Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| El Pollo Loco Holdings, Inc.LOCO · Entity 5532 | CHIEF FINANCIAL OFFICER | August 23, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
El Pollo Loco Holdings, Inc.
Report date August 23, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 115,600 |
Reported balance
After 2026-08-23 transaction · row 1
1 source rowRow 1 · 2026-08-23 · Tax withholding · Disposed 7,213 · Balance 115,600 F1: The reporting person vested in 13,369 shares of common stock, of which the issuer retained 7,213 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on August 21, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person vested in 13,369 shares of common stock, of which the issuer retained 7,213 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on August 21, 2026.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Habit Restaurants, Inc.
Report date March 18, 2020 · Filed March 18, 2020
Section 16 reporting ended · disclosed 2020-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-18 transaction · row 1
1 source rowRow 1 · 2020-03-18 · Disposition to issuer · Disposed 66,391 · Balance 0 F1: Represents shares of Class A Common Stock owned by the Reporting Person and shares of Class A Common Stock underlying restricted stock units of the Issuer ("RSUs") acquired by the Reporting Person. F2: Disposed of pursuant to the Agreement and Plan of Merger dated as of January 5, 2020 by and among the Issuer, YUM! Brands, Inc. and YEB Newco Inc. (the "Merger Agreement"), pursuant to which YEB Newco Inc. merged with and into the Issuer (the "Merger"), effective March 18, 2020 (the "Effective Time"). Pursuant to the Merger Agreement, each Share of Class A Common Stock that was (i) issued and outstanding immediately prior to the Effective Time or (ii) resulting from the exchange of units of Habit Restaurants, LLC ("LLC Unit") was cancelled for consideration of $14.00 per share in cash (subject to any withholding taxes required by applicable law). F3: (Continued from footnote 2) Each RSU that was outstanding immediately prior to the Effective Time was cancelled and the holder of the cancelled RSU was entitled to receive an amount in cash, without interest, equal to the product of the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by the merger consideration of $14.00 (less any applicable withholding or other taxes, or other amounts required to be withheld). |
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-18 transaction · row 2
1 source rowRow 2 · 2020-03-18 · Disposition to issuer · Disposed 263,553 · Balance 0 F4: Pursuant to the Merger Agreement, at the Effective Time of the Merger each LLC Unit not held by the Company or one of its subsidiaries, whether vested or unvested, together with one share of Class B Common Stock was exchanged for one share of Class A Common Stock and subsequently disposed of pursuant to the Merger Agreement, as described in footnote (2) above. |
| Common Membership InterestSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-18 · Disposition to issuer · Disposed 263,553 · Balance 0 F4: Pursuant to the Merger Agreement, at the Effective Time of the Merger each LLC Unit not held by the Company or one of its subsidiaries, whether vested or unvested, together with one share of Class B Common Stock was exchanged for one share of Class A Common Stock and subsequently disposed of pursuant to the Merger Agreement, as described in footnote (2) above. |
| Nonstatutory Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.10 · Expires 2029-04-23 | Direct | 0 |
Reported balance
After 2020-03-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-03-18 · Disposition to issuer · Disposed 40,000 · Balance 0 F5: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. |
| Nonstatutory Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.10 · Expires 2028-04-16 | Direct | 0 |
Reported balance
After 2020-03-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-03-18 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. |
| Nonstatutory Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.90 · Expires 2027-03-11 | Direct | 0 |
Reported balance
After 2020-03-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-03-18 · Disposition to issuer · Disposed 57,710 · Balance 0 F5: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. |
| Nonstatutory Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.96 · Expires 2026-03-21 | Direct | 0 |
Reported balance
After 2020-03-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-03-18 · Disposition to issuer · Disposed 42,775 · Balance 0 F5: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. |
| Nonstatutory Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.32 · Expires 2025-04-20 | Direct | 0 |
Reported balance
After 2020-03-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-03-18 · Disposition to issuer · Disposed 24,019 · Balance 0 F5: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock owned by the Reporting Person and shares of Class A Common Stock underlying restricted stock units of the Issuer ("RSUs") acquired by the Reporting Person.
