Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| El Pollo Loco Holdings, Inc.LOCO · Entity 5532 | Director · CEO & PRESIDENT | August 08, 2023 | August 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
El Pollo Loco Holdings, Inc.
Report date August 08, 2023 · Filed August 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 219,969 |
Reported balance
After 2023-08-08 transaction · row 1
1 source rowRow 1 · 2023-08-08 · Grant · Acquired 28,222 · Balance 219,969 F1: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. |
| Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.63 · Expires 2033-08-08 | Direct | 57,471 |
Reported balance
After 2023-08-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-08-08 · Grant · Acquired 57,471 · Balance 57,471 F2: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.
F2: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2023 Filed Aug 9, 2023 22:07 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantNon-Qualified Stock Options · Derivative | 57,471 | $0.00 Strike: $10.63 | $0.00 |
DisclosureSEC source: 0001415889-23-011989 · form4-08092023_100827.xml · derivative · entry 2 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,471 Underlying: Common Stock · 57,471 shares Expires 2033-08-08 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 22:07 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 28,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011989 · form4-08092023_100827.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,969 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:31 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 24,621 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001415889-23-010313 · form4-06262023_090600.xml · derivative · entry 5 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,621 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:31 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 35,329 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001415889-23-010313 · form4-06262023_090600.xml · derivative · entry 4 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,621 Underlying: Common Stock · 35,329 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:31 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 59,950 | $9.57 | $573,721.50 |
DisclosureSEC source: 0001415889-23-010313 · form4-06262023_090600.xml · nonDerivative · entry 3 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,747 F2 · price: Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.90 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:31 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 24,621 | $4.34 | $106,855.14 |
DisclosureSEC source: 0001415889-23-010313 · form4-06262023_090600.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:31 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 35,329 | $4.34 | $153,327.86 |
DisclosureSEC source: 0001415889-23-010313 · form4-06262023_090600.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| May 19, 2023 Filed May 22, 2023 22:30 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 46,137 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001415889-23-008532 · form4-05222023_100534.xml · derivative · entry 5 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,950 Underlying: Common Stock · 46,137 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| May 19, 2023 Filed May 22, 2023 22:30 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 13,863 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001415889-23-008532 · form4-05222023_100534.xml · derivative · entry 4 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,087 Underlying: Common Stock · 13,863 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| May 19, 2023 Filed May 22, 2023 22:30 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 60,000 | $9.62 | $577,200.00 |
DisclosureSEC source: 0001415889-23-008532 · form4-05222023_100534.xml · nonDerivative · entry 3 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 191,747 F2 · price: Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $9.53 to $9.90 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 19, 2023 Filed May 22, 2023 22:30 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 46,137 | $4.34 | $200,234.58 |
DisclosureSEC source: 0001415889-23-008532 · form4-05222023_100534.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 251,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| May 19, 2023 Filed May 22, 2023 22:30 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 13,863 | $4.34 | $60,165.42 |
DisclosureSEC source: 0001415889-23-008532 · form4-05222023_100534.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 205,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| May 12, 2023 Filed May 12, 2023 19:24 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,231 | $9.25 | $11,386.75 |
DisclosureSEC source: 0001415889-23-007881 · form4-05122023_070513.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,747 F2 · shares: The reporting person vested in 3,561 shares of common stock, of which the issuer retained 1,231 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 11, 2023. Read SEC document |
| May 10, 2023 Filed May 12, 2023 19:24 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 4,100 | $9.19 | $37,679.00 |
DisclosureSEC source: 0001415889-23-007881 · form4-05122023_070513.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,978 F1 · shares: The reporting person vested in 11,859 shares of common stock, of which the issuer retained 4,100 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 9,2023. Read SEC document |
| May 09, 2023 Filed May 11, 2023 19:50 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantNon-Qualified Stock Options · Derivative | 115,207 | $0.00 Strike: $9.06 | $0.00 |
DisclosureSEC source: 0001415889-23-007803 · form4-05112023_070536.xml · derivative · entry 2 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,207 Underlying: Common Stock · 115,207 shares Expires 2033-05-09 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant. Read SEC document |
| May 09, 2023 Filed May 11, 2023 19:50 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 55,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007803 · form4-05112023_070536.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,078 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| May 08, 2023 Filed May 9, 2023 20:17 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,884 | $9.35 | $17,615.40 |
