Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2021 Filed Feb 24, 2021 22:40 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013919 · doc4.xml · derivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888 Underlying: Voting Common Stock · 888 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:37 UTC |
Smits SteveChief Credit Officer
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013918 · doc4.xml · derivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Voting Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:35 UTC |
Seward Gregory WGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013917 · doc4.xml · derivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Voting Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:33 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
GrantRestricted Stock Units · Derivative | 1,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013910 · doc4.xml · derivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973 Underlying: Voting Common Stock · 1,973 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:29 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
GrantRestricted Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013907 · doc4.xml · derivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Voting Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:56 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010895 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Voting Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. F2 · derivative.expiration_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:56 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Tax withholdingVoting Common Stock | 3,353 | $45.54 | $152,695.62 |
DisclosureSEC source: 0001209191-21-010895 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,456 Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:56 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionVoting Common Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010895 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 17:33 UTC |
Caines S. BrettChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010293 · doc4.xml · derivative · entry 3 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,009 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 17:33 UTC |
Caines S. BrettChief Financial Officer
|
Tax withholdingVoting Common Stock | 595 | $44.97 | $26,757.15 |
DisclosureSEC source: 0001209191-21-010293 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,347 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 17:33 UTC |
Caines S. BrettChief Financial Officer
|
Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010293 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:40 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010319 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,009 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:40 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
Tax withholdingVoting Common Stock | 832 | $44.97 | $37,415.04 |
DisclosureSEC source: 0001209191-21-010319 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,630 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:40 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010319 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:38 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010309 · doc4.xml · derivative · entry 3 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,842 Underlying: Voting Common Stock · 460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 460 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 462 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 460 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 462 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:38 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Tax withholdingVoting Common Stock | 137 | $44.97 | $6,160.89 |
DisclosureSEC source: 0001209191-21-010309 · doc4.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,023 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:38 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010309 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:37 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010308 · doc4.xml · derivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,013 Underlying: Voting Common Stock · 3,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 3,003 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 3,004 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 3,003 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 3,004 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:37 UTC |
Smits SteveChief Credit Officer
|
Tax withholdingVoting Common Stock | 892 | $44.97 | $40,113.24 |
DisclosureSEC source: 0001209191-21-010308 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,316.978 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:37 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionVoting Common Stock | 3,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010308 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,208.978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:36 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010301 · doc4.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,009 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:36 UTC |
Seward Gregory WGeneral Counsel
|
Tax withholdingVoting Common Stock | 595 | $44.97 | $26,757.15 |
DisclosureSEC source: 0001209191-21-010301 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,334 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:36 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010301 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:34 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionRestricted Stock Units · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010295 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,797 Underlying: Voting Common Stock · 4,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:34 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Tax withholdingVoting Common Stock | 1,989 | $44.97 | $89,445.33 |
DisclosureSEC source: 0001209191-21-010295 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,309 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:34 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionVoting Common Stock | 4,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010295 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:00 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 15,000 | $43.40 | $650,998.50 |
DisclosureSEC source: 0001209191-21-009298 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,205.978 F1 · price: This transaction was executed in multiple trades at prices ranging from $43.00 to $43.78. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 05, 2021 Filed Feb 12, 2021 22:40 UTC |
Underwood Neil LawrenceDirector · President
|
GiftVoting Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010316 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,657,234 F1 · balance_after: Includes 331,800 shares previously reported as held by the reporting person directly. The reporting person has transferred these shares to his revocable trust. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 16:39 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001209191-21-007744 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Voting Common Stock · 3,000 shares Expires 2024-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 16:39 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionVoting Common Stock | 3,000 | $4.40 | $13,200.00 |
DisclosureSEC source: 0001209191-21-007744 · doc4.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:21 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
SaleVoting Common Stock | 3,500 | $40.09 | $140,318.15 |