F2: Disposed of pursuant to the Agreement and Plan of Merger dated as of January 5, 2020 by and among the Issuer, YUM! Brands, Inc. and YEB Newco Inc. (the "Merger Agreement"), pursuant to which YEB Newco Inc. merged with and into the Issuer (the "Merger"), effective March 18, 2020 (the "Effective Time"). Pursuant to the Merger Agreement, each Share of Class A Common Stock that was (i) issued and outstanding immediately prior to the Effective Time or (ii) resulting from the exchange of units of Habit Restaurants, LLC ("LLC Unit") was cancelled for consideration of $14.00 per share in cash (subject to any withholding taxes required by applicable law).
F3: (Continued from footnote 2) Each RSU that was outstanding immediately prior to the Effective Time was cancelled and the holder of the cancelled RSU was entitled to receive an amount in cash, without interest, equal to the product of the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by the merger consideration of $14.00 (less any applicable withholding or other taxes, or other amounts required to be withheld).
F4: Pursuant to the Merger Agreement, at the Effective Time of the Merger each LLC Unit not held by the Company or one of its subsidiaries, whether vested or unvested, together with one share of Class B Common Stock was exchanged for one share of Class A Common Stock and subsequently disposed of pursuant to the Merger Agreement, as described in footnote (2) above.
F5: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2026 Filed Aug 25, 2026 21:19 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCOMMON STOCK | 7,213 | $16.03 | $115,624.39 |
DisclosureSEC source: 0001624516-26-000012 · primary_doc.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,600 F1 · price: The reporting person vested in 13,369 shares of common stock, of which the issuer retained 7,213 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on August 21, 2026. Read SEC document |
| May 29, 2026 Filed Jun 1, 2026 20:18 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCOMMON STOCK | 2,144 | $13.95 | $29,908.80 |
DisclosureSEC source: 0001624516-26-000011 · form4-06012026_080613.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,813 F1 · price: The reporting person vested in 5,975 shares of common stock, of which the issuer retained 2,144 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 28, 2026. Read SEC document |
| May 09, 2026 Filed May 12, 2026 22:32 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCOMMON STOCK | 2,476 | $14.00 | $34,664.00 |
DisclosureSEC source: 0001624516-26-000009 · form4-05122026_100506.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,957 F1 · price: The reporting person vested in 6,898 shares of common stock, of which the issuer retained 2,476 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 8, 2026. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 20:39 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantNon-Qualified Stock Option · Derivative | 32,626 | $0.00 Strike: $13.32 | $0.00 |
DisclosureSEC source: 0001624516-26-000007 · form4-03192026_080338.xml · derivative · entry 2 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,626 Underlying: Common Stock · 32,626 shares Expires 2036-03-17 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in three equal installments on each of the three anniversaries of the date of grant. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 20:39 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCOMMON STOCK | 15,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001624516-26-000007 · form4-03192026_080338.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,433 F1 · shares: Represents shares of common stock underlying a restricted stock award granted under the Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 19:42 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCOMMON STOCK | 2,296 | $11.10 | $25,485.60 |
DisclosureSEC source: 0001624516-26-000006 · form4-03132026_070331.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,418 F1 · shares: The reporting person vested in restricted stock for 6,398 shares of common stock, of which the issuer retained 2,296 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the closing share price on March 10, 2026. F1 · price: The reporting person vested in restricted stock for 6,398 shares of common stock, of which the issuer retained 2,296 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the closing share price on March 10, 2026. F2 · balance_after: Reflects an adjustment of 1,123 shares to correct an administrative error. Read SEC document |
| August 23, 2025 Filed Aug 25, 2025 20:50 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCOMMON STOCK | 4,784 | $10.68 | $51,093.12 |
DisclosureSEC source: 0001415889-25-022928 · form4-08252025_080856.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,837 F1 · price: The reporting person vested in 13,369 shares of common stock, of which the issuer retained 4,784 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on August 23, 2025 Read SEC document |
| May 29, 2025 Filed May 30, 2025 23:43 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCOMMON STOCK | 2,139 | $9.90 | $21,176.10 |
DisclosureSEC source: 0001415889-25-015063 · form4-05302025_110543.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,621 F1 · price: The reporting person vested in 5,976 shares of common stock, of which the issuer retained 2,139 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 28, 2025. Read SEC document |
| May 09, 2025 Filed May 14, 2025 00:54 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCOMMON STOCK | 2,469 | $9.01 | $22,245.69 |
DisclosureSEC source: 0001415889-25-012838 · form4-05142025_120519.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,760 F1 · price: The reporting person vested in 6,899 shares of common stock, of which the issuer retained 2,469 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 8, 2025. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 21:39 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantNon-Qualified Stock Option · Derivative | 40,568 | $0.00 Strike: $10.42 | $0.00 |
