Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Limbach Holdings, Inc.LMB · Entity 5430 | Director · 10% owner | April 13, 2018 | September 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Limbach Holdings, Inc.
Report date April 13, 2018 · Filed September 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,200 |
Reported balance
After 2018-04-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-13 · Grant · Acquired 3,200 · Balance 3,200 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F2: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.
F2: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2018 Filed Sep 21, 2018 22:35 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantRestricted Stock Units · Derivative | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-050426 · tv496108_form4.xml · derivative · entry 1 Gellman David S · CIK 0001333524 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 3,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F2 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date. F2 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:09 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 23,260 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-18-005881 · a4.xml · derivative · entry 9 Gellman David S · CIK 0001333524 · Director · 10% owner FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,260 Underlying: Common Stock · 23,260 shares Expires 2021-08-19 F3 · kind: Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:09 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 15,504 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001104659-18-005881 · a4.xml · derivative · entry 8 Gellman David S · CIK 0001333524 · Director · 10% owner FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,504 Underlying: Common Stock · 15,504 shares Expires 2023-08-19 F3 · kind: Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:09 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 2,768 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-18-005881 · a4.xml · derivative · entry 7 Gellman David S · CIK 0001333524 · Director · 10% owner FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,768 Underlying: Common Stock · 2,768 shares Expires 2021-08-19 F2 · kind: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:09 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 1,844 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001104659-18-005881 · a4.xml · derivative · entry 6 Gellman David S · CIK 0001333524 · Director · 10% owner FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,844 Underlying: Common Stock · 1,844 shares Expires 2023-08-19 F2 · kind: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:09 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 787,982 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-18-005881 · a4.xml · derivative · entry 5 Gellman David S · CIK 0001333524 · Director · 10% owner FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 787,982 shares Expires 2021-08-19 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration. F4 · ownership.nature: The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:09 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 525,322 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001104659-18-005881 · a4.xml · derivative · entry 4 Gellman David S · CIK 0001333524 · Director · 10% owner FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 525,322 shares Expires 2023-08-19 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration. F4 · ownership.nature: The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:09 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherCommon Stock | 40,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-005881 · a4.xml · nonDerivative · entry 3 Gellman David S · CIK 0001333524 · Director · 10% owner FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 40,035 F3 · kind: Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · balance_after: Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:09 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherCommon Stock | 4,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-005881 · a4.xml · nonDerivative · entry 2 Gellman David S · CIK 0001333524 · Director · 10% owner FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,762 F2 · kind: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC. F2 · balance_after: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:09 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherCommon Stock | 1,356,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-005881 · a4.xml · nonDerivative · entry 1 Gellman David S · CIK 0001333524 · Director · 10% owner FdG Capital Partners LLC · CIK 0001333521 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration. F4 · ownership.nature: The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2018 Filed Jul 23, 2018 22:12 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 23,260 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 9 Gellman David S · CIK 0001333524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 23,260 Underlying: Common Stock · 23,260 shares Expires 2021-08-19 F3 · kind: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F5 · ownership.nature: This amendment is being filed to reflect that, effective July 20, 2018, FdG Capital Associates has implemented certain information barrier procedures. Pursuant to these procedures, Mr. Gellman is required to, among other things, refrain from, directly or indirectly, participating in, recommending or supervising any decision to buy, sell or hold securities of the Issuer for, among others, FdG Capital Associates and refrain from disclosing to any person outside of the information barrier (including any other member of the board of managers of FdG Capital Associates, LLC) any confidential information concerning the Issuer. Read SEC document |
| January 31, 2018 Filed Jul 23, 2018 22:12 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 15,504 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 8 Gellman David S · CIK 0001333524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 15,504 Underlying: Common Stock · 15,504 shares Expires 2023-08-19 F3 · kind: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F5 · ownership.nature: This amendment is being filed to reflect that, effective July 20, 2018, FdG Capital Associates has implemented certain information barrier procedures. Pursuant to these procedures, Mr. Gellman is required to, among other things, refrain from, directly or indirectly, participating in, recommending or supervising any decision to buy, sell or hold securities of the Issuer for, among others, FdG Capital Associates and refrain from disclosing to any person outside of the information barrier (including any other member of the board of managers of FdG Capital Associates, LLC) any confidential information concerning the Issuer. Read SEC document |
