LIVN

SEC source: 0001639691-18-000028 · wf-form4_152149212906727.xml · derivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,551

Underlying: Performance Stock Units · 12,729 shares

Expires not disclosed

F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security.

F5 · derivative.exercise_date: On March 15, 2018, reporting person was granted 12,729 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F5 · derivative.expiration_date: On March 15, 2018, reporting person was granted 12,729 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

SEC source: 0001639691-18-000028 · wf-form4_152149212906727.xml · derivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,739

Underlying: Stock Appreciation Rights · 41,512 shares

Expires not disclosed

F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security.

F4 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018.

F4 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018.

SEC source: 0001639691-18-000028 · wf-form4_152149212906727.xml · derivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,822

Underlying: Restricted Stock Units · 12,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

SEC source: 0001639691-18-000029 · wf-form4_152149218978319.xml · derivative · entry 4

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,427

Underlying: Performance Stock Units · 1,131 shares

Expires not disclosed

F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security.

F6 · derivative.exercise_date: On March 15, 2018, reporting person was granted 1,131 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F6 · derivative.expiration_date: On March 15, 2018, reporting person was granted 1,131 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

SEC source: 0001639691-18-000029 · wf-form4_152149218978319.xml · derivative · entry 3

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,296

Underlying: Performance Stock Units · 1,131 shares

Expires not disclosed

F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security.

F5 · derivative.exercise_date: On March 15, 2018, reporting person was granted 1,131 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F5 · derivative.expiration_date: On March 15, 2018, reporting person was granted 1,131 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

SEC source: 0001639691-18-000029 · wf-form4_152149218978319.xml · derivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,762

Underlying: Ordinary Shares · 3,690 shares

Expires not disclosed

F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security.

F4 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018.

F4 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018.

SEC source: 0001639691-18-000029 · wf-form4_152149218978319.xml · derivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,165

Underlying: Restricted Stock Units · 1,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

SEC source: 0001639691-18-000030 · wf-form4_152149226525742.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017.

F2 · price: Represents weighted average selling price. Securities sold through approximately 11 separate sales on the transaction date at prices ranging from $88.21 to $88.32. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001639691-18-000026 · wf-form4_152149195306625.xml · derivative · entry 5

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,717

Underlying: Performance Stock Units · 2,234 shares

Expires not disclosed

F5 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security.

F9 · derivative.exercise_date: On March 15, 2018, reporting person was granted 2,234 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F9 · derivative.expiration_date: On March 15, 2018, reporting person was granted 2,234 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

SEC source: 0001639691-18-000026 · wf-form4_152149195306625.xml · derivative · entry 4

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,483

Underlying: Performance Stock Units · 2,234 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F8 · derivative.exercise_date: On March 15, 2018, reporting person was granted 2,234 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F8 · derivative.expiration_date: On March 15, 2018, reporting person was granted 2,234 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

SEC source: 0001639691-18-000026 · wf-form4_152149195306625.xml · derivative · entry 3

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,722

Underlying: Stock Appreciation Rights · 7,287 shares

Expires not disclosed

F5 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security.

F6 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018.

F6 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018.

SEC source: 0001639691-18-000026 · wf-form4_152149195306625.xml · derivative · entry 2

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,249

Underlying: Restricted Stock Units · 2,234 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period.

SEC source: 0001639691-18-000026 · wf-form4_152149195306625.xml · nonDerivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,322

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 29, 2017.

F2 · price: Represents weighted average selling price. Securities sold through approximately 13 separate sales on the transaction date at prices ranging from $87.84 to $88.83. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001639691-18-000027 · wf-form4_152149206882978.xml · derivative · entry 4

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,085

Underlying: Performance Stock Units · 4,243 shares

Expires not disclosed

F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security.

F6 · derivative.exercise_date: On March 15, 2018, reporting person was granted 4,243 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F6 · derivative.expiration_date: On March 15, 2018, reporting person was granted 4,243 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

SEC source: 0001639691-18-000027 · wf-form4_152149206882978.xml · derivative · entry 3

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,842

Underlying: Performance Stock Units · 4,243 shares

Expires not disclosed

F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security.

F5 · derivative.exercise_date: On March 15, 2018, reporting person was granted 4,243 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F5 · derivative.expiration_date: On March 15, 2018, reporting person was granted 4,243 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

SEC source: 0001639691-18-000027 · wf-form4_152149206882978.xml · derivative · entry 2

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,837

Underlying: Stock Appreciation Rights · 13,837 shares

Expires not disclosed

F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security.

F4 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018.

F4 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018.

SEC source: 0001639691-18-000027 · wf-form4_152149206882978.xml · derivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,599

Underlying: Restricted Stock Units · 4,243 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018 subject to continued service during the vesting period.

F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018 subject to continued service during the vesting period.

SEC source: 0001639691-18-000022 · wf-form4a_152094942218578.xml · derivative · entry 3

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,015

Underlying: Common Stock · 5,208 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F3 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 20%, each, on March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

SEC source: 0001639691-18-000022 · wf-form4a_152094942218578.xml · nonDerivative · entry 2

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,822

F1 · balance_after: Form 4 amended to correct the number of securities beneficially owned following reported transaction(s). Incorrect number shown on initial Form 4.

SEC source: 0001639691-18-000022 · wf-form4a_152094942218578.xml · nonDerivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Form 4 amended to correct the number of securities beneficially owned following reported transaction(s). Incorrect number shown on initial Form 4.

SEC source: 0001639691-18-000021 · wf-form4_152094815642483.xml · derivative · entry 3

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,015

Underlying: Common Stock · 5,208 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F3 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 20%, each, on March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

SEC source: 0001639691-18-000021 · wf-form4_152094815642483.xml · nonDerivative · entry 2

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,416

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 11, 2018 vesting of 5,208 restricted stock units (RSUs).