DisclosureSEC source: 0001415889-25-008010 · form4-03132025_090337.xml · derivative · entry 2 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,568 Underlying: Common Stock · 40,568 shares Expires 2035-03-11 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in three equal installments on each of the three anniversaries of the date of grant. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 21:39 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 19,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008010 · form4-03132025_090337.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,229 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 01:06 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCOMMON STOCK | 6,659 | $12.91 | $85,967.69 |
DisclosureSEC source: 0001415889-24-026389 · form4-11082024_011103.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,035 F1 · price: The reporting person vested in 18,322 shares of common stock, of which the issuer retained 6,659 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on November 6, 2024. Read SEC document |
| August 23, 2024 Filed Aug 23, 2024 23:21 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCOMMON STOCK | 4,731 | $13.36 | $63,206.16 |
DisclosureSEC source: 0001415889-24-022166 · form4-08232024_110838.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,694 F1 · shares: The reporting person vested in 13,369 shares of common stock, of which the issuer retained 4,731 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on August 22, 2024. Read SEC document |
| May 29, 2024 Filed May 31, 2024 18:46 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantNon-Qualified Stock Options · Derivative | 47,619 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001415889-24-015027 · form4-05312024_060543.xml · derivative · entry 2 Fils Ira · CIK 0001624516 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,619 Underlying: Common Stock · 47,619 shares Expires 2034-05-29 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant. Read SEC document |
| May 29, 2024 Filed May 31, 2024 18:46 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 23,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015027 · form4-05312024_060543.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,425 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| May 09, 2024 Filed May 10, 2024 19:36 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 2,352 | $10.35 | $24,343.20 |
DisclosureSEC source: 0001415889-24-012838 · form4-05102024_070510.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,524 F1 · shares: The reporting person vested in 6,898 shares of common stock, of which the issuer retained 2,352 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on May 8, 2024. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 20:48 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantNon-Qualified Stock Options · Derivative | 38,272 | $0.00 Strike: $8.46 | $0.00 |
DisclosureSEC source: 0001415889-23-014941 · form4-11092023_081118.xml · derivative · entry 2 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,876 Underlying: Common Stock · 95,876 shares Expires 2033-11-07 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in one installment on the first anniversary of the date of grant. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 20:48 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 18,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-014941 · form4-11092023_081118.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,753 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in one installment on the first anniversary of the date of grant. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 19:32 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | Tax withholdingCommon Stock | 4,639 | $9.83 | $45,601.37 |
DisclosureSEC source: 0001415889-23-012659 · form4-08252023_070807.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,431 F1 · shares: The reporting person vested in 13,369 shares of common stock, of which the issuer retained 4,639 shares to satisfy the reporting person's tax obligation upon vesting of the restricted stock award. The price quoted in column 4 is the issuer's closing share price on August 22, 2023. Read SEC document |
| May 09, 2023 Filed May 11, 2023 19:49 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantNon-Qualified Stock Options · Derivative | 57,604 | $0.00 Strike: $9.06 | $0.00 |
DisclosureSEC source: 0001415889-23-007801 · form4-05112023_070501.xml · derivative · entry 2 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,604 Underlying: Common Stock · 57,604 shares Expires 2033-05-09 F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the four anniversaries of the date of grant. Read SEC document |
| May 09, 2023 Filed May 11, 2023 19:49 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 27,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007801 · form4-05112023_070501.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,070 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 17:30 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCOMMON STOCK | 53,476 | $9.35 | $500,000.60 |
DisclosureSEC source: 0001415889-22-009029 · form4-08252022_100836.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,476 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:49 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Disposition to issuerNonstatutory Stock Option (right to buy) · Derivative | 24,019 | Not disclosed Strike: $32.32 | Not disclosed |
DisclosureSEC source: 0000899243-20-008906 · doc4.xml · derivative · entry 8 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,019 shares Expires 2025-04-20 F5 · price: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:49 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Disposition to issuerNonstatutory Stock Option (right to buy) · Derivative | 42,775 | Not disclosed Strike: $18.96 | Not disclosed |
