Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 3, 2021 19:26 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Exercise / conversionPerformance Stock Units · Derivative | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000019 · wf-form4_161481756675075.xml · derivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F4 · derivative.expiration_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:26 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Tax withholdingOrdinary Shares | 494 | $76.74 | $37,909.56 |
DisclosureSEC source: 0001639691-21-000019 · wf-form4_161481756675075.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,610 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:26 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Exercise / conversionOrdinary Shares | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000019 · wf-form4_161481756675075.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | Exercise / conversionPerformance Stock Units · Derivative | 7,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · derivative · entry 6 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,275 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F8 · derivative.exercise_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F8 · derivative.expiration_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
|
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | Exercise / conversionRestricted Stock Units · Derivative | 13,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · derivative · entry 5 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 13,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021. F5 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
|
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | Tax withholdingOrdinary Shares | 3,420 | $76.74 | $262,450.80 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · nonDerivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,830 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
|
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | Exercise / conversionOrdinary Shares | 7,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · nonDerivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of the Company. Read SEC document |
|
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | Tax withholdingOrdinary Shares | 6,276 | $76.74 | $481,620.24 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,975 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
|
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | Exercise / conversionOrdinary Shares | 13,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
|
| March 01, 2021 Filed Mar 3, 2021 19:30 UTC |
Khoury RoyPresident, International
|
Exercise / conversionPerformance Stock Units · Derivative | 1,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000021 · wf-form4_161481778562612.xml · derivative · entry 6 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,347 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F8 · derivative.exercise_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F8 · derivative.expiration_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:30 UTC |
Khoury RoyPresident, International
|
Exercise / conversionRestricted Stock Units · Derivative | 1,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000021 · wf-form4_161481778562612.xml · derivative · entry 5 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,359 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021. F5 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:30 UTC |
Khoury RoyPresident, International
|
Tax withholdingOrdinary Shares | 634 | $76.74 | $48,653.16 |
DisclosureSEC source: 0001639691-21-000021 · wf-form4_161481778562612.xml · nonDerivative · entry 4 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,695 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:30 UTC |
Khoury RoyPresident, International
|
Exercise / conversionOrdinary Shares | 1,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000021 · wf-form4_161481778562612.xml · nonDerivative · entry 3 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of the Company. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:30 UTC |
Khoury RoyPresident, International
|
Tax withholdingOrdinary Shares | 639 | $76.74 | $49,036.86 |
DisclosureSEC source: 0001639691-21-000021 · wf-form4_161481778562612.xml · nonDerivative · entry 2 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,982 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:30 UTC |
Khoury RoyPresident, International
|
Exercise / conversionOrdinary Shares | 1,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000021 · wf-form4_161481778562612.xml · nonDerivative · entry 1 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Exercise / conversionPerformance Stock Units · Derivative | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · derivative · entry 6 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F8 · derivative.exercise_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F8 · derivative.expiration_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 1,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · derivative · entry 5 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,694 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021. F5 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Tax withholdingOrdinary Shares | 579 | $76.74 | $44,432.46 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · nonDerivative · entry 4 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,580 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Exercise / conversionOrdinary Shares | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · nonDerivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of the Company. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Tax withholdingOrdinary Shares | 768 | $76.74 | $58,936.32 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,882 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC |
Dolci MarcoSVP Global Operations, R&D
|
Exercise / conversionOrdinary Shares | 1,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:16 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
