Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| El Pollo Loco Holdings, Inc.LOCO · Entity 5532 | Director | May 09, 2023 | May 11, 2023 |
| NIOCORP DEVELOPMENTS LTDNB · Entity 5368 | Director | August 18, 2025 | August 20, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
El Pollo Loco Holdings, Inc.
Report date May 09, 2023 · Filed May 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 120,698 |
Reported balance
After 2023-05-09 transaction · row 1
1 source rowRow 1 · 2023-05-09 · Grant · Acquired 9,934 · Balance 120,698 F1: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.
NIOCORP DEVELOPMENTS LTD
Report date August 18, 2025 · Filed August 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.35 · Expires 2030-08-19 | Direct | 50,000 |
Reported balance
After 2025-08-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-08-18 · Grant · Acquired 50,000 · Balance 50,000 F1: 34% of the options vested on the grant date and the remainder will vest in equal installments on each anniversary of the grant date until August 18, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: 34% of the options vested on the grant date and the remainder will vest in equal installments on each anniversary of the grant date until August 18, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2025 Filed Aug 20, 2025 20:42 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $4.35 | $0.00 |
DisclosureSEC source: 0001539497-25-002195 · ownership.xml · derivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2030-08-19 F1 · derivative.exercise_date: 34% of the options vested on the grant date and the remainder will vest in equal installments on each anniversary of the grant date until August 18, 2027. Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 21:31 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantDirector Stock Option (Right to Buy · Derivative | 50,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001539497-24-002710 · ownership.xml · derivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2029-12-21 Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 21:00 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | OtherClass B Common Stock of Elk Creek Resources Corp · Derivative | 323,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001539497-24-002706 · ownership.xml · derivative · entry 2 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,996 Underlying: Common Shares · 323,085 shares Expires not disclosed F2 · security: Elk Class B shares were acquired from GX Sponsor II LLC ("Sponsor") in a pro rata distribution to all Sponsor members immediately following the closing of the business combination (the "Business Combination") contemplated by the Business Combination Agreement, dated as of September 25, 2022, as amended, entered into by and among GX Acquisition Corp. II, the Issuer, and Big Red Merger Sub Ltd, a wholly owned subsidiary of the Issuer. After the closing of the Business Combination, GX Acquisition Corp. II became an indirect subsidiary of the Issuer and changed its name to "Elk Creek Resources Corp." Reflects vested Elk Class B shares eligible for exchange to Issuer's common shares. F1 · derivative.exercise_price: Reflects exchange of Class B common stock of Elk Creek Resources Corp ("Elk Class B Shares") exchanged for the Issuer's common shares on a one-for-one basis. Unvested Elk Class B Shares will vest if, from the closing of the Business Combination until the tenth anniversary thereof, the volume-weighted average price ("VWAP") of the Issuer's common shares exceeds certain thresholds as follows: (a) one-half will vest if the VWAP of the Issuer's common shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and (b) the remaining half will vest if the VWAP of the Issuer's common shares exceeds $15.00 for any 20 trading days within any 30 trading day period. F1 · price: Reflects exchange of Class B common stock of Elk Creek Resources Corp ("Elk Class B Shares") exchanged for the Issuer's common shares on a one-for-one basis. Unvested Elk Class B Shares will vest if, from the closing of the Business Combination until the tenth anniversary thereof, the volume-weighted average price ("VWAP") of the Issuer's common shares exceeds certain thresholds as follows: (a) one-half will vest if the VWAP of the Issuer's common shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and (b) the remaining half will vest if the VWAP of the Issuer's common shares exceeds $15.00 for any 20 trading days within any 30 trading day period. F1 · derivative.exercise_date: Reflects exchange of Class B common stock of Elk Creek Resources Corp ("Elk Class B Shares") exchanged for the Issuer's common shares on a one-for-one basis. Unvested Elk Class B Shares will vest if, from the closing of the Business Combination until the tenth anniversary thereof, the volume-weighted average price ("VWAP") of the Issuer's common shares exceeds certain thresholds as follows: (a) one-half will vest if the VWAP of the Issuer's common shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and (b) the remaining half will vest if the VWAP of the Issuer's common shares exceeds $15.00 for any 20 trading days within any 30 trading day period. F1 · derivative.expiration_date: Reflects exchange of Class B common stock of Elk Creek Resources Corp ("Elk Class B Shares") exchanged for the Issuer's common shares on a one-for-one basis. Unvested Elk Class B Shares will vest if, from the closing of the Business Combination until the tenth anniversary thereof, the volume-weighted average price ("VWAP") of the Issuer's common shares exceeds certain thresholds as follows: (a) one-half will vest if the VWAP of the Issuer's common shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and (b) the remaining half will vest if the VWAP of the Issuer's common shares exceeds $15.00 for any 20 trading days within any 30 trading day period. F3 · balance_after: Includes 239,996 unvested Elk Class B Shares. Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 21:00 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | OtherCommon Shares | 323,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001539497-24-002706 · ownership.xml · nonDerivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 613,081 F1 · price: Reflects exchange of Class B common stock of Elk Creek Resources Corp ("Elk Class B Shares") exchanged for the Issuer's common shares on a one-for-one basis. Unvested Elk Class B Shares will vest if, from the closing of the Business Combination until the tenth anniversary thereof, the volume-weighted average price ("VWAP") of the Issuer's common shares exceeds certain thresholds as follows: (a) one-half will vest if the VWAP of the Issuer's common shares exceeds $12.50 for any 20 trading days within any 30 trading day period, and (b) the remaining half will vest if the VWAP of the Issuer's common shares exceeds $15.00 for any 20 trading days within any 30 trading day period. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 16:28 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001539497-24-000521 · ownership.xml · derivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2029-02-15 Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 22:48 UTC Amendment | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001539497-24-000537 · ownership.xml · derivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2029-02-15 Read SEC document |
| May 09, 2023 Filed May 11, 2023 19:46 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 9,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007799 · form4-05112023_070549.xml · nonDerivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,698 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant. Read SEC document |
| March 28, 2023 Filed Mar 28, 2023 20:50 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | OtherCommon Stock | 75,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021421 · doc4.xml · nonDerivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,764 F1 · kind: Represents shares received in a ratable distribution, for no consideration. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:16 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 10,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004905 · form4-05122022_010515.xml · nonDerivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,838 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in three equal installments in each of the first three anniversaries of the date of grant. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:55 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 6,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002478 · form4-05142021_020552.xml · nonDerivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,402 F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 20:39 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 2,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002202 · form4-09012020_010939.xml · nonDerivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,134 F1 · shares: Represents restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant. Read SEC document |
| May 06, 2020 Filed May 7, 2020 01:14 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 4,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001614590-20-000002 · wf-form4_158881404967427.xml · nonDerivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,336 F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 23:01 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 5,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001614590-19-000002 · wf-form4_155752927713448.xml · nonDerivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,518 F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:13 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 5,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046212 · doc4.xml · nonDerivative · entry 1 Maselli Michael G. · CIK 0001614590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,286 F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.