DisclosureSEC source: 0000899243-20-008906 · doc4.xml · derivative · entry 7 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 42,775 shares Expires 2026-03-21 F5 · price: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:49 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Disposition to issuerNonstatutory Stock Option (right to buy) · Derivative | 57,710 | Not disclosed Strike: $15.90 | Not disclosed |
DisclosureSEC source: 0000899243-20-008906 · doc4.xml · derivative · entry 6 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 57,710 shares Expires 2027-03-11 F5 · price: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:49 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Disposition to issuerNonstatutory Stock Option (right to buy) · Derivative | 50,000 | Not disclosed Strike: $9.10 | Not disclosed |
DisclosureSEC source: 0000899243-20-008906 · doc4.xml · derivative · entry 5 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires 2028-04-16 F5 · price: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:49 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Disposition to issuerNonstatutory Stock Option (right to buy) · Derivative | 40,000 | Not disclosed Strike: $10.10 | Not disclosed |
DisclosureSEC source: 0000899243-20-008906 · doc4.xml · derivative · entry 4 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires 2029-04-23 F5 · price: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was less than $14.00 was cancelled and converted into the right to receive an amount in cash, without interest, equal to the total number of shares of Common Stock subject thereto multiplied by the excess, if any, of $14.00 over the applicable option exercise price per share as of the Effective Time. Each Company Stock Option outstanding immediately prior to the Effective Time that had an exercise price per share that was equal to or greater than $14.00 was cancelled for no consideration. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:49 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Disposition to issuerCommon Membership Interest · Derivative | 263,553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008906 · doc4.xml · derivative · entry 3 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 263,553 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time of the Merger each LLC Unit not held by the Company or one of its subsidiaries, whether vested or unvested, together with one share of Class B Common Stock was exchanged for one share of Class A Common Stock and subsequently disposed of pursuant to the Merger Agreement, as described in footnote (2) above. F4 · price: Pursuant to the Merger Agreement, at the Effective Time of the Merger each LLC Unit not held by the Company or one of its subsidiaries, whether vested or unvested, together with one share of Class B Common Stock was exchanged for one share of Class A Common Stock and subsequently disposed of pursuant to the Merger Agreement, as described in footnote (2) above. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time of the Merger each LLC Unit not held by the Company or one of its subsidiaries, whether vested or unvested, together with one share of Class B Common Stock was exchanged for one share of Class A Common Stock and subsequently disposed of pursuant to the Merger Agreement, as described in footnote (2) above. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time of the Merger each LLC Unit not held by the Company or one of its subsidiaries, whether vested or unvested, together with one share of Class B Common Stock was exchanged for one share of Class A Common Stock and subsequently disposed of pursuant to the Merger Agreement, as described in footnote (2) above. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:49 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Disposition to issuerClass B Common Stock | 263,553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008906 · doc4.xml · nonDerivative · entry 2 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: Pursuant to the Merger Agreement, at the Effective Time of the Merger each LLC Unit not held by the Company or one of its subsidiaries, whether vested or unvested, together with one share of Class B Common Stock was exchanged for one share of Class A Common Stock and subsequently disposed of pursuant to the Merger Agreement, as described in footnote (2) above. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:49 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Disposition to issuerClass A Common Stock | 66,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008906 · doc4.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares of Class A Common Stock owned by the Reporting Person and shares of Class A Common Stock underlying restricted stock units of the Issuer ("RSUs") acquired by the Reporting Person. F2 · price: Disposed of pursuant to the Agreement and Plan of Merger dated as of January 5, 2020 by and among the Issuer, YUM! Brands, Inc. and YEB Newco Inc. (the "Merger Agreement"), pursuant to which YEB Newco Inc. merged with and into the Issuer (the "Merger"), effective March 18, 2020 (the "Effective Time"). Pursuant to the Merger Agreement, each Share of Class A Common Stock that was (i) issued and outstanding immediately prior to the Effective Time or (ii) resulting from the exchange of units of Habit Restaurants, LLC ("LLC Unit") was cancelled for consideration of $14.00 per share in cash (subject to any withholding taxes required by applicable law). F3 · price: (Continued from footnote 2) Each RSU that was outstanding immediately prior to the Effective Time was cancelled and the holder of the cancelled RSU was entitled to receive an amount in cash, without interest, equal to the product of the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by the merger consideration of $14.00 (less any applicable withholding or other taxes, or other amounts required to be withheld). Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 18:56 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | GrantNonstatutory Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $10.10 | $0.00 |
