Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| El Pollo Loco Holdings, Inc.LOCO · Entity 5532 | Director | May 09, 2023 | May 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
El Pollo Loco Holdings, Inc.
Report date May 09, 2023 · Filed May 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,974 |
Reported balance
After 2023-05-09 transaction · row 1
1 source rowRow 1 · 2023-05-09 · Grant · Acquired 9,934 · Balance 36,974 F1: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2023 Filed May 11, 2023 20:43 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 9,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007822 · form4-05112023_080544.xml · nonDerivative · entry 1 Roth John M. · CIK 0001614596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,974 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in full on the first anniversary of the date of grant. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:30 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | OtherCommon Stock | 73,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-030297 · doc4.xml · nonDerivative · entry 2 Roth John M. · CIK 0001614596 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 73,052 F1 · kind: Received in a pro rata distribution-in-kind from Trimaran Pollo Partners, L.L.C. F1 · price: Received in a pro rata distribution-in-kind from Trimaran Pollo Partners, L.L.C. F3 · ownership.nature: Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner. F4 · ownership.nature: Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:30 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | OtherCommon Stock | 5,461,251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-030297 · doc4.xml · nonDerivative · entry 1 Roth John M. · CIK 0001614596 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 5,461,251 F1 · kind: Received in a pro rata distribution-in-kind from Trimaran Pollo Partners, L.L.C. F1 · price: Received in a pro rata distribution-in-kind from Trimaran Pollo Partners, L.L.C. F2 · ownership.nature: Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner"). F4 · ownership.nature: Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein. Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:09 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 5,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004904 · form4-05122022_010516.xml · nonDerivative · entry 1 Roth John M. · CIK 0001614596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,040 F1 · shares: Consists of restricted shares granted under the Equity Incentive Plan, vesting in three equal installments in each of the first three anniversaries of the date of grant. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:08 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 3,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002487 · form4-05142021_030531.xml · nonDerivative · entry 1 Roth John M. · CIK 0001614596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,347 F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant Read SEC document |
| May 06, 2020 Filed May 7, 2020 01:08 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 4,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001614596-20-000002 · wf-form4_158881370793653.xml · nonDerivative · entry 1 Roth John M. · CIK 0001614596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,928 F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 22:41 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 5,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001614596-19-000002 · wf-form4_155752808997303.xml · nonDerivative · entry 1 Roth John M. · CIK 0001614596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,110 F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:14 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 5,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046215 · doc4.xml · nonDerivative · entry 1 Roth John M. · CIK 0001614596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,878 F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
| November 08, 2017 Filed Nov 14, 2017 00:37 UTC Amendment | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 2,592 | $9.65 | $25,012.80 |
DisclosureSEC source: 0001209191-17-060471 · doc4a.xml · nonDerivative · entry 1 Roth John M. · CIK 0001614596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,592 F1 · shares: Consists of Restricted Shares granted under the 2014 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 15:11 UTC | El Pollo Loco Holdings, Inc. LOCO · Entity 5532 | GrantCommon Stock | 2,592 | $9.65 | $25,012.80 |
DisclosureSEC source: 0001209191-17-060161 · doc4.xml · nonDerivative · entry 1 Roth John M. · CIK 0001614596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,592 F1 · shares: Consists of Restricted Shares granted under the 2014 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.