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Nasdaq · USD

LIVN

LivaNova PLC

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Tapewire entity
507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2017 Filed Nov 9, 2017 20:42 UTC Tax withholdingCommon Stock 5,609 $81.76 $458,591.84
Disclosure

SEC source: 0001639691-17-000098 · wf-form4_151026011533942.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,136

F1 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the November 4, 2017 vesting of 16,745 restricted stock units (RSUs).

Read SEC document
November 04, 2017 Filed Nov 9, 2017 20:42 UTC GrantCommon Stock 16,745 $81.76 $1,369,071.20
Disclosure

SEC source: 0001639691-17-000098 · wf-form4_151026011533942.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,745

Read SEC document
October 16, 2017 Filed Oct 17, 2017 17:23 UTC SaleCommon Stock 1,000 $74.58 $74,583.80
Disclosure

SEC source: 0001639691-17-000090 · wf-form4_150827540806830.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.

F2 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $74.44 to $74.96. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 13:44 UTC SaleCommon Stock 1,000 $68.55 $68,552.00
Disclosure

SEC source: 0001639691-17-000089 · wf-form4_150584305160886.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.

F2 · price: Represents weighted average selling price. Securities sold through approximately 6 separate sales on the transaction date at prices ranging from $68.55 to $68.56. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 09:24 UTC SaleCommon Stock 1,000 $60.76 $60,756.00
Disclosure

SEC source: 0001639691-17-000088 · wf-form4_150297627494024.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.

F2 · price: Represents weighted average selling price. Securities sold through approximately four (4) separate sales on the transaction date at prices ranging from $60.75 to $60.78. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:50 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 605 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000074 · wf-form4_150223619284494.xml · derivative · entry 3

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,788

Underlying: Common Stock · 605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value.

F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of August 5, 2016.

F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of August 5, 2016.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:50 UTC
Manko Douglas JohnChief Accounting Officer
Tax withholdingCommon Stock 165 $60.41 $9,967.65
Disclosure

SEC source: 0001639691-17-000074 · wf-form4_150223619284494.xml · nonDerivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 605 RSUs.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:50 UTC
Manko Douglas JohnChief Accounting Officer
Exercise / conversionCommon Stock 605 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000074 · wf-form4_150223619284494.xml · nonDerivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:58 UTC Exercise / conversionRestricted Stock Units · Derivative 5,198 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000078 · wf-form4_150223667997823.xml · derivative · entry 4

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:58 UTC Tax withholdingCommon Stock 2,339 $60.41 $141,298.99
Disclosure

SEC source: 0001639691-17-000078 · wf-form4_150223667997823.xml · nonDerivative · entry 2

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,296

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 5,198 RSUs.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:58 UTC Exercise / conversionCommon Stock 5,198 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000078 · wf-form4_150223667997823.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:54 UTC Exercise / conversionRestricted Stock Units · Derivative 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000076 · wf-form4_150223643982231.xml · derivative · entry 3

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value.

F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:54 UTC Tax withholdingCommon Stock 1,497 $60.41 $90,433.77
Disclosure

SEC source: 0001639691-17-000076 · wf-form4_150223643982231.xml · nonDerivative · entry 2

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,830

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:54 UTC Exercise / conversionCommon Stock 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000076 · wf-form4_150223643982231.xml · nonDerivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 23:52 UTC Exercise / conversionRestricted Stock Units · Derivative 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000075 · wf-form4_150223632299871.xml · derivative · entry 3

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary share of LivaNova PLC (the "Company"), GBP 1.00 par value.

F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 23:52 UTC Tax withholdingCommon Stock 1,497 $60.41 $90,433.77
Disclosure

SEC source: 0001639691-17-000075 · wf-form4_150223632299871.xml · nonDerivative · entry 2

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,850

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 23:52 UTC Exercise / conversionCommon Stock 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000075 · wf-form4_150223632299871.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary share of LivaNova PLC (the "Company"), GBP 1.00 par value.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:55 UTC Exercise / conversionRestricted Stock Units · Derivative 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000077 · wf-form4_150223653764797.xml · derivative · entry 3

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:55 UTC Tax withholdingCommon Stock 1,497 $60.41 $90,433.77
Disclosure

SEC source: 0001639691-17-000077 · wf-form4_150223653764797.xml · nonDerivative · entry 2

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,095

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 19:55 UTC Exercise / conversionCommon Stock 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000077 · wf-form4_150223653764797.xml · nonDerivative · entry 1

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 23:46 UTC Exercise / conversionRestricted Stock Units · Derivative 2,687 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000072 · wf-form4_150223597977558.xml · derivative · entry 3

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 23:46 UTC Tax withholdingCommon Stock 1,209 $60.41 $73,035.69
Disclosure

SEC source: 0001639691-17-000072 · wf-form4_150223597977558.xml · nonDerivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 2,687 RSUs.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 23:46 UTC Exercise / conversionCommon Stock 2,687 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000072 · wf-form4_150223597977558.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
August 05, 2017 Filed Aug 9, 2017 00:02 UTC Exercise / conversionRestricted Stock Units · Derivative 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000080 · wf-form4_150223692230322.xml · derivative · entry 3

Gianotti Stefano · CIK 0001655983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value.

