Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Limbach Holdings, Inc.LMB · Entity 5430 | 10% owner | December 12, 2016 | December 13, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Limbach Holdings, Inc.
Report date December 12, 2016 · Filed December 13, 2016
Jointly reported with Gellman David S, FdG Capital Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,731,355 |
Reported balance
After 2016-12-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-12-12 · Other · Disposed 12,455 · Balance 1,731,355 F1: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration. F2: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC. F3: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2023-08-19 | IndirectSee Footnote | 525,322 |
Reported balance
After 2016-12-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-12-12 · Other · Disposed 3,779 · Balance 525,322 F1: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration. F2: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC. F3: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. |
| Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2023-08-19 | IndirectSee Footnote | 787,982 |
Reported balance
After 2016-12-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-12-12 · Other · Disposed 5,669 · Balance 787,982 F1: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration. F2: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC. F3: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration.
F2: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC.
F3: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2016 Filed Dec 13, 2016 16:41 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 5,669 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001596771-16-000171 · primary_doc.xml · derivative · entry 3 Gellman David S · CIK 0001333524 · Director · 10% owner FdG HVAC LLC · CIK 0001680150 · 10% owner FdG Capital Partners LLC · CIK 0001333521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 787,982 Underlying: Common Stock · 793,651 shares Expires 2023-08-19 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration. F2 · balance_after: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC. F3 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 16:41 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherWarrant to Purchase Common Stock · Derivative | 3,779 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001596771-16-000171 · primary_doc.xml · derivative · entry 2 Gellman David S · CIK 0001333524 · Director · 10% owner FdG HVAC LLC · CIK 0001680150 · 10% owner FdG Capital Partners LLC · CIK 0001333521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 525,322 Underlying: Common Stock · 529,101 shares Expires 2023-08-19 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration. F2 · balance_after: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC. F3 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 16:41 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | OtherCommon Stock | 12,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001596771-16-000171 · primary_doc.xml · nonDerivative · entry 1 Gellman David S · CIK 0001333524 · Director · 10% owner FdG HVAC LLC · CIK 0001680150 · 10% owner FdG Capital Partners LLC · CIK 0001333521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,731,355 F1 · kind: The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG HVAC LLC to its members without consideration. F2 · balance_after: Represents securities received as pro rata distributions by FdG Capital Partners LLC as a member of FdG HVAC LLC. In prior reports, the securities were reported as directly held by FdG HVAC LLC. F3 · ownership.nature: The securities are held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of the managing member of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.