Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2017 Filed Nov 9, 2017 20:42 UTC | Tax withholdingCommon Stock | 5,609 | $81.76 | $458,591.84 |
DisclosureSEC source: 0001639691-17-000098 · wf-form4_151026011533942.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,136 F1 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the November 4, 2017 vesting of 16,745 restricted stock units (RSUs). Read SEC document |
|
| November 04, 2017 Filed Nov 9, 2017 20:42 UTC | GrantCommon Stock | 16,745 | $81.76 | $1,369,071.20 |
DisclosureSEC source: 0001639691-17-000098 · wf-form4_151026011533942.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,745 Read SEC document |
|
| October 16, 2017 Filed Oct 17, 2017 17:23 UTC |
Moore Daniel JeffreyDirector
|
SaleCommon Stock | 1,000 | $74.58 | $74,583.80 |
DisclosureSEC source: 0001639691-17-000090 · wf-form4_150827540806830.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $74.44 to $74.96. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 13:44 UTC |
Moore Daniel JeffreyDirector
|
SaleCommon Stock | 1,000 | $68.55 | $68,552.00 |
DisclosureSEC source: 0001639691-17-000089 · wf-form4_150584305160886.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities sold through approximately 6 separate sales on the transaction date at prices ranging from $68.55 to $68.56. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 09:24 UTC |
Moore Daniel JeffreyDirector
|
SaleCommon Stock | 1,000 | $60.76 | $60,756.00 |
DisclosureSEC source: 0001639691-17-000088 · wf-form4_150297627494024.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,296 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities sold through approximately four (4) separate sales on the transaction date at prices ranging from $60.75 to $60.78. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:50 UTC |
Manko Douglas JohnChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000074 · wf-form4_150223619284494.xml · derivative · entry 3 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,788 Underlying: Common Stock · 605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of August 5, 2016. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of August 5, 2016. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:50 UTC |
Manko Douglas JohnChief Accounting Officer
|
Tax withholdingCommon Stock | 165 | $60.41 | $9,967.65 |
DisclosureSEC source: 0001639691-17-000074 · wf-form4_150223619284494.xml · nonDerivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 605 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:50 UTC |
Manko Douglas JohnChief Accounting Officer
|
Exercise / conversionCommon Stock | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000074 · wf-form4_150223619284494.xml · nonDerivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:58 UTC |
Moore Daniel JeffreyDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000078 · wf-form4_150223667997823.xml · derivative · entry 4 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:58 UTC |
Moore Daniel JeffreyDirector
|
Tax withholdingCommon Stock | 2,339 | $60.41 | $141,298.99 |
DisclosureSEC source: 0001639691-17-000078 · wf-form4_150223667997823.xml · nonDerivative · entry 2 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,296 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 5,198 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:58 UTC |
Moore Daniel JeffreyDirector
|
Exercise / conversionCommon Stock | 5,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000078 · wf-form4_150223667997823.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:54 UTC |
MORRISON HUGH MDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000076 · wf-form4_150223643982231.xml · derivative · entry 3 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:54 UTC |
MORRISON HUGH MDirector
|
Tax withholdingCommon Stock | 1,497 | $60.41 | $90,433.77 |
DisclosureSEC source: 0001639691-17-000076 · wf-form4_150223643982231.xml · nonDerivative · entry 2 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,830 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:54 UTC |
MORRISON HUGH MDirector
|
Exercise / conversionCommon Stock | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000076 · wf-form4_150223643982231.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 23:52 UTC |
Novak Alfred JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000075 · wf-form4_150223632299871.xml · derivative · entry 3 Novak Alfred J · CIK 0001388862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary share of LivaNova PLC (the "Company"), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 23:52 UTC |
Novak Alfred JDirector
|
Tax withholdingCommon Stock | 1,497 | $60.41 | $90,433.77 |
DisclosureSEC source: 0001639691-17-000075 · wf-form4_150223632299871.xml · nonDerivative · entry 2 Novak Alfred J · CIK 0001388862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,850 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 23:52 UTC |
Novak Alfred JDirector
|