DisclosureSEC source: 0001415889-23-007634 · form4-05092023_080544.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,890 F2 · shares: The reporting person vested in 5,449 shares of common stock, of which the issuer retained 1,884 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 5, 2023. Read SEC document |
| May 06, 2023 Filed May 9, 2023 20:17 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 3,469 | $9.35 | $32,435.15 |
DisclosureSEC source: 0001415889-23-007634 · form4-05092023_080544.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,774 F1 · shares: The reporting person vested in 10,032 shares of common stock, of which the issuer retained 3,469 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 5, 2023. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:56 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 10,758 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001415889-23-006933 · form4-04262023_080402.xml · derivative · entry 7 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 119,950 Underlying: Common Stock · 10,758 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:56 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 24,621 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001415889-23-006933 · form4-04262023_080402.xml · derivative · entry 6 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,708 Underlying: Common Stock · 24,621 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:56 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 24,621 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001415889-23-006933 · form4-04262023_080402.xml · derivative · entry 5 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 155,329 Underlying: Common Stock · 24,621 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:56 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 60,000 | $9.09 | $545,400.00 |
DisclosureSEC source: 0001415889-23-006933 · form4-04262023_080402.xml · nonDerivative · entry 4 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 147,243 F2 · price: 2. Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $8.99 to $9.22 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:56 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 10,758 | $4.34 | $46,689.72 |
DisclosureSEC source: 0001415889-23-006933 · form4-04262023_080402.xml · nonDerivative · entry 3 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 207,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:56 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 24,621 | $4.34 | $106,855.14 |
DisclosureSEC source: 0001415889-23-006933 · form4-04262023_080402.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 196,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:56 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 24,621 | $4.34 | $106,855.14 |
DisclosureSEC source: 0001415889-23-006933 · form4-04262023_080402.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 171,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2022. Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 18:25 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 4,590 | $10.54 | $48,378.60 |
DisclosureSEC source: 0001415889-22-010628 · form4-10182022_111013.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,243 F1 · shares: The reporting person vested in 13,123 shares of common stock, of which the issuer retained 4,590 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on October 14, 2022 Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:26 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,905 | $9.32 | $17,754.60 |
DisclosureSEC source: 0001415889-22-008446 · form4-08102022_120838.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Director · CEO & PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,833 F1 · shares: The reporting person vested in 5,507 shares of common stock, of which the issuer retained 1,905 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on August 5, 2022. Read SEC document |
| May 12, 2022 Filed May 16, 2022 18:49 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,203 | $10.14 | $12,198.42 |
DisclosureSEC source: 0001415889-22-004995 · form4-05162022_110555.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · Director · CEO & INTERIM CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,738 F1 · shares: The reporting person vested in 3,561 shares of common stock, of which the issuer retained 1,203 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 11, 2022. Read SEC document |
| May 10, 2022 Filed May 12, 2022 21:05 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantNon-Qualified Stock Options · Derivative | Not disclosed | $0.00 Strike: $10.54 | $102,041.00 |
DisclosureSEC source: 0001415889-22-004915 · form4-05122022_020532.xml · derivative · entry 2 Roberts Laurance · CIK 0001614571 · CEO & INTERIM CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2032-05-10 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant. Read SEC document |
| May 10, 2022 Filed May 12, 2022 21:05 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 47,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004915 · form4-05122022_020532.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CEO & INTERIM CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,941 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| May 08, 2022 Filed May 10, 2022 18:31 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 2,017 | $10.70 | $21,581.90 |
DisclosureSEC source: 0001415889-22-004793 · form4-05102022_110534.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · CEO & INTERIM CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,503 F2 · shares: The reporting person vested in 5,449 shares of common stock, of which the issuer retained 2,017 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 6, 2022. Read SEC document |
| May 06, 2022 Filed May 10, 2022 18:31 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 4,121 | $10.94 | $45,083.74 |
DisclosureSEC source: 0001415889-22-004793 · form4-05102022_110534.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CEO & INTERIM CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,520 F1 · shares: The reporting person vested in 10,032 shares of common stock, of which the issuer retained 4,121 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 5, 2022. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 15:06 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 13,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005135 · form4-11122021_071105.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · INTERIM CEO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,641 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in one installment on October 15, 2022. Read SEC document |
