LMB

SEC source: 0001104659-18-005881 · a4.xml · nonDerivative · entry 3

Gellman David S · CIK 0001333524 · Director · 10% owner

FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 40,035

F3 · kind: Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F3 · balance_after: Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-18-005881 · a4.xml · nonDerivative · entry 2

Gellman David S · CIK 0001333524 · Director · 10% owner

FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762

F2 · kind: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC.

F2 · balance_after: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC.

SEC source: 0001104659-18-005881 · a4.xml · nonDerivative · entry 1

Gellman David S · CIK 0001333524 · Director · 10% owner

FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration.

F4 · ownership.nature: The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 9

Gellman David S · CIK 0001333524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 23,260

Underlying: Common Stock · 23,260 shares

Expires 2021-08-19

F3 · kind: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F5 · ownership.nature: This amendment is being filed to reflect that, effective July 20, 2018, FdG Capital Associates has implemented certain information barrier procedures. Pursuant to these procedures, Mr. Gellman is required to, among other things, refrain from, directly or indirectly, participating in, recommending or supervising any decision to buy, sell or hold securities of the Issuer for, among others, FdG Capital Associates and refrain from disclosing to any person outside of the information barrier (including any other member of the board of managers of FdG Capital Associates, LLC) any confidential information concerning the Issuer.

SEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 8

Gellman David S · CIK 0001333524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,504

Underlying: Common Stock · 15,504 shares

Expires 2023-08-19

F3 · kind: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F5 · ownership.nature: This amendment is being filed to reflect that, effective July 20, 2018, FdG Capital Associates has implemented certain information barrier procedures. Pursuant to these procedures, Mr. Gellman is required to, among other things, refrain from, directly or indirectly, participating in, recommending or supervising any decision to buy, sell or hold securities of the Issuer for, among others, FdG Capital Associates and refrain from disclosing to any person outside of the information barrier (including any other member of the board of managers of FdG Capital Associates, LLC) any confidential information concerning the Issuer.

SEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 7

Gellman David S · CIK 0001333524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,768

Underlying: Common Stock · 2,768 shares

Expires 2021-08-19

F2 · kind: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC.

SEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 6

Gellman David S · CIK 0001333524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 1,844 shares

Expires 2023-08-19

F2 · kind: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC.

SEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 5

Gellman David S · CIK 0001333524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 787,982 shares

Expires 2021-08-19

F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration.

F4 · ownership.nature: The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 4

Gellman David S · CIK 0001333524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 525,322 shares

Expires 2023-08-19

F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration.

F4 · ownership.nature: The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-18-046578 · a4a.xml · nonDerivative · entry 3

Gellman David S · CIK 0001333524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 40,035

F3 · kind: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F3 · balance_after: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

F5 · ownership.nature: This amendment is being filed to reflect that, effective July 20, 2018, FdG Capital Associates has implemented certain information barrier procedures. Pursuant to these procedures, Mr. Gellman is required to, among other things, refrain from, directly or indirectly, participating in, recommending or supervising any decision to buy, sell or hold securities of the Issuer for, among others, FdG Capital Associates and refrain from disclosing to any person outside of the information barrier (including any other member of the board of managers of FdG Capital Associates, LLC) any confidential information concerning the Issuer.

SEC source: 0001104659-18-046578 · a4a.xml · nonDerivative · entry 2

Gellman David S · CIK 0001333524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762

F2 · kind: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC.

F2 · balance_after: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC.

SEC source: 0001104659-18-046578 · a4a.xml · nonDerivative · entry 1

Gellman David S · CIK 0001333524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration.

F4 · ownership.nature: The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0001144204-18-002498 · tv483511_form4.xml · derivative · entry 1

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 560,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class A Preferred Stock may be converted (at the holder's election) into 2.00 shares of the Issuer's common stock (as may be adjusted for any stock splits, reverse stock splits or similar transactions), representing a conversion price of $12.50 per share of the Issuer's common stock; provided, that such conversion is in compliance with the Issuer's listing requirements with NASDAQ, if its shares are listed at such time.

F3 · price: On January 12, 2018, the Issuer provided 1347 Investors LLC ("1347 Investors") with a written notice to exercise Issuer's option (under the Preferred Stock Repurchase Agreement, dated as of July 14, 2017, between 1347 Investors and the Issuer) pursuant to which the Issuer purchased from 1347 Investors 280,000 shares of Class A Preferred Stock for $9,100,000 (consisting of 130% of the liquidation value on the $25.00 per share price of each Class A Preferred Stock).