OtherOrdinary Shares | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000001 · wf-form4_160988138088159.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,054 F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person. F2 · shares: Matching Shares acquired under the ESPP whereby LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. One unmatched partnership share from July 2020 ESPP plus the one unmatched partnership share from December 2020 ESPP equals one Matched Share this period, resulting in 13 Matched Shares total. The Matching Shares are subject to a three year restriction on selling such shares. F2 · price: Matching Shares acquired under the ESPP whereby LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. One unmatched partnership share from July 2020 ESPP plus the one unmatched partnership share from December 2020 ESPP equals one Matched Share this period, resulting in 13 Matched Shares total. The Matching Shares are subject to a three year restriction on selling such shares. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:16 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
OtherOrdinary Shares | 25 | $50.19 | $1,254.75 |
DisclosureSEC source: 0001639691-21-000001 · wf-form4_160988138088159.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,041 F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 16:46 UTC |
Khoury RoyPresident, International
|
Exercise / conversionRestricted Stock Units · Derivative | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000131 · wf-form4_160824160338287.xml · derivative · entry 3 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,956 Underlying: Ordinary Shares · 515 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: The reporting person was granted RSUs on December 15, 2017, subject to a four-year vesting schedule, which began on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: The reporting person was granted RSUs on December 15, 2017, subject to a four-year vesting schedule, which began on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 16:46 UTC |
Khoury RoyPresident, International
|
Tax withholdingOrdinary Shares | 243 | $63.84 | $15,513.12 |
DisclosureSEC source: 0001639691-20-000131 · wf-form4_160824160338287.xml · nonDerivative · entry 2 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,262 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 16:46 UTC |
Khoury RoyPresident, International
|
Exercise / conversionOrdinary Shares | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000131 · wf-form4_160824160338287.xml · nonDerivative · entry 1 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:54 UTC |
SCHERMERHORN TODD CDirector
|
GrantRestricted Stock Units · Derivative | 1,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000133 · wf-form4_160824193748304.xml · derivative · entry 1 SCHERMERHORN TODD C · CIK 0001204654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024 Underlying: Ordinary Shares · 1,024 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on the earliest of (i) December 15, 2021, (ii) the date of a change in control or (iii) a termination of service in accordance with the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on the earliest of (i) December 15, 2021, (ii) the date of a change in control or (iii) a termination of service in accordance with the RSU Agreement. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:49 UTC |
Shvartsburg AlexInterim CFO
|
GrantRestricted Stock Units · Derivative | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000132 · wf-form4_160824176480287.xml · derivative · entry 4 Shvartsburg Alex · CIK 0001830830 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,201 Underlying: Ordinary Shares · 2,452 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: The reporting person was granted RSUs on December 15, 2020, subject to a four-year vesting schedule, beginning on December 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · derivative.expiration_date: The reporting person was granted RSUs on December 15, 2020, subject to a four-year vesting schedule, beginning on December 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:49 UTC |
Shvartsburg AlexInterim CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 664 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000132 · wf-form4_160824176480287.xml · derivative · entry 3 Shvartsburg Alex · CIK 0001830830 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,749 Underlying: Ordinary Shares · 664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: The reporting person was granted RSUs on December 15, 2017, subject to a four-year vesting schedule, which began on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: The reporting person was granted RSUs on December 15, 2017, subject to a four-year vesting schedule, which began on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:49 UTC |
Shvartsburg AlexInterim CFO
|
Tax withholdingOrdinary Shares | 313 | $63.84 | $19,981.92 |
DisclosureSEC source: 0001639691-20-000132 · wf-form4_160824176480287.xml · nonDerivative · entry 2 Shvartsburg Alex · CIK 0001830830 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,888 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:49 UTC |
Shvartsburg AlexInterim CFO
|
Exercise / conversionOrdinary Shares | 664 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000132 · wf-form4_160824176480287.xml · nonDerivative · entry 1 Shvartsburg Alex · CIK 0001830830 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:57 UTC | Exercise / conversionRestricted Stock Units · Derivative | 16,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000124 · wf-form4_160470702027048.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,392 Underlying: Ordinary Shares · 16,744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSUs convert into ordinary shares on a one-for-one basis. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of November 4, 2016 subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of November 4, 2016 subject to continued service during the vesting period and the award agreement. Read SEC document |
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| November 04, 2020 Filed Nov 6, 2020 23:57 UTC | Tax withholdingOrdinary Shares | 7,870 | $47.40 | $373,038.00 |
DisclosureSEC source: 0001639691-20-000124 · wf-form4_160470702027048.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,899 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
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| November 04, 2020 Filed Nov 6, 2020 23:57 UTC | Exercise / conversionOrdinary Shares | 16,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000124 · wf-form4_160470702027048.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
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| September 15, 2020 Filed Sep 17, 2020 11:12 UTC |
Skeffington Keyna PidcockGeneral Counsel
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Exercise / conversionRestricted Stock Units · Derivative | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000105 · wf-form4_160035553199613.xml · derivative · entry 3 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,913 Underlying: Ordinary Shares · 300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2019, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2019, subject to continued service during the vesting period and the award agreement. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 11:12 UTC |