Exercise / conversionCommon Stock | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000075 · wf-form4_150223632299871.xml · nonDerivative · entry 1 Novak Alfred J · CIK 0001388862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary share of LivaNova PLC (the "Company"), GBP 1.00 par value. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:55 UTC |
ROSENTHAL ARTHUR LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000077 · wf-form4_150223653764797.xml · derivative · entry 3 ROSENTHAL ARTHUR L · CIK 0001388872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:55 UTC |
ROSENTHAL ARTHUR LDirector
|
Tax withholdingCommon Stock | 1,497 | $60.41 | $90,433.77 |
DisclosureSEC source: 0001639691-17-000077 · wf-form4_150223653764797.xml · nonDerivative · entry 2 ROSENTHAL ARTHUR L · CIK 0001388872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,095 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 19:55 UTC |
ROSENTHAL ARTHUR LDirector
|
Exercise / conversionCommon Stock | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000077 · wf-form4_150223653764797.xml · nonDerivative · entry 1 ROSENTHAL ARTHUR L · CIK 0001388872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 23:46 UTC |
Saia Andrea LynnDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000072 · wf-form4_150223597977558.xml · derivative · entry 3 Saia Andrea Lynn · CIK 0001552993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 23:46 UTC |
Saia Andrea LynnDirector
|
Tax withholdingCommon Stock | 1,209 | $60.41 | $73,035.69 |
DisclosureSEC source: 0001639691-17-000072 · wf-form4_150223597977558.xml · nonDerivative · entry 2 Saia Andrea Lynn · CIK 0001552993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 2,687 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 23:46 UTC |
Saia Andrea LynnDirector
|
Exercise / conversionCommon Stock | 2,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000072 · wf-form4_150223597977558.xml · nonDerivative · entry 1 Saia Andrea Lynn · CIK 0001552993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| August 05, 2017 Filed Aug 9, 2017 00:02 UTC |
Gianotti StefanoDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000080 · wf-form4_150223692230322.xml · derivative · entry 3 Gianotti Stefano · CIK 0001655983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 9, 2017 00:02 UTC |
Gianotti StefanoDirector
|
Tax withholdingCommon Stock | 1,497 | $60.41 | $90,433.77 |
DisclosureSEC source: 0001639691-17-000080 · wf-form4_150223692230322.xml · nonDerivative · entry 2 Gianotti Stefano · CIK 0001655983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 9, 2017 00:02 UTC |
Gianotti StefanoDirector
|
Exercise / conversionCommon Stock | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000080 · wf-form4_150223692230322.xml · nonDerivative · entry 1 Gianotti Stefano · CIK 0001655983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. Read SEC document |
| August 05, 2017 Filed Aug 9, 2017 00:00 UTC |
O'Kane SharonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000079 · wf-form4_150223679449921.xml · derivative · entry 3 O'Kane Sharon · CIK 0001655980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00, par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 9, 2017 00:00 UTC |
O'Kane SharonDirector
|
Tax withholdingCommon Stock | 1,563 | $60.41 | $94,420.83 |
DisclosureSEC source: 0001639691-17-000079 · wf-form4_150223679449921.xml · nonDerivative · entry 2 O'Kane Sharon · CIK 0001655980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 9, 2017 00:00 UTC |
O'Kane SharonDirector
|
Exercise / conversionCommon Stock | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000079 · wf-form4_150223679449921.xml · nonDerivative · entry 1 O'Kane Sharon · CIK 0001655980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person was granted restricted stock units ("RSUs") settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00, par value. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 23:48 UTC |
Bianchi FrancescoDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000073 · wf-form4_150223610095265.xml · derivative · entry 3 Bianchi Francesco · CIK 0001656080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 23:48 UTC |
Bianchi FrancescoDirector
|
Tax withholdingCommon Stock | 1,497 | $60.41 | $90,433.77 |
DisclosureSEC source: 0001639691-17-000073 · wf-form4_150223610095265.xml · nonDerivative · entry 2 Bianchi Francesco · CIK 0001656080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 8, 2017 23:48 UTC |
Bianchi FrancescoDirector
|
Exercise / conversionCommon Stock | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000073 · wf-form4_150223610095265.xml · nonDerivative · entry 1 Bianchi Francesco · CIK 0001656080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 12:10 UTC |
Moore Daniel JeffreyDirector
|
SaleCommon Stock | 1,000 | $61.55 | $61,551.00 |