F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

Read SEC document
August 05, 2017 Filed Aug 9, 2017 00:02 UTC Tax withholdingCommon Stock 1,497 $60.41 $90,433.77
Disclosure

SEC source: 0001639691-17-000080 · wf-form4_150223692230322.xml · nonDerivative · entry 2

Gianotti Stefano · CIK 0001655983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs.

Read SEC document
August 05, 2017 Filed Aug 9, 2017 00:02 UTC Exercise / conversionCommon Stock 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000080 · wf-form4_150223692230322.xml · nonDerivative · entry 1

Gianotti Stefano · CIK 0001655983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value.

Read SEC document
August 05, 2017 Filed Aug 9, 2017 00:00 UTC Exercise / conversionRestricted Stock Units · Derivative 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000079 · wf-form4_150223679449921.xml · derivative · entry 3

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00, par value.

F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

Read SEC document
August 05, 2017 Filed Aug 9, 2017 00:00 UTC Tax withholdingCommon Stock 1,563 $60.41 $94,420.83
Disclosure

SEC source: 0001639691-17-000079 · wf-form4_150223679449921.xml · nonDerivative · entry 2

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,764

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs.

Read SEC document
August 05, 2017 Filed Aug 9, 2017 00:00 UTC Exercise / conversionCommon Stock 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000079 · wf-form4_150223679449921.xml · nonDerivative · entry 1

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00, par value.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 23:48 UTC Exercise / conversionRestricted Stock Units · Derivative 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000073 · wf-form4_150223610095265.xml · derivative · entry 3

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 23:48 UTC Tax withholdingCommon Stock 1,497 $60.41 $90,433.77
Disclosure

SEC source: 0001639691-17-000073 · wf-form4_150223610095265.xml · nonDerivative · entry 2

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs.

Read SEC document
August 05, 2017 Filed Aug 8, 2017 23:48 UTC Exercise / conversionCommon Stock 3,327 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000073 · wf-form4_150223610095265.xml · nonDerivative · entry 1

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 12:10 UTC SaleCommon Stock 1,000 $61.55 $61,551.00
Disclosure

SEC source: 0001639691-17-000069 · wf-form4_150039422720516.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,437

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.

F2 · price: Represents weighted average selling price. Securities sold through approximately four separate sales on the transaction date at prices ranging from $61.55 to $61.90. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:07 UTC SaleCommon Stock 1,000 $60.80 $60,804.00
Disclosure

SEC source: 0001639691-17-000062 · wf-form4_149763281916043.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,437

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.

F2 · price: Represents weighted average selling price. Securities sold through approximately six separate sales on the transaction date at prices ranging from $60.80 to $60.81. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 23, 2017 Filed May 24, 2017 21:13 UTC
Huston Thad AllenChief Financial Officer
GrantRestricted Stock Units · Derivative 39,627 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000055 · wf-form4_149566041929627.xml · derivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,140

Underlying: Ordinary Shares · 39,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 23, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 23, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

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May 23, 2017 Filed May 24, 2017 21:12 UTC PurchaseCommon Stock 1,000 $58.58 $58,580.60
Disclosure

SEC source: 0001639691-17-000054 · wf-form4_149566030607690.xml · nonDerivative · entry 1

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: Represents weighted average purchase price. Securities were bought through approximately 7 separate purchases on the transaction date at prices ranging from $58.51 to $58.61. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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May 22, 2017 Filed May 23, 2017 21:43 UTC SaleCommon Stock 1,000 $58.49 $58,486.80
Disclosure

SEC source: 0001639691-17-000053 · wf-form4_149557580606507.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,020

F1 · price: Represents weighted average selling price. Securities sold through approximately two (2) separate sales on the transaction date at prices ranging from $58.4861 to $58.49. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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May 20, 2017 Filed May 23, 2017 21:40 UTC
Huston Thad AllenChief Financial Officer
GrantRestricted Stock Units · Derivative 19,135 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000052 · wf-form4_149557563282435.xml · derivative · entry 2

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,513

Underlying: Ordinary Shares · 19,135 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of first three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of first three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

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May 20, 2017 Filed May 23, 2017 21:40 UTC
Huston Thad AllenChief Financial Officer
GrantRestricted Stock Units · Derivative 6,378 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000052 · wf-form4_149557563282435.xml · derivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,378

Underlying: Ordinary Shares · 6,378 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 20, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 20, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

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May 15, 2017 Filed May 17, 2017 16:02 UTC SaleCommon Stock 1,000 $57.06 $57,055.50
Disclosure

SEC source: 0001639691-17-000050 · wf-form4_149505135132654.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,437

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.

