Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Limbach Holdings, Inc.LMB · Entity 5430 | See Remarks | August 21, 2019 | December 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Limbach Holdings, Inc.
Report date August 21, 2019 · Filed December 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,896 |
Reported balance
After 2019-08-21 transaction · row 1
1 source rowRow 1 · 2019-08-21 · Sale · Disposed 2,244 · Balance 10,896 F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units on August 1, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units on August 1, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2019 Filed Dec 10, 2019 21:16 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | SaleCommon Stock | 2,244 | $4.75 | $10,659.00 |
DisclosureSEC source: 0001104659-19-071435 · tm1924830d4_4.xml · nonDerivative · entry 1 Jordan John T. Jr. · CIK 0001679802 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,896 F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units on August 1, 2019. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:15 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 4,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-037646 · tv526487_4.xml · derivative · entry 2 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,834 Underlying: Common Stock · 4,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F2 · derivative.exercise_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal. F2 · derivative.expiration_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:15 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 4,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-037646 · tv526487_4.xml · nonDerivative · entry 1 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 02:34 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-011767 · tv515302_4.xml · derivative · entry 1 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date. F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date. Read SEC document |
| January 08, 2019 Filed Jan 11, 2019 01:06 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | SaleCommon Stock | 746 | $4.55 | $3,394.30 |
DisclosureSEC source: 0001144204-19-001386 · tv510906_4a.xml · nonDerivative · entry 1 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,974 F1 · date: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were immediately sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement occurred on January 1, 2019 at a weighted average price of $3.68. F2 · kind: Represents shares sold to cover withholding taxes due upon the settlement of RSUs that vested on January 1, 2019. F1 · shares: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were immediately sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement occurred on January 1, 2019 at a weighted average price of $3.68. F1 · price: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were immediately sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement occurred on January 1, 2019 at a weighted average price of $3.68. F1 · balance_after: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were immediately sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement occurred on January 1, 2019 at a weighted average price of $3.68. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:00 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 666 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000427 · tv510342_form4.xml · derivative · entry 5 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued employment through the applicable vesting date. F3 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued employment through the applicable vesting date. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:00 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000427 · tv510342_form4.xml · derivative · entry 4 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,666 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F2 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date. F2 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:00 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | SaleCommon Stock | 995 | $3.68 | $3,661.60 |
DisclosureSEC source: 0001144204-19-000427 · tv510342_form4.xml · nonDerivative · entry 3 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F4 · kind: Represents shares sold to cover withholding taxes due on vesting of the RSUs. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:00 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-000427 · tv510342_form4.xml · nonDerivative · entry 2 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:00 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-000427 · tv510342_form4.xml · nonDerivative · entry 1 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:04 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 4,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-041998 · tv500178_4.xml · derivative · entry 3 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666 Underlying: Common Stock · 4,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F2 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal. F2 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:04 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | SaleCommon Stock | 1,321 | $11.17 | $14,755.57 |
DisclosureSEC source: 0001144204-18-041998 · tv500178_4.xml · nonDerivative · entry 2 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,054 F3 · kind: Represents shares sold to cover withholding taxes due on vesting of the RSUs. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 01:04 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 4,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-041998 · tv500178_4.xml · nonDerivative · entry 1 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Read SEC document |
| April 13, 2018 Filed Sep 21, 2018 22:34 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-050425 · tv496107_form4.xml · derivative · entry 1 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F2 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. F2 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| March 01, 2018 Filed Jun 1, 2018 22:54 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Tax withholdingCommon Stock | 708 | $11.84 | $8,382.72 |
DisclosureSEC source: 0001144204-18-032500 · tv495735_form4.xml · nonDerivative · entry 2 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,208 F3 · kind: Shares withheld by the Company to satisfy minimum tax withholding requirements. Read SEC document |
| January 01, 2018 Filed Jun 1, 2018 22:54 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-032500 · tv495735_form4.xml · derivative · entry 3 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date. F4 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date. Read SEC document |
| January 01, 2018 Filed Jun 1, 2018 22:54 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-032500 · tv495735_form4.xml · nonDerivative · entry 1 Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F2 · balance_after: The reporting person initially filed a Form 4 on September 1, 2017 (the "Initial Form 4") reporting the award of 25,000 RSUs granted on 08/30/2017. Fifty percent (50%) of this RSU award was granted subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining fifty percent (50%) of the award is subject to performance-based vesting conditions disclosed in the Initial Form 4. The Initial Form 4 inadvertently omitted 2,816 shares of common stock from Table I, which is related to the portion of the RSUs that vested on August 30, 2017, net of shares forfeited for withholding. This Form 4 correctly includes those 2,816 shares in Box 5 to Table I of this filing, in addition to the vesting of the RSUs disclosed in Line 1 to Table I. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.