DisclosureSEC source: 0001639691-17-000069 · wf-form4_150039422720516.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities sold through approximately four separate sales on the transaction date at prices ranging from $61.55 to $61.90. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 13:07 UTC |
Moore Daniel JeffreyDirector
|
SaleCommon Stock | 1,000 | $60.80 | $60,804.00 |
DisclosureSEC source: 0001639691-17-000062 · wf-form4_149763281916043.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities sold through approximately six separate sales on the transaction date at prices ranging from $60.80 to $60.81. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 23, 2017 Filed May 24, 2017 21:13 UTC |
Huston Thad AllenChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 39,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000055 · wf-form4_149566041929627.xml · derivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,140 Underlying: Ordinary Shares · 39,627 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 23, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 23, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| May 23, 2017 Filed May 24, 2017 21:12 UTC |
O'Kane SharonDirector
|
PurchaseCommon Stock | 1,000 | $58.58 | $58,580.60 |
DisclosureSEC source: 0001639691-17-000054 · wf-form4_149566030607690.xml · nonDerivative · entry 1 O'Kane Sharon · CIK 0001655980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: Represents weighted average purchase price. Securities were bought through approximately 7 separate purchases on the transaction date at prices ranging from $58.51 to $58.61. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 22, 2017 Filed May 23, 2017 21:43 UTC |
Novak Alfred JDirector
|
SaleCommon Stock | 1,000 | $58.49 | $58,486.80 |
DisclosureSEC source: 0001639691-17-000053 · wf-form4_149557580606507.xml · nonDerivative · entry 1 Novak Alfred J · CIK 0001388862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,020 F1 · price: Represents weighted average selling price. Securities sold through approximately two (2) separate sales on the transaction date at prices ranging from $58.4861 to $58.49. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:40 UTC |
Huston Thad AllenChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 19,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000052 · wf-form4_149557563282435.xml · derivative · entry 2 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,513 Underlying: Ordinary Shares · 19,135 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of first three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of first three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:40 UTC |
Huston Thad AllenChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 6,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000052 · wf-form4_149557563282435.xml · derivative · entry 1 Huston Thad Allen · CIK 0001706052 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,378 Underlying: Ordinary Shares · 6,378 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 20, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 20, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:02 UTC |
Moore Daniel JeffreyDirector
|
SaleCommon Stock | 1,000 | $57.06 | $57,055.50 |
DisclosureSEC source: 0001639691-17-000050 · wf-form4_149505135132654.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities were sold through approximately 15 separate sales on the transaction date at prices ranging from $56.91 to $57.29. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:41 UTC | GrantRestricted Stock Units · Derivative | 53,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000041 · wf-form4_149436964914119.xml · derivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,409 Underlying: Ordinary Shares · 53,409 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
|
| May 05, 2017 Filed May 9, 2017 22:41 UTC | GrantRestricted Stock Units · Derivative | 17,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000041 · wf-form4_149436964914119.xml · derivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,803 Underlying: Ordinary Shares · 17,803 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
|
| May 05, 2017 Filed May 9, 2017 17:58 UTC |
Manko Douglas JohnChief Accounting Officer
|
GrantStock Appreciation Rights · Derivative | 10,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000038 · wf-form4_149436711687155.xml · derivative · entry 2 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,439 Underlying: Ordinary Shares · 10,439 shares Expires not disclosed F4 · derivative.exercise_price: $56.17 Conversion or Exercise Price of Derivative Security F5 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of May 5, 2017. Payment of such amount shall be in cash, Ordinary Shares (based on their fair market value as of the date the SAR is exercised) or a combination of both, as determined by the Plan Administrator. F5 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of May 5, 2017. Payment of such amount shall be in cash, Ordinary Shares (based on their fair market value as of the date the SAR is exercised) or a combination of both, as determined by the Plan Administrator. Read SEC document |