F2 · derivative.expiration_date: The Issuer would have been required to redeem all outstanding shares of Class A Preferred Stock by July 20, 2022 (the six-year anniversary of the date of issuance).

F4 · ownership.direct: The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001144204-18-032501 · tv495736_form4.xml · derivative · entry 2

Young Norbert W. · CIK 0001679800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

SEC source: 0001144204-18-032501 · tv495736_form4.xml · nonDerivative · entry 1

Young Norbert W. · CIK 0001679800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

SEC source: 0001144204-18-032499 · tv495734_form4.xml · derivative · entry 3

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.

F4 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.

SEC source: 0001144204-18-032499 · tv495734_form4.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · balance_after: The reporting person initially filed a Form 4 on September 1, 2017 (the "Initial Form 4") reporting the award of 100,000 RSUs granted on 08/30/2017. Fifty percent (50%) of this RSU award was granted subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining fifty percent (50%) of the award is subject to performance-based vesting conditions disclosed in the Initial Form 4. The Initial Form 4 inadvertently omitted 16,667 shares of common stock from Table I, which is related to the portion of the RSUs that vested on August 30, 2017. This Form 4 correctly includes those 16,667 shares in Box 5 to Table I of this filing, in addition to the vesting of the RSUs disclosed in Line 1 to Table I.

SEC source: 0001144204-18-032500 · tv495735_form4.xml · derivative · entry 3

Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.

F4 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.

SEC source: 0001144204-18-032500 · tv495735_form4.xml · nonDerivative · entry 1

Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · balance_after: The reporting person initially filed a Form 4 on September 1, 2017 (the "Initial Form 4") reporting the award of 25,000 RSUs granted on 08/30/2017. Fifty percent (50%) of this RSU award was granted subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining fifty percent (50%) of the award is subject to performance-based vesting conditions disclosed in the Initial Form 4. The Initial Form 4 inadvertently omitted 2,816 shares of common stock from Table I, which is related to the portion of the RSUs that vested on August 30, 2017, net of shares forfeited for withholding. This Form 4 correctly includes those 2,816 shares in Box 5 to Table I of this filing, in addition to the vesting of the RSUs disclosed in Line 1 to Table I.

SEC source: 0001144204-18-032498 · tv495733_form4.xml · derivative · entry 2

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

SEC source: 0001144204-18-032498 · tv495733_form4.xml · nonDerivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

SEC source: 0001144204-18-032497 · tv495732_form4.xml · derivative · entry 3

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F3 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

F3 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

SEC source: 0001144204-18-032497 · tv495732_form4.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

SEC source: 0001144204-18-032496 · tv495731_form4.xml · derivative · entry 3

Gellman David S · CIK 0001333524 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F3 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

F3 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

SEC source: 0001144204-18-032496 · tv495731_form4.xml · nonDerivative · entry 1

Gellman David S · CIK 0001333524 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

SEC source: 0001144204-18-032495 · tv495730_form4.xml · derivative · entry 3

Thorne Kristopher L. · CIK 0001679795 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.

F4 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.

SEC source: 0001144204-18-032495 · tv495730_form4.xml · nonDerivative · entry 1

Thorne Kristopher L. · CIK 0001679795 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · balance_after: The reporting person initially filed a Form 4 on September 1, 2017 (the "Initial Form 4") reporting the award of 25,000 RSUs granted on 08/30/2017. Fifty percent (50%) of this RSU award was granted subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining fifty percent (50%) of the award is subject to performance-based vesting conditions disclosed in the Initial Form 4. The Initial Form 4 inadvertently omitted 2,858 shares of common stock from Table I, which is related to the portion of the RSUs that vested on August 30, 2017, net of shares forfeited for withholding. This Form 4 correctly includes those 2,858 shares in Box 5 to Table I of this filing, in addition to the vesting of the RSUs disclosed in Line 1 to Table I.

SEC source: 0001144204-19-011764 · tv515299_4a.xml · derivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.

F3 · balance_after: This Form 4 is being amended to correct information previously reported on a Form 4 filed June 1, 2018 (the "Initial Form 4") regarding the number of derivative securities beneficially owned following the transactions relating to the vesting of 5,833 RSUs, which reporting also affected the reporting of the number of derivative securities beneficially owned on subsequent Forms 4.