DisclosureSEC source: 0001209191-19-025807 · doc4.xml · derivative · entry 2 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,504 Underlying: Class A Common Stock · 40,000 shares Expires 2029-04-23 F2 · derivative.exercise_date: The Nonstatutory Stock Option is exercisable in the following cumulative installments prior to the Expiration date: 10,000 shares on or after April 23, 2020; an additional 10,000 shares on or after April 23, 2021; an additional 10,000 shares on or after April 23, 2022; and an additional 10,000 shares on or after April 23, 2023. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 18:56 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | GrantClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025807 · doc4.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,391 F1 · kind: Represents shares of restricted stock granted under the Company's 2014 Omnibus Incentive Plan, as amended. The awards vest in equal installments over four years, with one-fourth of the total award vesting on the first, second, third and fourth anniversary date. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 12:29 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Tax withholdingClass A Common Stock | 478 | $10.16 | $4,856.48 |
DisclosureSEC source: 0001209191-19-025571 · doc4.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,391 F1 · kind: Withholding of Class A common stock to satisfy tax withholding obligation on vesting of an award of restricted stock units pursuant to the Issuer's 2014 Omnibus Incentive Plan, as amended, that were previously reported by the reporting person. Read SEC document |
| April 16, 2019 Filed Apr 17, 2019 17:27 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Tax withholdingClass A Common Stock | 928 | $10.45 | $9,697.60 |
DisclosureSEC source: 0001209191-19-025053 · doc4.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,869 F1 · kind: Withholding of Class A common stock to satisfy tax withholding obligation on vesting of an award of restricted stock units pursuant to the Issuer's 2014 Omnibus Incentive Plan, as amended, that were previously reported by the reporting person. Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 20:27 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Tax withholdingClass A Common Stock | 1,148 | $10.72 | $12,306.56 |
DisclosureSEC source: 0001209191-19-021097 · doc4.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,797 F1 · kind: Withholding of Class A common stock to satisfy tax withholding obligation on vesting of an award of restricted stock units pursuant to the Issuer's 2014 Omnibus Incentive Plan, as amended, that were previously reported by the reporting person. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 20:26 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | Tax withholdingClass A Common Stock | 834 | $10.76 | $8,973.84 |
DisclosureSEC source: 0001209191-19-021096 · doc4.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,945 F1 · kind: Withholding of Class A common stock to satisfy tax withholding obligation on vesting of an award of restricted stock units pursuant to the Issuer's 2014 Omnibus Incentive Plan, as amended, that were previously reported by the reporting person. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 14:41 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | GrantNonstatutory Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-18-025147 · doc4.xml · derivative · entry 2 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,504 Underlying: Class A Common Stock · 50,000 shares Expires 2028-04-16 F2 · derivative.exercise_date: The Nonstatutory Stock Option is exercisable in the following cumulative installments prior to the Expiration date: 10,000 shares on or after April 16, 2019; an additional 10,000 shares on or after April 16, 2020; an additional 10,000 shares on or after April 16, 2021; an additional 10,000 shares on or after April 16, 2022; and an additional 10,000 shares on or after April 16, 2023. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 14:41 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | GrantClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-025147 · doc4.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,779 F1 · kind: Represents shares of restricted stock granted to Mr. Fils under the Company's 2014 Omnibus Incentive Plan. The awards vest in equal installments over five years, with one-fifth of the total award vesting on the first, second, third, fourth and fifth anniversary date. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 15:13 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | GrantNonstatutory Stock Option (right to buy) · Derivative | 57,710 | $0.00 Strike: $15.90 | $0.00 |
DisclosureSEC source: 0001209191-17-022743 · doc4.xml · derivative · entry 2 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,504 Underlying: Class A Common Stock · 57,710 shares Expires 2027-03-22 F2 · derivative.exercise_date: The Nonstatutory Stock Option is exercisable in the following cumulative installments prior to the Expiration date: 11,542 shares on or after March 22, 2018; an additional 11,542 shares on or after March 22, 2019; an additional 11,542 shares on or after March 22, 2020; an additional 11,542 shares on or after March 22, 2021; and an additional 11,542 shares on or after March 22, 2022. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 15:13 UTC | Habit Restaurants, Inc. HABT · Entity 12394 | GrantClass A Common Stock | 18,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022743 · doc4.xml · nonDerivative · entry 1 Fils Ira · CIK 0001624516 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,779 F1 · kind: Represents shares of restricted stock granted to Mr. Fils under the Company's 2014 Omnibus Incentive Plan. The awards vest in equal installments over five years, with one-fifth of the total award vesting on the first, second, third, fourth and fifth anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.