SEC source: 0001639691-18-000021 · wf-form4_152094815642483.xml · nonDerivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

SEC source: 0001639691-18-000018 · wf-form4_152028778173597.xml · derivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,093

Underlying: Ordinary Shares · 13,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted 53,409 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted 53,409 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

SEC source: 0001639691-18-000018 · wf-form4_152028778173597.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,016

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 1, 2018 vesting of 13,353 RSUs.

SEC source: 0001639691-18-000018 · wf-form4_152028778173597.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

SEC source: 0001639691-18-000019 · wf-form4_152028812829284.xml · derivative · entry 3

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034

Underlying: Ordinary Shares · 754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted 2,975 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018, provided and to the extent that adjusted net sales, as reported in LivaNova's press release on the February 28, 2018, is at least 95% of an adjusted net income target (Target Net Income), at which 50% of the RSUs become eligible for vesting. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Income. The number of RSUs eligible for vesting is 101.4% of Target Net Income.

F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted 2,975 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018, provided and to the extent that adjusted net sales, as reported in LivaNova's press release on the February 28, 2018, is at least 95% of an adjusted net income target (Target Net Income), at which 50% of the RSUs become eligible for vesting. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the Target Net Income. The number of RSUs eligible for vesting is 101.4% of Target Net Income.

SEC source: 0001639691-18-000019 · wf-form4_152028812829284.xml · nonDerivative · entry 2

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 1, 2018 vesting of 754 RSUs.

SEC source: 0001639691-18-000019 · wf-form4_152028812829284.xml · nonDerivative · entry 1

Manko Douglas John · CIK 0001445438 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

SEC source: 0001639691-18-000020 · wf-form4_152029241580402.xml · derivative · entry 3

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,223

Underlying: Ordinary Shares · 2,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted 10,515 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted 10,515 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

SEC source: 0001639691-18-000020 · wf-form4_152029241580402.xml · nonDerivative · entry 2

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,840

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 1, 2018 vesting of 2,629 RSUs.

SEC source: 0001639691-18-000020 · wf-form4_152029241580402.xml · nonDerivative · entry 1

WISE DAVID S · CIK 0001263257 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

SEC source: 0001639691-18-000017 · wf-form4_152028759504190.xml · derivative · entry 3

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,356

Underlying: Ordinary Shares · 4,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan).

F4 · derivative.exercise_date: On May 20, 2017, reporting person was granted 19, 135 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

F4 · derivative.expiration_date: On May 20, 2017, reporting person was granted 19, 135 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price.

SEC source: 0001639691-18-000017 · wf-form4_152028759504190.xml · nonDerivative · entry 2

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,536

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 1, 2018 vesting of 4,784 RSUs.

SEC source: 0001639691-18-000017 · wf-form4_152028759504190.xml · nonDerivative · entry 1

Huston Thad Allen · CIK 0001706052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

SEC source: 0001639691-18-000008 · wf-form4_151881466406788.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017.

F2 · price: Represents weighted average selling price. Securities sold through approximately 8 separate sales on the transaction date at prices ranging from $83.30 to $83.47. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001639691-18-000003 · wf-form4_151623050009540.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017.

F2 · price: Securities sold through approximately 12 separate sales on the transaction date at a price of $82.15. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001639691-17-000103 · wf-form4_151371998516540.xml · derivative · entry 3

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885

Underlying: Common Stock · 2,885 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F3 · derivative.exercise_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F3 · derivative.expiration_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

SEC source: 0001639691-17-000103 · wf-form4_151371998516540.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.

SEC source: 0001639691-17-000107 · wf-form4_151372028276443.xml · derivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715

Underlying: Common Stock · 1,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.exercise_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

SEC source: 0001639691-17-000108 · wf-form4_151372035364852.xml · derivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715

Underlying: Common Stock · 1,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.exercise_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

SEC source: 0001639691-17-000105 · wf-form4_151372020126437.xml · derivative · entry 1

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715

Underlying: Common Stock · 1,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.exercise_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

SEC source: 0001639691-17-000102 · wf-form4_151371994003000.xml · derivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715

Underlying: Common Stock · 1,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.exercise_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

SEC source: 0001639691-17-000109 · wf-form4_151372039922404.xml · derivative · entry 1

Bianchi Francesco · CIK 0001656080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715

Underlying: Common Stock · 1,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.exercise_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

SEC source: 0001639691-17-000106 · wf-form4_151372024059839.xml · derivative · entry 1

O'Kane Sharon · CIK 0001655980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715

Underlying: Common Stock · 1,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.exercise_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

SEC source: 0001639691-17-000104 · wf-form4_151372015674331.xml · derivative · entry 1

Gianotti Stefano · CIK 0001655983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715

Underlying: Common Stock · 1,715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company) or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.exercise_date: The reporting person was granted RSU's that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F2 · derivative.expiration_date: The reporting person was granted RSU's that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

SEC source: 0001639691-17-000101 · wf-form4_151206497307930.xml · nonDerivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

SEC source: 0001639691-17-000100 · wf-form4_151152940978626.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,850

F1 · price: Represents weighted average selling price. Securities sold through approximately 16 separate sales on the transaction date at prices ranging from $85.63 to $85.83. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001639691-17-000099 · wf-form4_151085150871962.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,296

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.

SEC source: 0001639691-17-000098 · wf-form4_151026011533942.xml · derivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,234

Underlying: Ordinary Shares · 16,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F3 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.

F3 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.