| August 08, 2021 Filed Aug 10, 2021 22:55 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,872 | $18.49 | $34,613.28 |
DisclosureSEC source: 0001415889-21-003840 · form4-08102021_030803.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,518 F1 · shares: The reporting person vested in 5,507 shares of common stock, of which the issuer retained 1,872 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on August 6, 2021. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 00:25 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $5.84 | $0.00 |
DisclosureSEC source: 0001415889-21-003251 · form4-06282021_050623.xml · derivative · entry 3 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,950 Underlying: Common Stock · 5,000 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 00:25 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 5,000 | $18.00 | $90,000.00 |
DisclosureSEC source: 0001415889-21-003251 · form4-06282021_050623.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,390 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| June 24, 2021 Filed Jun 29, 2021 00:25 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 5,000 | $5.84 | $29,200.00 |
DisclosureSEC source: 0001415889-21-003251 · form4-06282021_050623.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 00:00 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 12,017 | $0.00 Strike: $5.84 | $0.00 |
DisclosureSEC source: 0001415889-21-002997 · form4-06142021_050621.xml · derivative · entry 5 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,950 Underlying: Common Stock · 12,017 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 00:00 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 1,583 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001415889-21-002997 · form4-06142021_050621.xml · derivative · entry 4 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,583 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 00:00 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 13,600 | $16.94 | $230,384.00 |
DisclosureSEC source: 0001415889-21-002997 · form4-06142021_050621.xml · nonDerivative · entry 3 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,390 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. F2 · price: Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $16.87 to $17.15 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 00:00 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 1,583 | $4.09 | $6,474.47 |
DisclosureSEC source: 0001415889-21-002997 · form4-06142021_050621.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 00:00 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionCommon Stock | 12,017 | $5.84 | $70,179.28 |
DisclosureSEC source: 0001415889-21-002997 · form4-06142021_050621.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:53 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantNon-Qualified Stock Options · Derivative | 30,864 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001415889-21-002476 · form4-05142021_020555.xml · derivative · entry 2 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,864 Underlying: Common Stock · 30,864 shares Expires 2031-05-12 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the 2018 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:53 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 14,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002476 · form4-05142021_020555.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,390 F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant Read SEC document |
| May 10, 2021 Filed May 11, 2021 22:29 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,550 | $17.75 | $27,512.50 |
DisclosureSEC source: 0001415889-21-002412 · form4-05112021_030557.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,145 F2 · shares: The reporting person vested in 4,481 shares of common stock, of which the issuer retained 1,550 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 7, 2021. Read SEC document |
| May 08, 2021 Filed May 11, 2021 22:29 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 1,884 | $17.75 | $33,441.00 |
DisclosureSEC source: 0001415889-21-002412 · form4-05112021_030557.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,695 F1 · shares: The reporting person vested in 5,449 shares of common stock, of which the issuer retained 1,884 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 7, 2021. Read SEC document |
| May 06, 2021 Filed May 10, 2021 23:52 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 3,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002399 · form4-05102021_040510.xml · nonDerivative · entry 1 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,579 F1 · shares: The reporting person vested in 10,032 shares of common stock, of which the issuer retained 3,469 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 6, 2021. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 20:28 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Exercise / conversionStock Options (right to buy) · Derivative | 18,600 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001415889-21-001459 · form4-03122021_120327.xml · derivative · entry 4 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583 Underlying: Common Stock · 18,600 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 20:28 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 5,000 | $19.58 | $97,900.00 |
DisclosureSEC source: 0001415889-21-001459 · form4-03122021_120327.xml · nonDerivative · entry 3 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,048 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. F2 · price: Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.40 to $19.86 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 20:28 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 13,600 | $19.57 | $266,152.00 |
DisclosureSEC source: 0001415889-21-001459 · form4-03122021_120327.xml · nonDerivative · entry 2 Roberts Laurance · CIK 0001614571 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,048 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. F2 · price: Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.40 to $19.86 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.