Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LivaNova PLC
Report date March 23, 2018 · Filed March 27, 2018
Section 16 reporting ended · disclosed 2018-03-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 1,830 |
Ending reported balance
After 2018-03-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-03-23 · Exercise / conversion · Acquired 1,325 · Balance 3,155 F1: Restricted stock units (RSUs) vested on March 23, 2018. The referenced RSUs are being settled in cash based on the closing price of the ordinary shares of LivaNova PLC (the Company) on March 23, 2018. Row 2 · 2018-03-23 · Disposition to issuer · Disposed 1,325 · Balance 1,830 F2: Shares disposed of to the Company to cover applicable taxes and to cash cover the remainder shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-03-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-03-23 · Exercise / conversion · Disposed 1,325 · Balance 0 F3: Each RSU represents a contingent right to receive one ordinary share of the Company or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the Award Agreement (the Agreement). F4: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018, subject to continued service during the vesting period. On March 23, 2018, the Board of Directors of the Company approved an amendment to the Agreement: in the event a non-employee director incurs a termination of service prior to the vesting date, a prorated portion of the RSUs shall immediately vest upon termination of service. Reporting person, a non-employee director, submitted a termination of service effective March 23, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) vested on March 23, 2018. The referenced RSUs are being settled in cash based on the closing price of the ordinary shares of LivaNova PLC (the Company) on March 23, 2018.
F2: Shares disposed of to the Company to cover applicable taxes and to cash cover the remainder shares.
F3: Each RSU represents a contingent right to receive one ordinary share of the Company or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the Award Agreement (the Agreement).
F4: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018, subject to continued service during the vesting period. On March 23, 2018, the Board of Directors of the Company approved an amendment to the Agreement: in the event a non-employee director incurs a termination of service prior to the vesting date, a prorated portion of the RSUs shall immediately vest upon termination of service. Reporting person, a non-employee director, submitted a termination of service effective March 23, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2018 Filed Mar 27, 2018 15:55 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000036 · wf-form4_152216612202625.xml · derivative · entry 3 Gianotti Stefano · CIK 0001655983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the Award Agreement (the Agreement). F4 · derivative.exercise_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018, subject to continued service during the vesting period. On March 23, 2018, the Board of Directors of the Company approved an amendment to the Agreement: in the event a non-employee director incurs a termination of service prior to the vesting date, a prorated portion of the RSUs shall immediately vest upon termination of service. Reporting person, a non-employee director, submitted a termination of service effective March 23, 2018. F4 · derivative.expiration_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018, subject to continued service during the vesting period. On March 23, 2018, the Board of Directors of the Company approved an amendment to the Agreement: in the event a non-employee director incurs a termination of service prior to the vesting date, a prorated portion of the RSUs shall immediately vest upon termination of service. Reporting person, a non-employee director, submitted a termination of service effective March 23, 2018. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 15:55 UTC | LivaNova PLC LIVN · Entity 507 | Disposition to issuerOrdinary Shares | 1,325 | $84.24 | $111,618.00 |
DisclosureSEC source: 0001639691-18-000036 · wf-form4_152216612202625.xml · nonDerivative · entry 2 Gianotti Stefano · CIK 0001655983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830 F2 · shares: Shares disposed of to the Company to cover applicable taxes and to cash cover the remainder shares. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 15:55 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,325 | $84.24 | $111,618.00 |
DisclosureSEC source: 0001639691-18-000036 · wf-form4_152216612202625.xml · nonDerivative · entry 1 Gianotti Stefano · CIK 0001655983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units (RSUs) vested on March 23, 2018. The referenced RSUs are being settled in cash based on the closing price of the ordinary shares of LivaNova PLC (the Company) on March 23, 2018. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:49 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 1,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000104 · wf-form4_151372015674331.xml · derivative · entry 1 Gianotti Stefano · CIK 0001655983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715 Underlying: Common Stock · 1,715 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company) or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.exercise_date: The reporting person was granted RSU's that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.expiration_date: The reporting person was granted RSU's that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| August 05, 2017 Filed Aug 9, 2017 00:02 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000080 · wf-form4_150223692230322.xml · derivative · entry 3 Gianotti Stefano · CIK 0001655983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. F3 · derivative.exercise_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. F3 · derivative.expiration_date: On August 5, 2016, reporting person was granted RSUs that vested and all forfeiture restrictions thereon lapsed on August 5, 2017. Read SEC document |
| August 05, 2017 Filed Aug 9, 2017 00:02 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingCommon Stock | 1,497 | $60.41 | $90,433.77 |
DisclosureSEC source: 0001639691-17-000080 · wf-form4_150223692230322.xml · nonDerivative · entry 2 Gianotti Stefano · CIK 0001655983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 3,327 RSUs. Read SEC document |
| August 05, 2017 Filed Aug 9, 2017 00:02 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionCommon Stock | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000080 · wf-form4_150223692230322.xml · nonDerivative · entry 1 Gianotti Stefano · CIK 0001655983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.