 33,000 $10.63 $350,790.00
Disclosure

SEC source: 0000929638-23-002193 · form4.xml · nonDerivative · entry 2

FS Capital Partners V, LLC · CIK 0001406857 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 40,052

F2 · ownership.nature: Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner.

F3 · ownership.nature: Mr. John M. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.

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August 07, 2023 Filed Aug 8, 2023 17:10 UTC SaleCommon Stock 2,467,000 $10.63 $26,224,210.00
Disclosure

SEC source: 0000929638-23-002193 · form4.xml · nonDerivative · entry 1

FS Capital Partners V, LLC · CIK 0001406857 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 2,994,251

F1 · ownership.nature: Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").

F3 · ownership.nature: Mr. John M. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.

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August 07, 2023 Filed Aug 9, 2023 21:43 UTC PurchaseCommon Stock, par value $0.01 per share 100,560 $10.63 $1,068,952.80
Disclosure

SEC source: 0000921895-23-001862 · form408106003loco_08092023.xml · nonDerivative · entry 1

BIGLARI, SARDAR · CIK 0001334430 · 10% owner

BIGLARI CAPITAL CORP. · CIK 0001334429 · 10% owner

LION FUND II, L.P. · CIK 0001580602 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Lion Fund II, L.P.

Disclosed balance after: 3,893,240

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.57 to $10.80. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Shares owned directly by The Lion Fund II, L.P. (the "Lion Fund II"). Biglari Capital Corp. ("BCC") is the general partner of the Lion Fund II. Mr. Biglari is the sole member, Chairman and Chief Executive Officer of BCC. By virtue of these relationships, BCC and Mr. Biglari may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by the Lion Fund II.

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June 22, 2023 Filed Jun 26, 2023 21:31 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionStock Options (right to buy) · Derivative 24,621 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001415889-23-010313 · form4-06262023_090600.xml · derivative · entry 5

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,621 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

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June 22, 2023 Filed Jun 26, 2023 21:31 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionStock Options (right to buy) · Derivative 35,329 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001415889-23-010313 · form4-06262023_090600.xml · derivative · entry 4

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,621

Underlying: Common Stock · 35,329 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 21:31 UTC
Roberts LauranceDirector · CEO & PRESIDENT
SaleCommon Stock 59,950 $9.57 $573,721.50
Disclosure

SEC source: 0001415889-23-010313 · form4-06262023_090600.xml · nonDerivative · entry 3

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,747

F2 · price: Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.90 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 22, 2023 Filed Jun 26, 2023 21:31 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 24,621 $4.34 $106,855.14
Disclosure

SEC source: 0001415889-23-010313 · form4-06262023_090600.xml · nonDerivative · entry 2

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 21:31 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 35,329 $4.34 $153,327.86
Disclosure

SEC source: 0001415889-23-010313 · form4-06262023_090600.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

Read SEC document
May 26, 2023 Filed Apr 7, 2025 20:03 UTC SaleCommon Stock 4,643 $9.30 $43,179.90
Disclosure

SEC source: 0001415889-25-010288 · form4-04072025_080455.xml · nonDerivative · entry 2

Borgese Samuel N. · CIK 0001614645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,222

Read SEC document
May 19, 2023 Filed May 22, 2023 22:30 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionStock Options (right to buy) · Derivative 46,137 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001415889-23-008532 · form4-05222023_100534.xml · derivative · entry 5

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,950

Underlying: Common Stock · 46,137 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

Read SEC document
May 19, 2023 Filed May 22, 2023 22:30 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionStock Options (right to buy) · Derivative 13,863 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001415889-23-008532 · form4-05222023_100534.xml · derivative · entry 4

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,087

Underlying: Common Stock · 13,863 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

Read SEC document
May 19, 2023 Filed May 22, 2023 22:30 UTC
Roberts LauranceDirector · CEO & PRESIDENT
SaleCommon Stock 60,000 $9.62 $577,200.00
Disclosure

SEC source: 0001415889-23-008532 · form4-05222023_100534.xml · nonDerivative · entry 3

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,747

F2 · price: Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $9.53 to $9.90 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2023 Filed May 22, 2023 22:30 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 46,137 $4.34 $200,234.58
Disclosure

SEC source: 0001415889-23-008532 · form4-05222023_100534.xml · nonDerivative · entry 2

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 251,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

Read SEC document
May 19, 2023 Filed May 22, 2023 22:30 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 13,863 $4.34 $60,165.42
Disclosure

SEC source: 0001415889-23-008532 · form4-05222023_100534.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

Read SEC document
May 12, 2023 Filed May 12, 2023 19:24 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Tax withholdingCommon Stock 1,231 $9.25 $11,386.75
Disclosure

SEC source: 0001415889-23-007881 · form4-05122023_070513.xml · nonDerivative · entry 2

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,747

F2 · shares: The reporting person vested in 3,561 shares of common stock, of which the issuer retained 1,231 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 11, 2023.

