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Nasdaq · USD

LIVN

LivaNova PLC

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507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 4, 2022 01:04 UTC
Dolci MarcoSVP Global Operations, R&D
Exercise / conversionOrdinary Shares 688 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000022 · wf-form4_164635581373149.xml · nonDerivative · entry 1

Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:02 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000021 · wf-form4_164635571056025.xml · derivative · entry 5

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065

Underlying: Ordinary Shares · 700 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,365 PSUs to vest or lapse on March 30, 2024, based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,365 PSUs to vest or lapse on March 30, 2024, based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

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March 01, 2022 Filed Mar 4, 2022 01:02 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 1,365 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000021 · wf-form4_164635571056025.xml · derivative · entry 4

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,730

Underlying: Ordinary Shares · 1,365 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,365 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F6 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,365 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:02 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionPerformance Stock Units · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000021 · wf-form4_164635571056025.xml · derivative · entry 3

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator.

F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:02 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 263 $77.38 $20,350.94
Disclosure

SEC source: 0001639691-22-000021 · wf-form4_164635571056025.xml · nonDerivative · entry 2

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:02 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 559 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000021 · wf-form4_164635571056025.xml · nonDerivative · entry 1

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:51 UTC GrantPerformance Stock Units · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000019 · wf-form4_164635503004037.xml · derivative · entry 2

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581

Underlying: Ordinary Shares · 875 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of LivaNova PLC ("the Company") in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement.

F3 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:51 UTC GrantPerformance Stock Units · Derivative 1,706 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000019 · wf-form4_164635503004037.xml · derivative · entry 1

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412

Underlying: Ordinary Shares · 1,706 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of LivaNova PLC ("the Company") in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F2 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement.

F3 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 16:58 UTC SaleOrdinary Shares 1,000 $80.00 $80,000.00
Disclosure

SEC source: 0001639691-22-000017 · wf-form4_164617190869598.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,630

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:29 UTC SaleOrdinary Shares 1,000 $85.93 $85,934.10
Disclosure

SEC source: 0001639691-22-000002 · wf-form4_164142176131667.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,630

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.

F2 · price: Represents weighted average selling price. Securities sold through 17 separate sales on the transaction date at prices ranging from $85.10 to $87.40. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 17:13 UTC OtherOrdinary Shares 7 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000001 · wf-form4_164133422549005.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,732

F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person.

F2 · price: Matching Shares acquired under the ESPP under which LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. The Matching Shares are subject to a three year restriction on selling such shares and three year forfeiture period if the participant ceases to be employed by LivaNova (with certain exclusions under the ESPP).

Read SEC document
December 31, 2021 Filed Jan 4, 2022 17:13 UTC OtherOrdinary Shares 14 $85.27 $1,193.78
Disclosure

SEC source: 0001639691-22-000001 · wf-form4_164133422549005.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725

F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 1,024 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000119 · wf-form4_163977568384352.xml · derivative · entry 2

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: On December 15, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on December 15, 2021, subject to continued service during the vesting period and the RSU Agreement.

F3 · derivative.expiration_date: On December 15, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on December 15, 2021, subject to continued service during the vesting period and the RSU Agreement.

F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:15 UTC Exercise / conversionOrdinary Shares 1,024 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000119 · wf-form4_163977568384352.xml · nonDerivative · entry 1

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 613 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000120 · wf-form4_163977591198634.xml · derivative · entry 6

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,839

Underlying: Ordinary Shares · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On December 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F6 · derivative.expiration_date: On December 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 663 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000120 · wf-form4_163977591198634.xml · derivative · entry 5

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On December 15, 2017, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On December 15, 2017, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:18 UTC Tax withholdingOrdinary Shares 289 $80.39 $23,232.71
Disclosure

SEC source: 0001639691-21-000120 · wf-form4_163977591198634.xml · nonDerivative · entry 4

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,186

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:18 UTC Exercise / conversionOrdinary Shares 613 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000120 · wf-form4_163977591198634.xml · nonDerivative · entry 3

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:18 UTC Tax withholdingOrdinary Shares 312 $80.39 $25,081.68
Disclosure

SEC source: 0001639691-21-000120 · wf-form4_163977591198634.xml · nonDerivative · entry 2

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,862

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:18 UTC Exercise / conversionOrdinary Shares 663 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000120 · wf-form4_163977591198634.xml · nonDerivative · entry 1

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:02 UTC SaleOrdinary Shares 2,784 $81.50 $226,896.00
Disclosure

SEC source: 0001639691-21-000118 · wf-form4_163960213191474.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,353

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 9, 2021.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 09:13 UTC SaleOrdinary Shares 1,000 $81.73 $81,734.00
Disclosure

SEC source: 0001639691-21-000117 · wf-form4_163854081846640.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,630

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.

