Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Limbach Holdings, Inc.LMBH · Entity 5430 | Director · 10% owner · See Remarks | July 21, 2014 | October 05, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Limbach Holdings, Inc.
Report date July 21, 2014 · Filed October 05, 2016 · Amendment
Jointly reported with 1347 Investors LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,348,000 |
Last balance in matching sequence
After 2014-07-23 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2014-07-21 · Purchase · Acquired 180,000 · Balance 1,330,000 F1: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F8: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. Row 2 · 2014-07-23 · Purchase · Acquired 18,000 · Balance 1,348,000 F1: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F8: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. |
| Private RightsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 180,000 |
Reported balance
After 2014-07-21 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2014-07-21 · Purchase · Acquired 180,000 · Balance 180,000 F1: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F2: The reported securities represent the right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer. F3: The Issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the Issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the Issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. In the event that the Issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless. F8: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. |
| Private RightsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 198,000 |
Reported balance
After 2014-07-23 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2014-07-23 · Purchase · Acquired 18,000 · Balance 198,000 F1: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F2: The reported securities represent the right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer. F3: The Issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the Issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the Issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. In the event that the Issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless. F8: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. |
| Private WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 180,000 |
Reported balance
After 2014-07-21 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2014-07-21 · Purchase · Acquired 180,000 · Balance 180,000 F1: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F4: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the Issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the Issuer and Continental Stock Transfer & Trust Company). F5: The reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation. F8: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. |
| Private WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 198,000 |
Reported balance
After 2014-07-23 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2014-07-23 · Purchase · Acquired 18,000 · Balance 198,000 F1: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F4: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the Issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the Issuer and Continental Stock Transfer & Trust Company). F5: The reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation. F8: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. |
| $15 Exercise Price Sponsor WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 | Direct | 600,000 |
Reported balance
After 2014-07-21 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2014-07-21 · Purchase · Acquired 600,000 · Balance 600,000 F6: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available. F7: The reported securities expire seven years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation. F8: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock.
F2: The reported securities represent the right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer.
F3: The Issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the Issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the Issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. In the event that the Issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless.
F4: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the Issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the Issuer and Continental Stock Transfer & Trust Company).
F5: The reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.
F6: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available.
F7: The reported securities expire seven years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.
F8: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2014 Filed Oct 5, 2016 21:48 UTC Amendment | Limbach Holdings, Inc. LMBH · Entity 5430 | PurchasePrivate Warrants · Derivative | 18,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001144204-16-127109 · v450133_4a.xml · derivative · entry 7 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks 1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,000 Underlying: Common Stock · 9,000 shares Expires not disclosed F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F4 · derivative.exercise_date: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the Issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the Issuer and Continental Stock Transfer & Trust Company). F5 · derivative.expiration_date: The reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation. F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. Read SEC document |
| July 23, 2014 Filed Oct 5, 2016 21:48 UTC Amendment | Limbach Holdings, Inc. LMBH · Entity 5430 | PurchasePrivate Rights · Derivative | 18,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001144204-16-127109 · v450133_4a.xml · derivative · entry 6 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks 1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,000 Underlying: Common Stock · 1,800 shares Expires not disclosed F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F2 · derivative.exercise_date: The reported securities represent the right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer. F3 · derivative.expiration_date: The Issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the Issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the Issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. In the event that the Issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless. F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. Read SEC document |
| July 23, 2014 Filed Oct 5, 2016 21:48 UTC Amendment | Limbach Holdings, Inc. LMBH · Entity 5430 | PurchaseCommon Stock | 18,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-127109 · v450133_4a.xml · nonDerivative · entry 2 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks 1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,348,000 F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. Read SEC document |
| July 21, 2014 Filed Oct 5, 2016 21:48 UTC Amendment | Limbach Holdings, Inc. LMBH · Entity 5430 | Purchase$15 Exercise Price Sponsor Warrants · Derivative | 600,000 | $0.50 Strike: $15.00 | $300,000.00 |
DisclosureSEC source: 0001144204-16-127109 · v450133_4a.xml · derivative · entry 5 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks 1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires not disclosed F6 · derivative.exercise_date: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available. F7 · derivative.expiration_date: The reported securities expire seven years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation. F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. Read SEC document |
| July 21, 2014 Filed Oct 5, 2016 21:48 UTC Amendment | Limbach Holdings, Inc. LMBH · Entity 5430 | PurchasePrivate Warrants · Derivative | 180,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001144204-16-127109 · v450133_4a.xml · derivative · entry 4 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks 1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 90,000 shares Expires not disclosed F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F4 · derivative.exercise_date: The reported securities will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the Issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the Issuer and Continental Stock Transfer & Trust Company). F5 · derivative.expiration_date: The reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation. F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. Read SEC document |
| July 21, 2014 Filed Oct 5, 2016 21:48 UTC Amendment | Limbach Holdings, Inc. LMBH · Entity 5430 | PurchasePrivate Rights · Derivative | 180,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001144204-16-127109 · v450133_4a.xml · derivative · entry 3 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks 1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 18,000 shares Expires not disclosed F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F2 · derivative.exercise_date: The reported securities represent the right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer. F3 · derivative.expiration_date: The Issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the Issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the Issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. In the event that the Issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless. F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. Read SEC document |
| July 21, 2014 Filed Oct 5, 2016 21:48 UTC Amendment | Limbach Holdings, Inc. LMBH · Entity 5430 | PurchaseCommon Stock | 180,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-127109 · v450133_4a.xml · nonDerivative · entry 1 1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks 1347 Capital LLC · CIK 0001612412 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330,000 F1 · price: The reported securities are included in Private Units purchased from the Issuer in a private placement. The Private Units were purchased at a price of $10.00 per Private Unit. Each Private Unit consists of one share of the Issuer's common stock, one right to receive one-tenth (1/10) of a share of the Issuer's common stock automatically on the consummation of an initial business combination by the Issuer, and one warrant to purchase one-half of one share of the Issuer's common stock. F8 · ownership.direct: The reported securities are held directly by 1347 Investors LLC and indirectly by 1347 Capital LLC, which is the manager of 1347 Investors LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.