Skeffington Keyna PidcockGeneral Counsel
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Tax withholdingOrdinary Shares | 141 | $45.02 | $6,347.82 |
DisclosureSEC source: 0001639691-20-000105 · wf-form4_160035553199613.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,016 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 11:12 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
Exercise / conversionOrdinary Shares | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000105 · wf-form4_160035553199613.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 15:07 UTC |
Hebbelinck TruiChief Human Resources Officer
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Exercise / conversionRestricted Stock Units · Derivative | 440 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000104 · wf-form4_160035521485252.xml · derivative · entry 3 Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,682 Underlying: Ordinary Shares · 440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2019, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2019, subject to continued service during the vesting period and the award agreement. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 15:07 UTC |
Hebbelinck TruiChief Human Resources Officer
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Tax withholdingOrdinary Shares | 207 | $45.02 | $9,319.14 |
DisclosureSEC source: 0001639691-20-000104 · wf-form4_160035521485252.xml · nonDerivative · entry 2 Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 15:07 UTC |
Hebbelinck TruiChief Human Resources Officer
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Exercise / conversionOrdinary Shares | 440 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000104 · wf-form4_160035521485252.xml · nonDerivative · entry 1 Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| August 05, 2020 Filed Aug 10, 2020 07:56 UTC |
Khoury RoyPresident, International
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Exercise / conversionRestricted Stock Units · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000103 · wf-form4_159706060327629.xml · derivative · entry 3 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,471 Underlying: Ordinary Shares · 573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on August 5, 2016, subject to continued service during the vesting period and the RSU Agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on August 5, 2016, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| August 05, 2020 Filed Aug 10, 2020 07:56 UTC |
Khoury RoyPresident, International
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Tax withholdingOrdinary Shares | 270 | $47.38 | $12,792.60 |
DisclosureSEC source: 0001639691-20-000103 · wf-form4_159706060327629.xml · nonDerivative · entry 2 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,990 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| August 05, 2020 Filed Aug 10, 2020 07:56 UTC |
Khoury RoyPresident, International
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Exercise / conversionOrdinary Shares | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000103 · wf-form4_159706060327629.xml · nonDerivative · entry 1 Khoury Roy · CIK 0001680129 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 13:41 UTC |
Skeffington Keyna PidcockGeneral Counsel
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OtherOrdinary Shares | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000089 · wf-form4_159371166853633.xml · nonDerivative · entry 2 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,857 F1 · kind: Shares acquired under the LivaNova Employee Stock Purchase Plan (the "ESPP") from contributions by the reporting person. F2 · price: Matching Shares acquired under the ESPP where LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. The Matching Shares are subject to a three year restriction on selling such shares and three year forfeiture period if the participant ceases to be employed by LivaNova (with certain exclusions under the ESPP). Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 13:41 UTC |
Skeffington Keyna PidcockGeneral Counsel
|
OtherOrdinary Shares | 23 | $48.13 | $1,106.99 |
DisclosureSEC source: 0001639691-20-000089 · wf-form4_159371166853633.xml · nonDerivative · entry 1 Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 F1 · kind: Shares acquired under the LivaNova Employee Stock Purchase Plan (the "ESPP") from contributions by the reporting person. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 16:24 UTC |
Moore Daniel JeffreyDirector
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GrantRestricted Stock Units · Derivative | 3,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000083 · wf-form4_159363506138897.xml · derivative · entry 1 Moore Daniel Jeffrey · CIK 0001400857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,931 Underlying: Ordinary Shares · 3,931 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 20:22 UTC |
KOZY WILLIAM ADirector
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GrantRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000082 · wf-form4_159363487617877.xml · derivative · entry 1 KOZY WILLIAM A · CIK 0001221785 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Ordinary Shares · 2,337 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 16:28 UTC |
MORRISON HUGH MDirector
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GrantRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000084 · wf-form4_159363523115287.xml · derivative · entry 1 MORRISON HUGH M · CIK 0001194337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Ordinary Shares · 2,337 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 20:18 UTC |
Enxing Seng StacyDirector
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GrantRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000081 · wf-form4_159363469181437.xml · derivative · entry 1 Enxing Seng Stacy · CIK 0001329921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Ordinary Shares · 2,337 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 20:33 UTC |
Novak Alfred JDirector
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GrantRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000085 · wf-form4_159363552205140.xml · derivative · entry 1 Novak Alfred J · CIK 0001388862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Ordinary Shares · 2,337 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.