F2 · price: Represents weighted average selling price. Securities sold through 14 separate sales on the transaction date at prices ranging from $81.00 to $83.00. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 22:50 UTC SaleOrdinary Shares 2,337 $89.17 $208,397.07
Disclosure

SEC source: 0001639691-21-000113 · wf-form4_163675739365213.xml · nonDerivative · entry 2

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,368

F1 · price: Represents weighted average selling price. Securities sold through 21 separate sales on the transaction date at prices ranging from $88.89 to $89.71. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 22:46 UTC PurchaseOrdinary Shares 1,000 $90.43 $90,428.20
Disclosure

SEC source: 0001639691-21-000112 · wf-form4_163675716417133.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320

F1 · price: Represents weighted average purchase price. Securities were purchased through 19 separate transactions on the transaction date at prices ranging from $90.30 to $90.62. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 22:50 UTC SaleOrdinary Shares 644 $90.77 $58,453.24
Disclosure

SEC source: 0001639691-21-000113 · wf-form4_163675739365213.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,705

Read SEC document
November 03, 2021 Filed Nov 5, 2021 08:45 UTC SaleOrdinary Shares 1,000 $85.25 $85,250.00
Disclosure

SEC source: 0001639691-21-000109 · wf-form4_163611634378392.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,630

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 12:16 UTC SaleOrdinary Shares 1,000 $80.00 $80,000.00
Disclosure

SEC source: 0001639691-21-000100 · wf-form4_163345057071325.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,630

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 08:56 UTC Exercise / conversionRestricted Stock Units · Derivative 301 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000099 · wf-form4_163188339620101.xml · derivative · entry 3

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Ordinary Shares · 301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On September 15, 2018, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 08:56 UTC Tax withholdingOrdinary Shares 142 $84.97 $12,065.74
Disclosure

SEC source: 0001639691-21-000099 · wf-form4_163188339620101.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,711

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 08:56 UTC Exercise / conversionOrdinary Shares 301 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000099 · wf-form4_163188339620101.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 12:53 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000098 · wf-form4_163188322629814.xml · derivative · entry 3

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Ordinary Shares · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On September 15, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On September 15, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

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September 15, 2021 Filed Sep 17, 2021 12:53 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 207 $84.97 $17,588.79
Disclosure

SEC source: 0001639691-21-000098 · wf-form4_163188322629814.xml · nonDerivative · entry 2

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

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September 15, 2021 Filed Sep 17, 2021 12:53 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 440 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000098 · wf-form4_163188322629814.xml · nonDerivative · entry 1

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 11:04 UTC SaleOrdinary Shares 1,000 $82.40 $82,401.50
Disclosure

SEC source: 0001639691-21-000097 · wf-form4_163068147116386.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,630

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.

F2 · price: Represents weighted average selling price. Securities sold through 10 separate sales on the transaction date at prices ranging from $82.04 to $83.00. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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August 02, 2021 Filed Aug 4, 2021 07:52 UTC SaleOrdinary Shares 1,000 $86.39 $86,388.60
Disclosure

SEC source: 0001639691-21-000094 · wf-form4_162807795292057.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,630

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.

F2 · price: Represents weighted average selling price. Securities sold through eight (8) separate sales on the transaction date at prices ranging from $86.1432 to $86.50. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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June 30, 2021 Filed Jul 1, 2021 18:44 UTC OtherOrdinary Shares 9 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000070 · wf-form4_162517945942265.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,552

F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person.

F2 · price: Matching Shares acquired under the ESPP under which LivaNova grants one Ordinary Share for every two Ordinary Shares purchased under the ESPP to participants located in certain countries. The Matching Shares are subject to a three year restriction on selling such shares and three year forfeiture period if the participant ceases to be employed by LivaNova (with certain exclusions under the ESPP).

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June 30, 2021 Filed Jul 1, 2021 18:44 UTC OtherOrdinary Shares 18 $66.21 $1,191.78
Disclosure

SEC source: 0001639691-21-000070 · wf-form4_162517945942265.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,543

F1 · kind: Shares acquired under the LivaNova Employee Share Purchase Plan (the "ESPP") from contributions by the reporting person.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 18:53 UTC Exercise / conversionRestricted Stock Units · Derivative 3,931 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000074 · wf-form4_162518001965200.xml · derivative · entry 3

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F5 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 18:53 UTC SaleOrdinary Shares 1,000 $84.20 $84,200.00
Disclosure

SEC source: 0001639691-21-000074 · wf-form4_162518001965200.xml · nonDerivative · entry 2

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,630

F2 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.

F3 · price: Represents weighted average selling price. Securities sold through nine (9) separate sales on the transaction date at prices ranging from $84.00 to $84.35. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 18:53 UTC Exercise / conversionOrdinary Shares 3,931 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000074 · wf-form4_162518001965200.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:52 UTC Exercise / conversionRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000073 · wf-form4_162517992607281.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F3 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:52 UTC Exercise / conversionOrdinary Shares 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000073 · wf-form4_162517992607281.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 18:57 UTC Exercise / conversionRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000075 · wf-form4_162518019311683.xml · derivative · entry 2

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F3 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 18:57 UTC Exercise / conversionOrdinary Shares 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000075 · wf-form4_162518019311683.xml · nonDerivative · entry 1

MORRISON HUGH M · CIK 0001194337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:50 UTC Exercise / conversionRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000072 · wf-form4_162517980714939.xml · derivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F3 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:50 UTC Exercise / conversionOrdinary Shares 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000072 · wf-form4_162517980714939.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:59 UTC Exercise / conversionRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000076 · wf-form4_162518031067482.xml · derivative · entry 2

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F3 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:59 UTC Exercise / conversionOrdinary Shares 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000076 · wf-form4_162518031067482.xml · nonDerivative · entry 1

Novak Alfred J · CIK 0001388862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 19:03 UTC Exercise / conversionRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000078 · wf-form4_162518056286041.xml · derivative · entry 2

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F3 · derivative.expiration_date: On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.

F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 19:03 UTC Exercise / conversionOrdinary Shares 2,337 $0.00 $0.00
Disclosure

SEC source: 0001639691-21-000078 · wf-form4_162518056286041.xml · nonDerivative · entry 1

ROSENTHAL ARTHUR L · CIK 0001388872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.