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May 10, 2023 Filed May 12, 2023 19:24 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Tax withholdingCommon Stock 4,100 $9.19 $37,679.00
Disclosure

SEC source: 0001415889-23-007881 · form4-05122023_070513.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,978

F1 · shares: The reporting person vested in 11,859 shares of common stock, of which the issuer retained 4,100 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 9,2023.

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May 09, 2023 Filed May 11, 2023 15:38 UTC GrantCommon Stock 15,453 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007792 · form4-05112023_070525.xml · nonDerivative · entry 1

FLOYD WILLIAM R · CIK 0001048303 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,389

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.

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May 09, 2023 Filed May 11, 2023 15:41 UTC
Lynton CarolDirector
GrantCommon Stock 9,934 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007796 · form4-05112023_070528.xml · nonDerivative · entry 1

Lynton Carol · CIK 0001671255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,870

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.

Read SEC document
May 09, 2023 Filed May 11, 2023 14:21 UTC GrantCommon Stock 9,934 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007784 · form4-05112023_060513.xml · nonDerivative · entry 1

BABB DOUGLAS J · CIK 0001190359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,382

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.

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May 09, 2023 Filed May 11, 2023 15:24 UTC
Buller MarkDirector
GrantCommon Stock 9,934 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007788 · form4-05112023_070504.xml · nonDerivative · entry 1

Buller Mark · CIK 0001591614 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,302

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.

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May 09, 2023 Filed May 11, 2023 20:43 UTC
Roth John M.Director
GrantCommon Stock 9,934 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007822 · form4-05112023_080544.xml · nonDerivative · entry 1

Roth John M. · CIK 0001614596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,974

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.

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May 09, 2023 Filed May 11, 2023 19:59 UTC
Hollandsworth MariaCHIEF OPERATING OFFICER
GrantNon-Qualified Stock Options · Derivative 28,802 $0.00 Strike: $9.06 $0.00
Disclosure

SEC source: 0001415889-23-007806 · form4-05112023_070537.xml · derivative · entry 2

Hollandsworth Maria · CIK 0001951501 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,802

Underlying: Common Stock · 28,802 shares

Expires 2033-05-09

F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant.

Read SEC document
May 09, 2023 Filed May 11, 2023 19:59 UTC
Hollandsworth MariaCHIEF OPERATING OFFICER
GrantCommon Stock 13,797 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007806 · form4-05112023_070537.xml · nonDerivative · entry 1

Hollandsworth Maria · CIK 0001951501 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,293

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

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May 09, 2023 Filed May 11, 2023 19:50 UTC
Roberts LauranceDirector · CEO & PRESIDENT
GrantNon-Qualified Stock Options · Derivative 115,207 $0.00 Strike: $9.06 $0.00
Disclosure

SEC source: 0001415889-23-007803 · form4-05112023_070536.xml · derivative · entry 2

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,207

Underlying: Common Stock · 115,207 shares

Expires 2033-05-09

F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant.

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May 09, 2023 Filed May 11, 2023 19:50 UTC
Roberts LauranceDirector · CEO & PRESIDENT
GrantCommon Stock 55,188 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007803 · form4-05112023_070536.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,078

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

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May 09, 2023 Filed May 11, 2023 19:49 UTC
Fils IraCHIEF FINANCIAL OFFICER
GrantNon-Qualified Stock Options · Derivative 57,604 $0.00 Strike: $9.06 $0.00
Disclosure

SEC source: 0001415889-23-007801 · form4-05112023_070501.xml · derivative · entry 2

Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,604

Underlying: Common Stock · 57,604 shares

Expires 2033-05-09

F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant.

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May 09, 2023 Filed May 11, 2023 19:49 UTC
Fils IraCHIEF FINANCIAL OFFICER
GrantCommon Stock 27,594 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007801 · form4-05112023_070501.xml · nonDerivative · entry 1

Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,070

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

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May 09, 2023 Filed May 11, 2023 19:46 UTC GrantCommon Stock 9,934 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007799 · form4-05112023_070549.xml · nonDerivative · entry 1

Maselli Michael G. · CIK 0001614590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,698

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.

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May 09, 2023 Filed May 11, 2023 19:39 UTC GrantCommon Stock 9,934 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007794 · form4-05112023_070549.xml · nonDerivative · entry 1

Gonzalez Deborah · CIK 0001900672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,627

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.

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May 09, 2023 Filed May 11, 2023 19:25 UTC GrantCommon Stock 9,934 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007790 · form4-05112023_070518.xml · nonDerivative · entry 1

Faginas Cody Nancy · CIK 0001900677 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,627

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.

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May 09, 2023 Filed May 11, 2023 19:22 UTC GrantCommon Stock 9,934 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007786 · form4-05112023_070544.xml · nonDerivative · entry 1

Borgese Samuel N. · CIK 0001614645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,635

F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.

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May 08, 2023 Filed May 9, 2023 20:17 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Tax withholdingCommon Stock 1,884 $9.35 $17,615.40
Disclosure

SEC source: 0001415889-23-007634 · form4-05092023_080544.xml · nonDerivative · entry 2

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,890

F2 · shares: The reporting person vested in 5,449 shares of common stock, of which the issuer retained 1,884 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 5, 2023.

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May 06, 2023 Filed May 9, 2023 20:17 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Tax withholdingCommon Stock 3,469 $9.35 $32,435.15
Disclosure

SEC source: 0001415889-23-007634 · form4-05092023_080544.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,774

F1 · shares: The reporting person vested in 10,032 shares of common stock, of which the issuer retained 3,469 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 5, 2023.

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April 24, 2023 Filed Apr 26, 2023 20:56 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionStock Options (right to buy) · Derivative 10,758 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001415889-23-006933 · form4-04262023_080402.xml · derivative · entry 7

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,950

Underlying: Common Stock · 10,758 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

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April 24, 2023 Filed Apr 26, 2023 20:56 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionStock Options (right to buy) · Derivative 24,621 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001415889-23-006933 · form4-04262023_080402.xml · derivative · entry 6

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,708

Underlying: Common Stock · 24,621 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

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April 24, 2023 Filed Apr 26, 2023 20:56 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionStock Options (right to buy) · Derivative 24,621 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001415889-23-006933 · form4-04262023_080402.xml · derivative · entry 5

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,329

Underlying: Common Stock · 24,621 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

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April 24, 2023 Filed Apr 26, 2023 20:56 UTC
Roberts LauranceDirector · CEO & PRESIDENT
SaleCommon Stock 60,000 $9.09 $545,400.00
Disclosure

SEC source: 0001415889-23-006933 · form4-04262023_080402.xml · nonDerivative · entry 4

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,243

F2 · price: 2. Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $8.99 to $9.22 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 24, 2023 Filed Apr 26, 2023 20:56 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 10,758 $4.34 $46,689.72
Disclosure

SEC source: 0001415889-23-006933 · form4-04262023_080402.xml · nonDerivative · entry 3

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:56 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 24,621 $4.34 $106,855.14
Disclosure

SEC source: 0001415889-23-006933 · form4-04262023_080402.xml · nonDerivative · entry 2

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:56 UTC
Roberts LauranceDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 24,621 $4.34 $106,855.14
Disclosure

SEC source: 0001415889-23-006933 · form4-04262023_080402.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 171,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022.

Read SEC document
March 28, 2023 Filed Mar 28, 2023 16:50 UTC
Kehler Dean C10% owner
Bloom Jay R10% owner
OtherCommon Stock 4,800,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021419 · doc4.xml · nonDerivative · entry 3

Kehler Dean C · CIK 0001322745 · 10% owner

Trimaran Capital, L.L.C. · CIK 0001322395 · 10% owner

Bloom Jay R · CIK 0001322747 · 10% owner

Trimaran Pollo Partners, L.L.C. · CIK 0001376508 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 382,412

F5 · kind: Trimaran Fund II, L.L.C., Trimaran Parallel Fund II, L.P., and Trimaran Capital L.L.C distributed these shares to all of their members and limited partners, as applicable, on a ratable basis, for no consideration. Includes 11,433 shares distributed to Trimaran Investments II, L.L.C., 69,620 shares distributed to Mr. Kehler and 69,620 shares distributed to Mr. Bloom.

F4 · ownership.nature: Represents shares held directly by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P. Trimaran Investments II, L.L.C. is the special member of Trimaran Fund II, L.L.C. and the special limited partner of Trimaran Parallel Fund II, L.P. Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. and Trimaran Investments II, L.L.C. Each of Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P., but disclaims beneficial ownership thereof, except to the extent of his respective pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.