F2 · price: Represents weighted average selling price. Securities were sold through approximately 15 separate sales on the transaction date at prices ranging from $56.91 to $57.29. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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May 05, 2017 Filed May 9, 2017 22:41 UTC GrantRestricted Stock Units · Derivative 53,409 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000041 · wf-form4_149436964914119.xml · derivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,409

Underlying: Ordinary Shares · 53,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan.

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

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May 05, 2017 Filed May 9, 2017 22:41 UTC GrantRestricted Stock Units · Derivative 17,803 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000041 · wf-form4_149436964914119.xml · derivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,803

Underlying: Ordinary Shares · 17,803 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

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May 05, 2017 Filed May 9, 2017 17:58 UTC
Manko Douglas JohnChief Accounting Officer
GrantStock Appreciation Rights · Derivative 10,439 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000038 · wf-form4_149436711687155.xml · derivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,439

Underlying: Ordinary Shares · 10,439 shares

Expires not disclosed

F4 · derivative.exercise_price: $56.17 Conversion or Exercise Price of Derivative Security

F5 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of May 5, 2017. Payment of such amount shall be in cash, Ordinary Shares (based on their fair market value as of the date the SAR is exercised) or a combination of both, as determined by the Plan Administrator.

F5 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of May 5, 2017. Payment of such amount shall be in cash, Ordinary Shares (based on their fair market value as of the date the SAR is exercised) or a combination of both, as determined by the Plan Administrator.

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May 05, 2017 Filed May 9, 2017 17:58 UTC
Manko Douglas JohnChief Accounting Officer
GrantRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000038 · wf-form4_149436711687155.xml · derivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975

Underlying: Ordinary Shares · 2,975 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net income, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net income target (Target Net Income), at which 50% of the RSUs become eligible for vesting. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Income. The number of RSUs eligible for vesting ranges from 0 to 175% of the number in column 5, on overachievement of 125% of Target Net Income.

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net sales, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net sales target (Target Net Sales), at which 50% of the RSUs become eligible for vesting. The number of RSUs eligible for vesting ranges from 0 to 175%, on overachievement of 125% of Target Net Sales. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Sales.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net income, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net income target (Target Net Income), at which 50% of the RSUs become eligible for vesting. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Income. The number of RSUs eligible for vesting ranges from 0 to 175% of the number in column 5, on overachievement of 125% of Target Net Income.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net sales, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net sales target (Target Net Sales), at which 50% of the RSUs become eligible for vesting. The number of RSUs eligible for vesting ranges from 0 to 175%, on overachievement of 125% of Target Net Sales. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Sales.

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May 05, 2017 Filed May 9, 2017 18:03 UTC
WISE DAVID SChief Administrative Officer
GrantRestricted Stock Units · Derivative 10,515 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000039 · wf-form4_149436738303587.xml · derivative · entry 2

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,515

Underlying: Ordinary Shares · 10,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of first the three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of first the three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

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May 05, 2017 Filed May 9, 2017 18:03 UTC
WISE DAVID SChief Administrative Officer
GrantRestricted Stock Units · Derivative 3,505 $0.00 $0.00
Disclosure

SEC source: 0001639691-17-000039 · wf-form4_149436738303587.xml · derivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,505

Underlying: Ordinary Shares · 3,505 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan.

F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan.

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May 05, 2017 Filed May 9, 2017 15:00 UTC SaleCommon Stock 3,215 $55.89 $179,672.85
Disclosure

SEC source: 0001639691-17-000036 · wf-form4_149435644123460.xml · nonDerivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $55.67 to $56.28. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 17, 2017 Filed Apr 19, 2017 17:05 UTC SaleCommon Stock 1,000 $51.32 $51,315.90
Disclosure

SEC source: 0001639691-17-000022 · wf-form4_149263593652152.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,437

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.

F2 · price: Represents weighted average selling price. Securities were sold through approximately 17 separate sales on the transaction date at prices ranging from $50.68 to $51.53. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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March 15, 2017 Filed Mar 16, 2017 12:02 UTC SaleCommon Stock 1,000 $50.21 $50,205.00
Disclosure

SEC source: 0001140361-17-012243 · doc1.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,437

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.

F2 · price: Represents weighted average selling price. Securities were sold through approximately 8 separate sales on the transaction date at prices ranging from $50.18 to $50.43. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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March 11, 2017 Filed Mar 14, 2017 12:04 UTC
WISE DAVID SSR VP & Chief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 5,209 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-011863 · doc1.xml · derivative · entry 3

WISE DAVID S · CIK 0001263257 · SR VP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,832

Underlying: Ordinary Shares · 5,209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LivaNova PLC's ("Company") ordinary shares, ?1.00 par value.

F2 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.