F4 · balance_after: The Initial Form 4 inadvertently excluded 83,333 RSUs granted on August 30, 2017 (the "August 2017 Award") from the number of derivative securities beneficially owned following the transactions. The August 2017 Award includes 50,000 RSUs that will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

SEC source: 0001144204-17-063224 · tv481199_4.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,343,515

F1 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001144204-17-037845 · v471343_form4.xml · derivative · entry 1

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 240,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class A Preferred Stock may be converted (at the holder's election) into 2.00 shares of common stock (as may be adjusted for any stock splits, reverse stock splits or similar transactions), representing a conversion price of $12.50 per share of common stock; provided, that such conversion is in compliance with the Issuer's listing requirements with NASDAQ, if its shares are listed at such time.

F3 · price: On July 14, 2017, the Issuer entered into an agreement with 1347 Investors LLC ("1347 Investors") pursuant to which (a) the Issuer purchased from 1347 Investors 120,000 shares of Class A Preferred Stock for $4,092,153 (consisting of 130% of the liquidation value of $25.00, plus 130% of accrued but unpaid dividends, less certain transaction fees), (b) for a period of six months, the Issuer will have the right to repurchase all or a portion of the remaining 280,000 shares of Class A Preferred Stock owned by 1347 Investors for a purchase price equal to 130% of the liquidation value per share plus 130% of any and all accrued but unpaid dividends thereon and (c) 1347 Investors will not, with respect to the 509,500 shares of common stock held in escrow pursuant to its current lock-up arrangement that is to expire on July 20, 2017, sell or otherwise transfer such shares during the period from such expiration to October 20, 2017.

F2 · derivative.expiration_date: Class A Preferred Stock does not have an expiration date.

F4 · ownership.direct: The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001596771-16-000175 · primary_doc.xml · nonDerivative · entry 1

Gellman David S · CIK 0001333524 · Director · 10% owner

FdG Capital Partners LLC · CIK 0001333521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · FdG Capital Partners LLC

Disclosed balance after: 1,356,355

F1 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0001596771-16-000171 · primary_doc.xml · derivative · entry 3

Gellman David S · CIK 0001333524 · Director · 10% owner

FdG HVAC LLC · CIK 0001680150 · 10% owner

FdG Capital Partners LLC · CIK 0001333521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 787,982

Underlying: Common Stock · 793,651 shares

Expires 2023-08-19

F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration.

F2 · balance_after: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC.

F3 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0001596771-16-000171 · primary_doc.xml · derivative · entry 2

Gellman David S · CIK 0001333524 · Director · 10% owner

FdG HVAC LLC · CIK 0001680150 · 10% owner

FdG Capital Partners LLC · CIK 0001333521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 525,322

Underlying: Common Stock · 529,101 shares

Expires 2023-08-19

F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration.

F2 · balance_after: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC.

F3 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0001596771-16-000171 · primary_doc.xml · nonDerivative · entry 1

Gellman David S · CIK 0001333524 · Director · 10% owner

FdG HVAC LLC · CIK 0001680150 · 10% owner

FdG Capital Partners LLC · CIK 0001333521 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,731,355

F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration.

F2 · balance_after: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC.

F3 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

SEC source: 0001144204-16-128062 · v450551_4.xml · derivative · entry 6

Thorne Kristopher L. · CIK 0001679795 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931

Underlying: Common Stock · 931 shares

Expires 2021-07-20

F3 · kind: Following LMHC's dissolution and liquidation, these securities, previously held directly by LMHC, were distributed pro rata to LMHC's equity holders.

F3 · price: Following LMHC's dissolution and liquidation, these securities, previously held directly by LMHC, were distributed pro rata to LMHC's equity holders.

F6 · derivative.expiration_date: The warrants will expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.

SEC source: 0001144204-16-128062 · v450551_4.xml · derivative · entry 5

Thorne Kristopher L. · CIK 0001679795 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 49,604 shares

Expires 2021-07-20

F1 · kind: These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.

F1 · price: These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.

F6 · derivative.expiration_date: The warrants will expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.

F1 · ownership.nature: These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.

SEC source: 0001144204-16-128062 · v450551_4.xml · derivative · entry 4

Thorne Kristopher L. · CIK 0001679795 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 620 shares

Expires 2023-07-20

F3 · kind: Following LMHC's dissolution and liquidation, these securities, previously held directly by LMHC, were distributed pro rata to LMHC's equity holders.

F3 · price: Following LMHC's dissolution and liquidation, these securities, previously held directly by LMHC, were distributed pro rata to LMHC's equity holders.

F5 · derivative.expiration_date: The warrants will expire seven years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon liquidation.

SEC source: 0001144204-16-128062 · v450551_4.xml · derivative · entry 3

Thorne Kristopher L. · CIK 0001679795 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 33,069 shares

Expires 2023-07-20

F1 · kind: These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.

