Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arhaus, Inc.ARHS · Entity 4849 | Director | March 22, 2024 | March 26, 2024 |
| El Pollo Loco Holdings, Inc.LOCO · Entity 5532 | Director | August 07, 2023 | August 08, 2023 |
| Floor & Decor Holdings, Inc.FND · Entity 3890 | Director | August 14, 2020 | August 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arhaus, Inc.
Report date March 22, 2024 · Filed March 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 471,638 |
Reported balance
After 2024-03-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-03-22 · Other · Acquired 9,818 · Balance 471,638 F1: Receipt of 9,516 shares of Class A Common Stock distributed by FS Equity Partners VI, L.P. ("FS Equity") and 302 shares of Class A Common Stock distributed by FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the ''FS Funds''). Each of the FS Funds distributed shares of Class A Common Stock to its partners on a pro rata basis, for no consideration. F2: Shares held by John M. Roth Revocable Trust, John M. Roth, Trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Receipt of 9,516 shares of Class A Common Stock distributed by FS Equity Partners VI, L.P. ("FS Equity") and 302 shares of Class A Common Stock distributed by FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the ''FS Funds''). Each of the FS Funds distributed shares of Class A Common Stock to its partners on a pro rata basis, for no consideration.
F2: Shares held by John M. Roth Revocable Trust, John M. Roth, Trustee.
El Pollo Loco Holdings, Inc.
Report date August 07, 2023 · Filed August 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 2,994,251 |
Reported balance
After 2023-08-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-08-07 · Sale · Disposed 2,467,000 · Balance 2,994,251 F1: Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner"). F3: Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 40,052 |
Reported balance
After 2023-08-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-08-07 · Sale · Disposed 33,000 · Balance 40,052 F2: Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner. F3: Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 36,974 |
Reported balance
Holding disclosure · report date 2023-08-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 36,974 F4: Amount includes 9,934 restricted shares granted under the Issuer's Equity Incentive Plan on May 9, 2023, vesting in full on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").
F2: Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner.
F3: Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.
F4: Amount includes 9,934 restricted shares granted under the Issuer's Equity Incentive Plan on May 9, 2023, vesting in full on the first anniversary of the date of grant.
Floor & Decor Holdings, Inc.
Report date August 14, 2020 · Filed August 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,956 |
Reported balance
After 2020-08-14 transaction · row 1
1 source rowRow 1 · 2020-08-14 · Other · Acquired 969 · Balance 126,956 F1: Represents shares of common stock received by Mr. Roth in pro-rata in-kind distributions without consideration from entities affiliated with Freeman Spogli Management Co., L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock received by Mr. Roth in pro-rata in-kind distributions without consideration from entities affiliated with Freeman Spogli Management Co., L.P.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2024 Filed Mar 26, 2024 16:05 UTC | Arhaus, Inc. ARHS · Entity 4849 | OtherClass A Common Stock | 9,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001149 · form4.xml · nonDerivative · entry 1 ROTH JOHN M · CIK 0000916864 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 471,638 F1 · kind: Receipt of 9,516 shares of Class A Common Stock distributed by FS Equity Partners VI, L.P. ("FS Equity") and 302 shares of Class A Common Stock distributed by FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the ''FS Funds''). Each of the FS Funds distributed shares of Class A Common Stock to its partners on a pro rata basis, for no consideration. F1 · shares: Receipt of 9,516 shares of Class A Common Stock distributed by FS Equity Partners VI, L.P. ("FS Equity") and 302 shares of Class A Common Stock distributed by FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the ''FS Funds''). Each of the FS Funds distributed shares of Class A Common Stock to its partners on a pro rata basis, for no consideration. F2 · ownership.nature: Shares held by John M. Roth Revocable Trust, John M. Roth, Trustee. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 16:57 UTC | Arhaus, Inc. ARHS · Entity 4849 | OtherClass A Common Stock | 461,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001035 · form4.xml · nonDerivative · entry 1 ROTH JOHN M · CIK 0000916864 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 461,820 F1 · kind: Receipt of 447,773 shares of Class A Common Stock distributed by FS Equity Partners VI, L.P. ("FS Equity") and 14,047 shares of Class A Common Stock distributed by FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the ''FS Funds''). Each of the FS Funds distributed shares of Class A Common Stock to its partners on a pro rata basis, for no consideration. F1 · shares: Receipt of 447,773 shares of Class A Common Stock distributed by FS Equity Partners VI, L.P. ("FS Equity") and 14,047 shares of Class A Common Stock distributed by FS Affiliates VI, L.P. ("FS Affiliates" and, together with FS Equity, the ''FS Funds''). Each of the FS Funds distributed shares of Class A Common Stock to its partners on a pro rata basis, for no consideration. F2 · ownership.nature: Shares held by John M. Roth Revocable Trust, John M. Roth, Trustee. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 17:11 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 33,000 | $10.63 | $350,790.00 |
DisclosureSEC source: 0000929638-23-002194 · form4.xml · nonDerivative · entry 2 ROTH JOHN M · CIK 0000916864 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 40,052 F2 · ownership.nature: Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner. F3 · ownership.nature: Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein. Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 17:11 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | SaleCommon Stock | 2,467,000 | $10.63 | $26,224,210.00 |
DisclosureSEC source: 0000929638-23-002194 · form4.xml · nonDerivative · entry 1 ROTH JOHN M · CIK 0000916864 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 2,994,251 F1 · ownership.nature: Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner"). F3 · ownership.nature: Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 16:45 UTC | Floor & Decor Holdings, Inc. FND · Entity 3890 | OtherCommon Stock | 969 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-096564 · a4.xml · nonDerivative · entry 1 ROTH JOHN M · CIK 0000916864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,956 F1 · kind: Represents shares of common stock received by Mr. Roth in pro-rata in-kind distributions without consideration from entities affiliated with Freeman Spogli Management Co., L.P. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 18:08 UTC | Floor & Decor Holdings, Inc. FND · Entity 3890 | OtherCommon Stock | 125,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-091567 · a4.xml · nonDerivative · entry 1 ROTH JOHN M · CIK 0000916864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,987 F1 · kind: Represents shares of common stock received by Mr. Roth in pro-rata in-kind distributions without consideration from entities affiliated with Freeman Spogli Management Co., L.P. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.