| January 31, 2018 Filed Jul 23, 2018 22:12 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 2,768 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 7 Gellman David S · CIK 0001333524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,768 Underlying: Common Stock · 2,768 shares Expires 2021-08-19 F2 · kind: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC. Read SEC document |
| January 31, 2018 Filed Jul 23, 2018 22:12 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 1,844 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 6 Gellman David S · CIK 0001333524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,844 Underlying: Common Stock · 1,844 shares Expires 2023-08-19 F2 · kind: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC. Read SEC document |
| January 31, 2018 Filed Jul 23, 2018 22:12 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 787,982 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 5 Gellman David S · CIK 0001333524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 787,982 shares Expires 2021-08-19 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration. F4 · ownership.nature: The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2018 Filed Jul 23, 2018 22:12 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 525,322 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001104659-18-046578 · a4a.xml · derivative · entry 4 Gellman David S · CIK 0001333524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 525,322 shares Expires 2023-08-19 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration. F4 · ownership.nature: The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2018 Filed Jul 23, 2018 22:12 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | OtherCommon Stock | 40,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-046578 · a4a.xml · nonDerivative · entry 3 Gellman David S · CIK 0001333524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 40,035 F3 · kind: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · balance_after: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F3 · ownership.nature: Represents securities received as pro rata distributions from FdG Capital Partners LLC (which has been dissolved) and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. F5 · ownership.nature: This amendment is being filed to reflect that, effective July 20, 2018, FdG Capital Associates has implemented certain information barrier procedures. Pursuant to these procedures, Mr. Gellman is required to, among other things, refrain from, directly or indirectly, participating in, recommending or supervising any decision to buy, sell or hold securities of the Issuer for, among others, FdG Capital Associates and refrain from disclosing to any person outside of the information barrier (including any other member of the board of managers of FdG Capital Associates, LLC) any confidential information concerning the Issuer. Read SEC document |
| January 31, 2018 Filed Jul 23, 2018 22:12 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | OtherCommon Stock | 4,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-046578 · a4a.xml · nonDerivative · entry 2 Gellman David S · CIK 0001333524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,762 F2 · kind: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC. F2 · balance_after: Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC. Read SEC document |
| January 31, 2018 Filed Jul 23, 2018 22:12 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | OtherCommon Stock | 1,356,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-046578 · a4a.xml · nonDerivative · entry 1 Gellman David S · CIK 0001333524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration. F4 · ownership.nature: The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 01, 2018 Filed Jun 1, 2018 22:52 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-032496 · tv495731_form4.xml · derivative · entry 3 Gellman David S · CIK 0001333524 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134 Underlying: Common Stock · 1,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date. F3 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date. Read SEC document |
| January 01, 2018 Filed Jun 1, 2018 22:52 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 1,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-032496 · tv495731_form4.xml · nonDerivative · entry 1 Gellman David S · CIK 0001333524 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:14 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | SaleCommon Stock | 375,000 | $13.50 | $5,062,500.00 |
DisclosureSEC source: 0001596771-16-000175 · primary_doc.xml · nonDerivative · entry 1 Gellman David S · CIK 0001333524 · Director · 10% owner FdG Capital Partners LLC · CIK 0001333521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FdG Capital Partners LLC Disclosed balance after: 1,356,355 F1 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 16:41 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 5,669 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001596771-16-000171 · primary_doc.xml · derivative · entry 3 Gellman David S · CIK 0001333524 · Director · 10% owner FdG HVAC LLC · CIK 0001680150 · 10% owner FdG Capital Partners LLC · CIK 0001333521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 787,982 Underlying: Common Stock · 793,651 shares Expires 2023-08-19 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration. F2 · balance_after: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC. F3 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 16:41 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 3,779 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001596771-16-000171 · primary_doc.xml · derivative · entry 2 Gellman David S · CIK 0001333524 · Director · 10% owner FdG HVAC LLC · CIK 0001680150 · 10% owner FdG Capital Partners LLC · CIK 0001333521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 525,322 Underlying: Common Stock · 529,101 shares Expires 2023-08-19 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration. F2 · balance_after: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC. F3 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 16:41 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherCommon Stock | 12,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001596771-16-000171 · primary_doc.xml · nonDerivative · entry 1 Gellman David S · CIK 0001333524 · Director · 10% owner FdG HVAC LLC · CIK 0001680150 · 10% owner FdG Capital Partners LLC · CIK 0001333521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,731,355 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration. F2 · balance_after: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC. F3 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.