| May 05, 2017 Filed May 9, 2017 17:58 UTC |
Manko Douglas JohnChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 2,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000038 · wf-form4_149436711687155.xml · derivative · entry 1 Manko Douglas John · CIK 0001445438 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,975 Underlying: Ordinary Shares · 2,975 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net income, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net income target (Target Net Income), at which 50% of the RSUs become eligible for vesting. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Income. The number of RSUs eligible for vesting ranges from 0 to 175% of the number in column 5, on overachievement of 125% of Target Net Income. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net sales, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net sales target (Target Net Sales), at which 50% of the RSUs become eligible for vesting. The number of RSUs eligible for vesting ranges from 0 to 175%, on overachievement of 125% of Target Net Sales. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Sales. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net income, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net income target (Target Net Income), at which 50% of the RSUs become eligible for vesting. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Income. The number of RSUs eligible for vesting ranges from 0 to 175% of the number in column 5, on overachievement of 125% of Target Net Income. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. Twenty-five percent of the RSUs will vest on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that adjusted net sales, as reported in LivaNova's press release on the Measure Date, is at least 95% of an adjusted net sales target (Target Net Sales), at which 50% of the RSUs become eligible for vesting. The number of RSUs eligible for vesting ranges from 0 to 175%, on overachievement of 125% of Target Net Sales. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Sales. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:03 UTC |
WISE DAVID SChief Administrative Officer
|
GrantRestricted Stock Units · Derivative | 10,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000039 · wf-form4_149436738303587.xml · derivative · entry 2 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,515 Underlying: Ordinary Shares · 10,515 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of first the three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of first the three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:03 UTC |
WISE DAVID SChief Administrative Officer
|
GrantRestricted Stock Units · Derivative | 3,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000039 · wf-form4_149436738303587.xml · derivative · entry 1 WISE DAVID S · CIK 0001263257 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,505 Underlying: Ordinary Shares · 3,505 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan. F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan. Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC |
MORRISON HUGH MDirector
|
SaleCommon Stock | 3,215 | $55.89 | $179,672.85 |
DisclosureSEC source: 0001639691-17-000036 · wf-form4_149435644123460.xml · nonDerivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: Represents weighted average selling price. Securities sold through approximately 15 separate sales on the transaction date at prices ranging from $55.67 to $56.28. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 17:05 UTC |
Moore Daniel JeffreyDirector
|
SaleCommon Stock | 1,000 | $51.32 | $51,315.90 |
DisclosureSEC source: 0001639691-17-000022 · wf-form4_149263593652152.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities were sold through approximately 17 separate sales on the transaction date at prices ranging from $50.68 to $51.53. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 12:02 UTC |
Moore Daniel JeffreyDirector
|
SaleCommon Stock | 1,000 | $50.21 | $50,205.00 |
DisclosureSEC source: 0001140361-17-012243 · doc1.xml · nonDerivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,437 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016. F2 · price: Represents weighted average selling price. Securities were sold through approximately 8 separate sales on the transaction date at prices ranging from $50.18 to $50.43. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 11, 2017 Filed Mar 14, 2017 12:04 UTC |
WISE DAVID SSR VP & Chief Admin Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-011863 · doc1.xml · derivative · entry 3 WISE DAVID S · CIK 0001263257 · SR VP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,832 Underlying: Ordinary Shares · 5,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LivaNova PLC's ("Company") ordinary shares, ?1.00 par value. F2 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.