Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Celularity IncCELU · Entity 7145 | Director | September 09, 2021 | September 13, 2021 |
| ELK CREEK RESOURCES CORP.GXIIU · Entity 115354 | Director · Co-CEO and Co-Chairman · 10% owner | March 17, 2021 | March 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Celularity Inc
Report date September 09, 2021 · Filed September 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.72 · Expires 2031-09-09 | Direct | 56,053 |
Reported balance
After 2021-09-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-09-09 · Grant · Acquired 56,053 · Balance 56,053 F1: This option shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, September 9, 2021, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: This option shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, September 9, 2021, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through each such date.
ELK CREEK RESOURCES CORP.
Report date March 17, 2021 · Filed March 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-17 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253390) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2: These shares represent Class B common stock held by GX Sponsor II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. The Class B common stock owned by the Sponsor includes up to 1,125,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the issuer's registration statement. F3: Jay Bloom is Co-Chief Executive Officer and Chairman of the issuer. Cooper Road, LLC, an entity controlled by Mr. Bloom, is a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Bloom may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Bloom disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253390) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2: These shares represent Class B common stock held by GX Sponsor II LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. The Class B common stock owned by the Sponsor includes up to 1,125,000 shares that are subject to forfeiture in the event the underwriters of the issuer's initial public offering do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: Jay Bloom is Co-Chief Executive Officer and Chairman of the issuer. Cooper Road, LLC, an entity controlled by Mr. Bloom, is a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Bloom may be deemed to share beneficial ownership of the shares of Class B common stock held directly by the Sponsor. Mr. Bloom disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
El Pollo Loco Holdings, Inc.
Report date March 28, 2023 · Filed March 28, 2023
Jointly reported with Kehler Dean C, Trimaran Capital, L.L.C., Trimaran Pollo Partners, L.L.C.
Section 16 reporting ended · disclosed 2023-03-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 95,602 |
Reported balance
After 2023-03-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-03-28 · Other · Disposed 11,116,638 · Balance 95,602 F1: Trimaran Pollo Partners, L.L.C. distributed these shares to all of its members on a ratable basis, for no consideration. F2: Represents shares held directly by Trimaran Pollo Partners, L.L.C. Trimaran Capital, L.L.C. is the managing member of Trimaran Pollo Partners, L.L.C. Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. Each of Trimaran Capital, L.L.C., Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Pollo Partners, L.L.C., but disclaims beneficial ownership thereof, except to the extent of its or respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 5,182,564 |
Reported balance
After 2023-03-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-03-28 · Other · Acquired 5,182,564 · Balance 5,182,564 F3: Represents shares received by Trimaran Fund II, L.L.C., Trimaran Parallel Fund II, L.P., and Trimaran Capital, L.L.C in a ratable distribution by Trimaran Pollo Partners, L.L.C. for no consideration. F4: Represents shares held directly by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P. Trimaran Investments II, L.L.C. is the special member of Trimaran Fund II, L.L.C. and the special limited partner of Trimaran Parallel Fund II, L.P. Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. and Trimaran Investments II, L.L.C. Each of Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P., but disclaims beneficial ownership thereof, except to the extent of his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 382,412 |
Reported balance
After 2023-03-28 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2023-03-28 · Other · Disposed 4,800,152 · Balance 382,412 F5: Trimaran Fund II, L.L.C., Trimaran Parallel Fund II, L.P., and Trimaran Capital L.L.C distributed these shares to all of their members and limited partners, as applicable, on a ratable basis, for no consideration. Includes 11,433 shares distributed to Trimaran Investments II, L.L.C., 69,620 shares distributed to Mr. Kehler and 69,620 shares distributed to Mr. Bloom. F4: Represents shares held directly by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P. Trimaran Investments II, L.L.C. is the special member of Trimaran Fund II, L.L.C. and the special limited partner of Trimaran Parallel Fund II, L.P. Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. and Trimaran Investments II, L.L.C. Each of Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P., but disclaims beneficial ownership thereof, except to the extent of his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Trimaran Pollo Partners, L.L.C. distributed these shares to all of its members on a ratable basis, for no consideration.
F2: Represents shares held directly by Trimaran Pollo Partners, L.L.C. Trimaran Capital, L.L.C. is the managing member of Trimaran Pollo Partners, L.L.C. Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. Each of Trimaran Capital, L.L.C., Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Pollo Partners, L.L.C., but disclaims beneficial ownership thereof, except to the extent of its or respective pecuniary interest therein.
F3: Represents shares received by Trimaran Fund II, L.L.C., Trimaran Parallel Fund II, L.P., and Trimaran Capital, L.L.C in a ratable distribution by Trimaran Pollo Partners, L.L.C. for no consideration.
F4: Represents shares held directly by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P. Trimaran Investments II, L.L.C. is the special member of Trimaran Fund II, L.L.C. and the special limited partner of Trimaran Parallel Fund II, L.P. Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. and Trimaran Investments II, L.L.C. Each of Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P., but disclaims beneficial ownership thereof, except to the extent of his respective pecuniary interest therein.
F5: Trimaran Fund II, L.L.C., Trimaran Parallel Fund II, L.P., and Trimaran Capital L.L.C distributed these shares to all of their members and limited partners, as applicable, on a ratable basis, for no consideration. Includes 11,433 shares distributed to Trimaran Investments II, L.L.C., 69,620 shares distributed to Mr. Kehler and 69,620 shares distributed to Mr. Bloom.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2023 Filed Mar 28, 2023 16:50 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | OtherCommon Stock | 4,800,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021419 · doc4.xml · nonDerivative · entry 3 Kehler Dean C · CIK 0001322745 · 10% owner Trimaran Capital, L.L.C. · CIK 0001322395 · 10% owner Bloom Jay R · CIK 0001322747 · 10% owner Trimaran Pollo Partners, L.L.C. · CIK 0001376508 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 382,412 F5 · kind: Trimaran Fund II, L.L.C., Trimaran Parallel Fund II, L.P., and Trimaran Capital L.L.C distributed these shares to all of their members and limited partners, as applicable, on a ratable basis, for no consideration. Includes 11,433 shares distributed to Trimaran Investments II, L.L.C., 69,620 shares distributed to Mr. Kehler and 69,620 shares distributed to Mr. Bloom. F4 · ownership.nature: Represents shares held directly by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P. Trimaran Investments II, L.L.C. is the special member of Trimaran Fund II, L.L.C. and the special limited partner of Trimaran Parallel Fund II, L.P. Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. and Trimaran Investments II, L.L.C. Each of Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P., but disclaims beneficial ownership thereof, except to the extent of his respective pecuniary interest therein. Read SEC document |
| March 28, 2023 Filed Mar 28, 2023 16:50 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | OtherCommon Stock | 5,182,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021419 · doc4.xml · nonDerivative · entry 2 Kehler Dean C · CIK 0001322745 · 10% owner Trimaran Capital, L.L.C. · CIK 0001322395 · 10% owner Bloom Jay R · CIK 0001322747 · 10% owner Trimaran Pollo Partners, L.L.C. · CIK 0001376508 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,182,564 F3 · kind: Represents shares received by Trimaran Fund II, L.L.C., Trimaran Parallel Fund II, L.P., and Trimaran Capital, L.L.C in a ratable distribution by Trimaran Pollo Partners, L.L.C. for no consideration. F4 · ownership.nature: Represents shares held directly by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P. Trimaran Investments II, L.L.C. is the special member of Trimaran Fund II, L.L.C. and the special limited partner of Trimaran Parallel Fund II, L.P. Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. and Trimaran Investments II, L.L.C. Each of Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Capital, L.L.C., Trimaran Fund II, L.L.C. and Trimaran Parallel Fund II, L.P., but disclaims beneficial ownership thereof, except to the extent of his respective pecuniary interest therein. Read SEC document |
| March 28, 2023 Filed Mar 28, 2023 16:50 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | OtherCommon Stock | 11,116,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021419 · doc4.xml · nonDerivative · entry 1 Kehler Dean C · CIK 0001322745 · 10% owner Trimaran Capital, L.L.C. · CIK 0001322395 · 10% owner Bloom Jay R · CIK 0001322747 · 10% owner Trimaran Pollo Partners, L.L.C. · CIK 0001376508 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 95,602 F1 · kind: Trimaran Pollo Partners, L.L.C. distributed these shares to all of its members on a ratable basis, for no consideration. F2 · ownership.nature: Represents shares held directly by Trimaran Pollo Partners, L.L.C. Trimaran Capital, L.L.C. is the managing member of Trimaran Pollo Partners, L.L.C. Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. Each of Trimaran Capital, L.L.C., Mr. Bloom and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Pollo Partners, L.L.C., but disclaims beneficial ownership thereof, except to the extent of its or respective pecuniary interest therein. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:31 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | OtherCommon Stock | 5,534,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048513 · doc4.xml · nonDerivative · entry 1 Trimaran Pollo Partners, L.L.C. · CIK 0001376508 · 10% owner Trimaran Capital, L.L.C. · CIK 0001322395 · 10% owner Bloom Jay R · CIK 0001322747 · 10% owner Kehler Dean C · CIK 0001322745 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,212,241 F1 · kind: Trimaran Pollo Partners, L.L.C. distributed these shares to certain of its members on a ratable basis, for no consideration. F2 · ownership.direct: Trimaran Capital, L.L.C., is the managing member of Trimaran Pollo Partners, L.L.C. F3 · ownership.direct: Mr. Bloom and Mr. Kehler are the managing members of Trimaran Capital, L.L.C. Additionally, Mr. Kehler is a director of the issuer. Each of Trimaran Capital, L.L.C., Mr. Bloom, and Mr. Kehler may be deemed a beneficial owner of shares of the issuer's common stock held by Trimaran Pollo Partners, L.L.C., but disclaims beneficial ownership thereof, except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 18:03 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 56,053 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001213900-21-047742 · ownership.xml · derivative · entry 1 Bloom Jay R · CIK 0001322747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,053 Underlying: Class A Common Stock · 56,053 shares Expires 2031-09-09 F1 · derivative.exercise_date: This option shall vest and become exercisable on the earlier of the one-year anniversary of the date of grant, September 9, 2021, and the next annual stockholder meeting, subject to the Reporting Person's continuous service with the Issuer through each such date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:37 UTC | Celularity Inc CELU · Entity 7145 | OtherWarrants · Derivative | 845,364 | $1.00 Strike: $11.50 | $845,364.00 |
DisclosureSEC source: 0001209191-21-047533 · doc4.xml · derivative · entry 8 Bloom Jay R · CIK 0001322747 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Cooper Road, LLC Disclosed balance after: 845,364 Underlying: Class A Common Stock · 845,364 shares Expires not disclosed F12 · kind: Reflects warrants of the Issuer, which were acquired from the Issuer upon completion of the Business Combination as the repayment of $554,635 in promissory notes in connection with certain working capital loans. F8 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Business Combination. F9 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Business Combination. F6 · ownership.nature: Securities held directly by Cooper Road, LLC, an entity controlled by Jay R. Bloom. Mr. Bloom disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:37 UTC | Celularity Inc CELU · Entity 7145 | OtherWarrants · Derivative | 7,000,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001209191-21-047533 · doc4.xml · derivative · entry 6 Bloom Jay R · CIK 0001322747 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GX Sponsor LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 7,000,000 shares Expires not disclosed F10 · kind: Represents a pro rata distribution of Private Warrants to direct and indirect members of Sponsor. F10 · price: Represents a pro rata distribution of Private Warrants to direct and indirect members of Sponsor. F8 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Business Combination. F9 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Business Combination. F3 · ownership.nature: Sponsor is the record holder of these securities. Cooper Road, LLC (an entity controlled by Jay R. Bloom) and Dean C. Kehler are the managing members of Sponsor, and as such Messrs. Bloom and Kehler have voting and investment discretion with respect to the securities held of record by Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by Sponsor. Each such entity or person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:37 UTC | Celularity Inc CELU · Entity 7145 | GrantWarrants · Derivative | 7,000,000 | $1.00 Strike: $11.50 | $7,000,000.00 |
DisclosureSEC source: 0001209191-21-047533 · doc4.xml · derivative · entry 5 Bloom Jay R · CIK 0001322747 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GX Sponsor LLC Disclosed balance after: 7,000,000 Underlying: Class A Common Stock · 7,000,000 shares Expires not disclosed F7 · kind: Reflects warrants of the Issuer ("Private Warrants"), which were acquired from the Issuer at a price of $1.00 per warrant in a private placement that closed simultaneously with the closing of the Issuer's initial public offering. These Private Warrants were later exchanged for warrants having the same terms, except that they are non-transferable other than to permitted transferees. Pursuant to the terms of the issuance, such warrants were not eligible to become exercisable unless the Issuer consummated its initial business combination, which occurred on July 16, 2021. F8 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Business Combination. F9 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Business Combination. F3 · ownership.nature: Sponsor is the record holder of these securities. Cooper Road, LLC (an entity controlled by Jay R. Bloom) and Dean C. Kehler are the managing members of Sponsor, and as such Messrs. Bloom and Kehler have voting and investment discretion with respect to the securities held of record by Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by Sponsor. Each such entity or person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:37 UTC | Celularity Inc CELU · Entity 7145 | ConversionClass B Common Stock · Derivative | 7,187,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047533 · doc4.xml · derivative · entry 4 Bloom Jay R · CIK 0001322747 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GX Sponsor LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 7,187,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 16, 2021, in connection with the consummation of the business combination (the "Business Combination") among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC ("Sponsor") automatically converted into one share of Class A common stock ("Common Stock") of Celularity Inc., formerly known as GX Acquisition Corp. (the "Issuer"). F1 · kind: On July 16, 2021, in connection with the consummation of the business combination (the "Business Combination") among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC ("Sponsor") automatically converted into one share of Class A common stock ("Common Stock") of Celularity Inc., formerly known as GX Acquisition Corp. (the "Issuer"). F1 · derivative.exercise_date: On July 16, 2021, in connection with the consummation of the business combination (the "Business Combination") among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC ("Sponsor") automatically converted into one share of Class A common stock ("Common Stock") of Celularity Inc., formerly known as GX Acquisition Corp. (the "Issuer"). F1 · derivative.expiration_date: On July 16, 2021, in connection with the consummation of the business combination (the "Business Combination") among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC ("Sponsor") automatically converted into one share of Class A common stock ("Common Stock") of Celularity Inc., formerly known as GX Acquisition Corp. (the "Issuer"). F3 · ownership.nature: Sponsor is the record holder of these securities. Cooper Road, LLC (an entity controlled by Jay R. Bloom) and Dean C. Kehler are the managing members of Sponsor, and as such Messrs. Bloom and Kehler have voting and investment discretion with respect to the securities held of record by Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by Sponsor. Each such entity or person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:37 UTC | Celularity Inc CELU · Entity 7145 | OtherClass A Common Stock | 7,087,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047533 · doc4.xml · nonDerivative · entry 2 Bloom Jay R · CIK 0001322747 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GX Sponsor LLC Disclosed balance after: 100,000 F4 · kind: Represents a pro rata distribution of Common Stock to direct and indirect members of Sponsor. F4 · price: Represents a pro rata distribution of Common Stock to direct and indirect members of Sponsor. F4 · balance_after: Represents a pro rata distribution of Common Stock to direct and indirect members of Sponsor. F3 · ownership.nature: Sponsor is the record holder of these securities. Cooper Road, LLC (an entity controlled by Jay R. Bloom) and Dean C. Kehler are the managing members of Sponsor, and as such Messrs. Bloom and Kehler have voting and investment discretion with respect to the securities held of record by Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by Sponsor. Each such entity or person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:37 UTC | Celularity Inc CELU · Entity 7145 | ConversionClass A Common Stock | 7,187,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047533 · doc4.xml · nonDerivative · entry 1 Bloom Jay R · CIK 0001322747 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GX Sponsor LLC Disclosed balance after: 7,187,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On July 16, 2021, in connection with the consummation of the business combination (the "Business Combination") among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC ("Sponsor") automatically converted into one share of Class A common stock ("Common Stock") of Celularity Inc., formerly known as GX Acquisition Corp. (the "Issuer"). F1 · price: On July 16, 2021, in connection with the consummation of the business combination (the "Business Combination") among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc., pursuant to that certain Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021, each share of Class B common stock of GX held by GX Sponsor LLC ("Sponsor") automatically converted into one share of Class A common stock ("Common Stock") of Celularity Inc., formerly known as GX Acquisition Corp. (the "Issuer"). F2 · balance_after: 25% of the shares are subject to vesting. Such shares shall vest on the first day that the volume weighted average price of the Common Stock on Nasdaq is at or above $12.00 for 20 trading days over a 30 consecutive trading day period immediately preceding such day. Shares that do not vest by July 15, 2031 will be forfeited. Vesting is subject to acceleration upon certain change of control events at the Issuer. F3 · ownership.nature: Sponsor is the record holder of these securities. Cooper Road, LLC (an entity controlled by Jay R. Bloom) and Dean C. Kehler are the managing members of Sponsor, and as such Messrs. Bloom and Kehler have voting and investment discretion with respect to the securities held of record by Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by Sponsor. Each such entity or person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.