DisclosureSEC source: 0001209191-21-007365 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,460 F1 · price: This transaction was executed in multiple trades at prices ranging from $40.09 to $40.11. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 19:10 UTC |
Caines S. BrettChief Financial Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003891 · doc4.xml · derivative · entry 3 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Voting Common Stock · 10,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: Ten thousand of the PRSUs vested on January 13, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $45.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On January 13, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Ten thousand of the remaining PRSUs will vest upon each attainment of closing stock prices of $50.00 per share and $55.00 per share attained for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 19:10 UTC |
Caines S. BrettChief Financial Officer
|
Tax withholdingVoting Common Stock | 4,615 | $48.90 | $225,673.50 |
DisclosureSEC source: 0001209191-21-003891 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,940 Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 19:10 UTC |
Caines S. BrettChief Financial Officer
|
Exercise / conversionVoting Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003891 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:14 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003896 · doc4.xml · derivative · entry 3 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Voting Common Stock · 8,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company"), voting common stock. F2 · derivative.exercise_date: Eight thousand of the PRSUs vested on January 13, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $45.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On January 13, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Eight thousand of the remaining PRSUs will vest upon each attainment of closing stock prices of 50.00 per share and $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:14 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Tax withholdingVoting Common Stock | 3,721 | $48.90 | $181,956.90 |
DisclosureSEC source: 0001209191-21-003896 · doc4.xml · nonDerivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,700 Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:14 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003896 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company"), voting common stock. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:13 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003895 · doc4.xml · derivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Voting Common Stock · 10,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company"), voting common stock. F2 · derivative.exercise_date: Ten thousand of the PRSUs vested on January 13, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $45.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On January 13, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Ten thousand of the remaining PRSUs will vest upon each attainment of closing stock prices of $50.00 per share and $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:13 UTC |
Smits SteveChief Credit Officer
|
Tax withholdingVoting Common Stock | 4,615 | $48.90 | $225,673.50 |
DisclosureSEC source: 0001209191-21-003895 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,205.978 Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:13 UTC |
Smits SteveChief Credit Officer
|
Exercise / conversionVoting Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003895 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,820.978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company"), voting common stock. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:12 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003894 · doc4.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Voting Common Stock · 8,000 shares Expires 2028-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company"), voting common stock. F2 · derivative.exercise_date: Eight thousand of the PRSUs vested on January 13, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $45.00 per share for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. On January 13, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Eight thousand of the remaining PRSUs will vest upon each attainment of closing stock prices of $50.00 per share and $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to August 10, 2028. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:12 UTC |
Seward Gregory WGeneral Counsel
|
Tax withholdingVoting Common Stock | 3,721 | $48.90 | $181,956.90 |
DisclosureSEC source: 0001209191-21-003894 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,927 Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:12 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003894 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company"), voting common stock. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:11 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003893 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Voting Common Stock · 18,750 shares Expires 2028-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 18,750 of the PRSUs vested on January 13, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $45.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2028. On January 13, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. 18,750 of the remaining PRSUs will vest upon the attainment of closing stock prices of $48.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to May 14, 2028. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:11 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
Tax withholdingVoting Common Stock | 8,526 | $48.90 | $416,921.40 |
DisclosureSEC source: 0001209191-21-003893 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,960 Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:11 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
Exercise / conversionVoting Common Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003893 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:10 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003892 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Voting Common Stock · 100,000 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock ("PRSU") unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: One hundred thousand of the PRSUs vested on January 13, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $45.00 per share for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. On January 13, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. One hundred thousand of the remaining PRSUs will vest upon each attainment of closing stock prices of $50.00 per share and $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:10 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Tax withholdingVoting Common Stock | 44,845 | $48.90 | $2,192,920.50 |
DisclosureSEC source: 0001209191-21-003892 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,849 Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:10 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionVoting Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003892 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock ("PRSU") unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:41 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,800 | $0.00 Strike: $10.63 | $0.00 |
DisclosureSEC source: 0001209191-21-000430 · doc4.xml · derivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Underlying: Voting Common Stock · 7,800 shares Expires 2024-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on September 19, 2015, as follows: 10% of the shares subject to the option vested on each of September 19, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of September 19, 2020 and 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.