F1 · price: These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.

F5 · derivative.expiration_date: The warrants will expire seven years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon liquidation.

F1 · ownership.nature: These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.

SEC source: 0001144204-16-128062 · v450551_4.xml · nonDerivative · entry 2

Thorne Kristopher L. · CIK 0001679795 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145

F3 · kind: Following LMHC's dissolution and liquidation, these securities, previously held directly by LMHC, were distributed pro rata to LMHC's equity holders.

F4 · shares: 938 of such shares are subject to certain transfer restrictions pursuant to a lockup agreement between the Reporting Person and the Issuer.

F3 · price: Following LMHC's dissolution and liquidation, these securities, previously held directly by LMHC, were distributed pro rata to LMHC's equity holders.

F4 · balance_after: 938 of such shares are subject to certain transfer restrictions pursuant to a lockup agreement between the Reporting Person and the Issuer.

SEC source: 0001144204-16-128062 · v450551_4.xml · nonDerivative · entry 1

Thorne Kristopher L. · CIK 0001679795 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 100

F1 · kind: These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.

F1 · shares: These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.

F1 · price: These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.

F2 · balance_after: These shares are held directly by the Reporting Person and were not held by LMHC.

F1 · ownership.nature: These reported securities were held directly by Limbach Management Holding Company, LLC ("LMHC"). The Reporting person held an equity interest in LMHC until LMHC's dissolution and liquidation. The Reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. These reported dispositions reflect the liquidation of LMHC's holdings following its dissolution.

SEC source: 0001144204-16-139699 · v455042_form4.xml · derivative · entry 1

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,167

Underlying: Common Stock · 123,916 shares

Expires 2021-07-20

F1 · derivative.exercise_price: Each Public Warrant is exercisable to purchase one-half of one share of common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).

F2 · kind: Represents transfers of Public Warrants pursuant to certain loan and security agreements, dated July 18, 2016, which required 1347 Investors LLC, a Delaware limited liability company ("1347 Investors"), to transfer to the lenders thereunder, for $0, a specified number of Public Warrants which 1347 Investors purchased contemporaneously with the execution of the loan and security agreements on July 18, 2016 for a purchase price of $0.25 per warrant (as reported previously on a Form 4).

F3 · ownership.direct: The securities are held directly by 1347 Investors. Larry G. Swets, Jr. is a manager of 1347 Investors and shares voting and dispositive control over the securities held by 1347 Investors. Accordingly, Larry G. Swets, Jr. may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001144204-16-127110 · v450136_4a.xml · nonDerivative · entry 1

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563,314

F1 · shares: This form amends a Form 4 previously filed by the Reporting Person on July 21, 2016 to correct the number of shares that should have been reported on such date by increasing the number of shares disposed by 3,000. Such shares were included in error on the Reporting Person's Form 4 filed on August 4, 2016 in the description of the disposition of shares therein.

SEC source: 0001144204-16-127109 · v450133_4a.xml · derivative · entry 7

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,000

Underlying: Common Stock · 9,000 shares

Expires not disclosed

F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock.

F4 · derivative.exercise_date: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the Issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the Issuer and Continental Stock Transfer & Trust Company).

F5 · derivative.expiration_date: The reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.

F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC.

SEC source: 0001144204-16-127109 · v450133_4a.xml · derivative · entry 6

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,000

Underlying: Common Stock · 1,800 shares

Expires not disclosed

F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reported securities represent the right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer.

F3 · derivative.expiration_date: The Issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the Issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the Issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. In the event that the Issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless.

F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC.

SEC source: 0001144204-16-127109 · v450133_4a.xml · nonDerivative · entry 2

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348,000

F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock.

F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC.

SEC source: 0001144204-16-127109 · v450133_4a.xml · derivative · entry 5

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F6 · derivative.exercise_date: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available.

F7 · derivative.expiration_date: The reported securities expire seven years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.

F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC.

SEC source: 0001144204-16-127109 · v450133_4a.xml · derivative · entry 4

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock.

F4 · derivative.exercise_date: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the Issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the Issuer and Continental Stock Transfer & Trust Company).

F5 · derivative.expiration_date: The reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.

F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC.

SEC source: 0001144204-16-127109 · v450133_4a.xml · derivative · entry 3

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reported securities represent the right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer.

F3 · derivative.expiration_date: The Issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the Issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the Issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. In the event that the Issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless.

F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC.

SEC source: 0001144204-16-127109 · v450133_4a.xml · nonDerivative · entry 1

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330,000

F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock.

F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC.