Tapewire

NYSE · USD

LOB

Live Oak Bancshares, Inc.

Export transactions ↓
Tapewire entity
2023
SEC CIK
0001462120
Parsed reports
609

Last 12 months

Inside the activity.

2 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202508
Jan 202611
Feb 2026015
Mar 202607
Apr 202601
May 202608
Jun 202608
Jul 202604
Aug 2026010
Sep 202608
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2025 Filed Oct 30, 2025 21:27 UTC GiftVoting Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001231645-25-000004 · wk-form4_1761859671.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,677

Read SEC document
September 04, 2025 Filed Sep 8, 2025 20:12 UTC GrantRestricted Stock Units · Derivative 1,890 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000396 · wk-form4_1757362333.xml · derivative · entry 2

Lunsford Jeffrey W · CIK 0001297515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,890

Underlying: Voting Common Stock · 1,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2026.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:12 UTC Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000388 · wk-form4_1756325553.xml · derivative · entry 3

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Voting Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:12 UTC Tax withholdingVoting Common Stock 22,221 $37.70 $837,731.70
Disclosure

SEC source: 0001578563-25-000388 · wk-form4_1756325553.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,573

Read SEC document
August 25, 2025 Filed Aug 27, 2025 20:12 UTC Exercise / conversionVoting Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000388 · wk-form4_1756325553.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 19, 2025 Filed Aug 20, 2025 20:44 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 2,420 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000374 · wk-form4_1755722645.xml · derivative · entry 3

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,680

Underlying: Voting Common Stock · 2,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 2,420 of the RSUs will vest on each of August 19, 2025, 2026, 2027, 2028, and 2029, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 2,420 of the RSUs will vest on each of August 19, 2025, 2026, 2027, 2028, and 2029, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 19, 2025 Filed Aug 20, 2025 20:44 UTC
Cairns MichaelChief Credit Officer
Tax withholdingVoting Common Stock 1,076 $35.35 $38,036.60
Disclosure

SEC source: 0001578563-25-000374 · wk-form4_1755722645.xml · nonDerivative · entry 2

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,290

Read SEC document
August 19, 2025 Filed Aug 20, 2025 20:44 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionVoting Common Stock 2,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000374 · wk-form4_1755722645.xml · nonDerivative · entry 1

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:19 UTC
Phifer Walter JChief Financial Officer
GrantRestricted Stock Units · Derivative 14,581 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000369 · wk-form4_1755721191.xml · derivative · entry 2

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,581

Underlying: Voting Common Stock · 14,581 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 18, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 18, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:13 UTC PurchaseDepositary Shares 4,000 $25.12 $100,499.20
Disclosure

SEC source: 0001578563-25-000365 · wk-form4_1755720810.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · security: Each depositary share represents a 1/40th interest in a share of Live Oak Bancshares, Inc. (the "Company") 8.375% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, no par value per share with a liquidation preference of $1,000 per share (equivalent to $25.00 per depositary share) (the "Series A Preferred Stock"). Each depositary share entitles the holder to a proportional fractional interest in all rights and preferences of the Series A Preferred Stock (including dividend, redemption, and liquidation rights).

Read SEC document
August 11, 2025 Filed Aug 13, 2025 20:12 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000357 · wk-form4_1755115919.xml · derivative · entry 3

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Voting Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 20:12 UTC
Derraik RenatoChief Info./Digital Off., Bank
Tax withholdingVoting Common Stock 11,111 $31.83 $353,663.13
Disclosure

SEC source: 0001578563-25-000357 · wk-form4_1755115919.xml · nonDerivative · entry 2

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,424

Read SEC document
August 11, 2025 Filed Aug 13, 2025 20:12 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionVoting Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000357 · wk-form4_1755115919.xml · nonDerivative · entry 1

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 20:13 UTC Exercise / conversionRestricted Stock Units · Derivative 42,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000359 · wk-form4_1755116009.xml · derivative · entry 3

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Voting Common Stock · 42,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 20:13 UTC Tax withholdingVoting Common Stock 18,665 $31.83 $594,106.95
Disclosure

SEC source: 0001578563-25-000359 · wk-form4_1755116009.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,794

Read SEC document
August 11, 2025 Filed Aug 13, 2025 20:13 UTC Exercise / conversionVoting Common Stock 42,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000359 · wk-form4_1755116009.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
June 27, 2025 Filed Jun 30, 2025 20:10 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001578563-25-000327 · wk-form4_1751314221.xml · derivative · entry 2

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,000 shares

Expires 2025-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on July 22, 2016, as follows: 10% of the shares subject to the option vested on each of July 22, 2016, 2017, 2018, 2019, and 2020; 25% of the shares subject to the option vested on July 22, 2021; and 25% of the shares subject to the option vested on July 22, 2022.

Read SEC document
June 27, 2025 Filed Jun 30, 2025 20:10 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionVoting Common Stock 3,000 $17.00 $51,000.00
Disclosure

SEC source: 0001578563-25-000327 · wk-form4_1751314221.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2025 Filed May 28, 2025 22:16 UTC GrantRestricted Stock Units · Derivative 3,080 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000276 · wk-form4_1748470584.xml · derivative · entry 1

McHenry Patrick Timothy · CIK 0002070216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,080

Underlying: Voting Common Stock · 3,080 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2026.

Read SEC document
May 20, 2025 Filed May 21, 2025 22:17 UTC GrantRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000267 · wk-form4_1747865862.xml · derivative · entry 2

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,946

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2026.

Read SEC document
May 20, 2025 Filed May 21, 2025 22:18 UTC GrantRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000270 · wk-form4_1747865894.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,946

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2026.

Read SEC document
May 20, 2025 Filed May 21, 2025 22:18 UTC GrantRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000271 · wk-form4_1747865905.xml · derivative · entry 3

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,946

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2026.

Read SEC document
May 20, 2025 Filed May 21, 2025 22:18 UTC GrantRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000269 · wk-form4_1747865883.xml · derivative · entry 2

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,946

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2026.

Read SEC document
May 20, 2025 Filed May 21, 2025 22:18 UTC GrantRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000268 · wk-form4_1747865873.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,946

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2026.

Read SEC document
May 19, 2025 Filed May 21, 2025 22:17 UTC
Moroz Mark MichaelChief Banking Officer
GrantRestricted Stock Units · Derivative 35,587 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000266 · wk-form4_1747865849.xml · derivative · entry 2

Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,587

Underlying: Voting Common Stock · 35,587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs will vest in five pro-rata annual installments beginning on May 19, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs will vest in five pro-rata annual installments beginning on May 19, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
May 07, 2025 Filed May 9, 2025 00:08 UTC PurchaseVoting Common Stock 5,000 $26.10 $130,500.00
Disclosure

SEC source: 0001578563-25-000248 · wk-form4_1746749293.xml · nonDerivative · entry 2

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,904

Read SEC document
May 06, 2025 Filed May 9, 2025 00:08 UTC SaleVoting Common Stock 2,500 $26.51 $66,275.00
Disclosure

SEC source: 0001578563-25-000247 · wk-form4_1746749283.xml · nonDerivative · entry 1

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,697

Read SEC document
May 06, 2025 Filed May 9, 2025 00:08 UTC PurchaseVoting Common Stock 5,000 $25.92 $129,610.00
Disclosure

SEC source: 0001578563-25-000248 · wk-form4_1746749293.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,904

F1 · balance_after: On May 5, 2025, the reporting person transferred 2,327 shares of voting common stock to his revocable trust. These shares were previously reported as directly beneficially owned.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:38 UTC Exercise / conversionRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000229 · wk-form4_1746481131.xml · derivative · entry 2

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:38 UTC Exercise / conversionVoting Common Stock 2,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000229 · wk-form4_1746481131.xml · nonDerivative · entry 1

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000234 · wk-form4_1746481185.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:39 UTC Exercise / conversionVoting Common Stock 2,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000234 · wk-form4_1746481185.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2025 Filed May 5, 2025 17:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000232 · wk-form4_1746481162.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 17:39 UTC Exercise / conversionVoting Common Stock 2,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000232 · wk-form4_1746481162.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:40 UTC Exercise / conversionRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000235 · wk-form4_1746481195.xml · derivative · entry 3

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:40 UTC Exercise / conversionVoting Common Stock 2,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000235 · wk-form4_1746481195.xml · nonDerivative · entry 1

Valine Yousef A. · CIK 0001478836 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000233 · wk-form4_1746481175.xml · derivative · entry 2

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:39 UTC Exercise / conversionVoting Common Stock 2,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000233 · wk-form4_1746481175.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000231 · wk-form4_1746481152.xml · derivative · entry 2

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:39 UTC Exercise / conversionVoting Common Stock 2,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000231 · wk-form4_1746481152.xml · nonDerivative · entry 1

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000230 · wk-form4_1746481141.xml · derivative · entry 4

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:39 UTC Exercise / conversionVoting Common Stock 2,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000230 · wk-form4_1746481141.xml · nonDerivative · entry 1

Cameron William Henderson · CIK 0001373716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:50 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000141 · wk-form4_1740523831.xml · derivative · entry 3

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145

Underlying: Voting Common Stock · 145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: 145 of the RSUs vested on February 24, 2025 and 145 of the RSUs will vest on February 22, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: 145 of the RSUs vested on February 24, 2025 and 145 of the RSUs will vest on February 22, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:50 UTC
Cairns MichaelChief Credit Officer
Tax withholdingVoting Common Stock 73 $31.99 $2,335.27
Disclosure

SEC source: 0001578563-25-000141 · wk-form4_1740523831.xml · nonDerivative · entry 2

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,946

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:50 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionVoting Common Stock 145 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000141 · wk-form4_1740523831.xml · nonDerivative · entry 1

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:51 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000144 · wk-form4_1740523912.xml · derivative · entry 3

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69

Underlying: Voting Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:51 UTC
Phifer Walter JChief Financial Officer
Tax withholdingVoting Common Stock 35 $31.99 $1,119.65
Disclosure

SEC source: 0001578563-25-000144 · wk-form4_1740523912.xml · nonDerivative · entry 2

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,743

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:51 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionVoting Common Stock 69 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000144 · wk-form4_1740523912.xml · nonDerivative · entry 1

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:52 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000146 · wk-form4_1740523959.xml · derivative · entry 4

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Voting Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: 2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3 · derivative.expiration_date: 2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:52 UTC
Spencer CourtneyChief Experience Officer
Tax withholdingVoting Common Stock 889 $31.99 $28,439.11
Disclosure

SEC source: 0001578563-25-000146 · wk-form4_1740523959.xml · nonDerivative · entry 2

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,860

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.