Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2018 Filed Apr 19, 2018 21:30 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GrantRestricted Stock Units · Derivative | 36,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-019082 · doc1.xml · derivative · entry 3 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,514 Underlying: Common Stock · 36,514 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F4 · shares: This amendment is being filed to reflect the correct amount of restricted stock units granted. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · balance_after: This amendment is being filed to reflect the correct amount of restricted stock units granted. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:39 UTC |
Dryden L. DysonDirector
|
PurchaseCommon Stock | 10,000 | $9.43 | $94,300.00 |
DisclosureSEC source: 0001140361-18-013045 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,209 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.35 to $9.44, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| March 06, 2018 Filed Sep 28, 2018 20:36 UTC Amendment |
EIN MARKDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $9.25 | $92,547.00 |
DisclosureSEC source: 0001567619-18-003276 · doc1.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,958 F3 · date: Date was corrected to show correct year. F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.24 to $9.30, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:43 UTC |
FAHEY JOHN M JRDirector
|
PurchaseCommon Stock | 20,000 | $9.27 | $185,468.00 |
DisclosureSEC source: 0001140361-18-011989 · doc1.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,958 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.1690 to $9.3500, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings ("Lindblad"), any security holder of Lindblad, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 16:44 UTC |
Hanrahan Daniel JDirector
|
PurchaseCommon Stock | 10,000 | $9.24 | $92,445.00 |
DisclosureSEC source: 0001140361-18-011991 · doc1.xml · nonDerivative · entry 1 Hanrahan Daniel J · CIK 0001319154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,069 Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:00 UTC |
BISNOW MICHAEL ELLIOTTDirector
|
GrantCommon Stock | 5,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012284 · doc1.xml · nonDerivative · entry 1 BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,423 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 22:01 UTC |
EIN MARKDirector · 10% owner
|
PurchaseCommon Stock | 20,000 | $9.27 | $185,378.00 |
DisclosureSEC source: 0001140361-18-012288 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,958 Read SEC document |
| March 02, 2018 Filed Sep 28, 2018 20:36 UTC Amendment |
EIN MARKDirector · 10% owner
|
PurchaseCommon Stock | 20,000 | $9.27 | $185,378.00 |
DisclosureSEC source: 0001567619-18-003276 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,958 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:49 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 238,856 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001140361-18-000484 · doc1.xml · derivative · entry 4 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 238,856 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:49 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 110,844 | $9.79 | $1,085,162.76 |
DisclosureSEC source: 0001140361-18-000484 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,474 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:49 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 238,856 | $1.76 | $420,386.56 |
DisclosureSEC source: 0001140361-18-000484 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 21:29 UTC |
FAHEY JOHN M JRDirector
|
PurchaseCommon Stock | 3,000 | $9.80 | $29,400.00 |
DisclosureSEC source: 0001140361-17-046888 · doc1.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,958 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:50 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 47,772 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001140361-17-041397 · doc1.xml · derivative · entry 4 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,856 Underlying: Common Stock · 47,772 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: A portion of the remaining options are subject to vesting, based on continued employment, on December 31, 2017 (25% of the original amount). Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:50 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 24,602 | $10.63 | $261,519.26 |
DisclosureSEC source: 0001140361-17-041397 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,462 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:50 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 47,772 | $1.76 | $84,078.72 |
DisclosureSEC source: 0001140361-17-041397 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 29, 2017 21:29 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 3,697 | $10.80 | $39,927.60 |
DisclosureSEC source: 0001140361-17-036993 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,303 F1 · kind: Shares withheld by Company to satisfy tax liability as a result of the vesting of restricted stock. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:05 UTC |
BRESSLER BENJAMINPresident of Natural Habitat
|
SaleCommon Stock | 14,931 | $10.77 | $160,791.94 |
DisclosureSEC source: 0001140361-17-033402 · doc1.xml · nonDerivative · entry 1 BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,157 F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.62 to $10.88, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 23, 2017 Filed Aug 23, 2017 21:04 UTC |
BRESSLER BENJAMINPresident of Natural Habitat
|
SaleCommon Stock | 24,269 | $10.52 | $255,414.24 |
DisclosureSEC source: 0001140361-17-033111 · doc1.xml · nonDerivative · entry 2 BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,088 F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.36 to $10.68, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 23, 2017 Filed Mar 29, 2018 20:56 UTC Amendment |
BRESSLER BENJAMINPresident of Natural Habitat
|
SaleCommon Stock | 24,269 | $10.52 | $255,414.24 |
DisclosureSEC source: 0001140361-18-015920 · doc1.xml · nonDerivative · entry 2 BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,088 F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.36 to $10.68, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F4 · balance_after: This amendment is being filed to correct the number of shares owned following the reported transactions. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 21:04 UTC |
BRESSLER BENJAMINPresident of Natural Habitat
|
SaleCommon Stock | 26,851 | $10.36 | $278,291.82 |
DisclosureSEC source: 0001140361-17-033111 · doc1.xml · nonDerivative · entry 1 BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,357 F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.05 to $10.51, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 22, 2017 Filed Mar 29, 2018 20:56 UTC Amendment |
BRESSLER BENJAMINPresident of Natural Habitat
|
SaleCommon Stock | 26,851 | $10.36 | $278,291.82 |
DisclosureSEC source: 0001140361-18-015920 · doc1.xml · nonDerivative · entry 1 BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,357 F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.05 to $10.51, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F4 · balance_after: This amendment is being filed to correct the number of shares owned following the reported transactions. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:15 UTC |
Reynolds Catherine BDirector
|
GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-031167 · doc1.xml · nonDerivative · entry 1 Reynolds Catherine B · CIK 0001292209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,162 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, August 8, 2019 and August 8, 2020. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, August 8, 2019 and August 8, 2020. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:17 UTC |
EIN MARKDirector · 10% owner
|
GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-031168 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,958 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 17:04 UTC |
ARONSON BERNARD WDirector
|
GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-031157 · doc1.xml · nonDerivative · entry 1 ARONSON BERNARD W · CIK 0001227370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,958 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:11 UTC |
FAHEY JOHN M JRDirector
|
GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-031163 · doc1.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,958 F1 · kind: Restricted stock units granted under the 2015 Long-Term Incentive Plan. The restricted stock units vest in three equal annual installments on August 8, 2018, 2019 and 2020. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 17:14 UTC |
Hanrahan Daniel JDirector
|
GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-031165 · doc1.xml · nonDerivative · entry 1 Hanrahan Daniel J · CIK 0001319154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,069 F1 · kind: Restricted Stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on each of August 8, 2018, 2019 and 2020, subject to the Reporting Person's continued service with the Company on the applicable vesting date. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 17:06 UTC |
Brown Paul JDirector
|
GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-031159 · doc1.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,958 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:07 UTC |
Dryden L. DysonDirector
|
GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-031161 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067,209 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 20:13 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 95,542 | $0.00 Strike: $1.76 | $0.00 |
DisclosureSEC source: 0001140361-17-030253 · doc1.xml · derivative · entry 4 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,628 Underlying: Common Stock · 95,542 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: A portion of the remaining options are subject to vesting, based on continued employment, on December 31, 2017 (25% of the original amount). Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 20:13 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 45,422 | $9.76 | $443,318.72 |
DisclosureSEC source: 0001140361-17-030253 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,292 F3 · date: A portion of the remaining options are subject to vesting, based on continued employment, on December 31, 2017 (25% of the original amount). Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 20:13 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 95,542 | $1.76 | $168,153.92 |
DisclosureSEC source: 0001140361-17-030253 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 21:02 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 3,339 | $10.01 | $33,435.08 |
DisclosureSEC source: 0001140361-17-026491 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,029 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 14:54 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 38,717 | $10.01 | $387,669.45 |
DisclosureSEC source: 0001140361-17-026051 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,368 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:31 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 57,844 | $10.01 | $579,018.44 |
DisclosureSEC source: 0001140361-17-023780 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,085 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.02, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 21:13 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 100 | $10.00 | $1,000.00 |
DisclosureSEC source: 0001140361-17-023336 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,929 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:30 UTC |
Hanrahan Daniel JDirector
|
GrantCommon Stock | 1,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023777 · doc1.xml · nonDerivative · entry 1 Hanrahan Daniel J · CIK 0001319154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,879 F1 · kind: Restricted Stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on each of August 8, 2017, 2018 and 2019, subject to the Reporting Person's continued service with the Company on the applicable vesting date. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 21:13 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 11,679 | $9.50 | $110,950.50 |
DisclosureSEC source: 0001140361-17-023336 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,029 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.50 to $9.51, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 30, 2017 Filed May 30, 2017 20:38 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 5,067 | $9.50 | $48,136.50 |
DisclosureSEC source: 0001140361-17-022825 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,708 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 26, 2017 Filed May 31, 2017 16:39 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 8,318 | $9.33 | $77,606.94 |
DisclosureSEC source: 0001140361-17-023101 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,682 Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:38 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 860 | $9.50 | $8,170.00 |
DisclosureSEC source: 0001140361-17-021006 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,775 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 02, 2017 Filed May 2, 2017 21:08 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 2,694 | $9.50 | $25,593.00 |
DisclosureSEC source: 0001140361-17-017937 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,635 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 01, 2017 Filed May 1, 2017 21:13 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 13,589 | $9.51 | $129,244.98 |
DisclosureSEC source: 0001140361-17-017647 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,329 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.50 to $9.53, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 28, 2017 Filed May 1, 2017 21:13 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 23,017 | $9.50 | $218,661.50 |
DisclosureSEC source: 0001140361-17-017647 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,918 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 20:23 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 590 | $9.50 | $5,605.00 |
DisclosureSEC source: 0001140361-17-017352 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,935 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 26, 2017 Filed Apr 26, 2017 20:44 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 34,492 | $9.51 | $327,946.49 |
DisclosureSEC source: 0001140361-17-016914 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,525 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.50 to $9.52, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 20:44 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 2,749 | $9.50 | $26,115.50 |
DisclosureSEC source: 0001140361-17-016914 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,017 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 20:46 UTC |
Rogers IanCOO and VP
|
SaleCommon Stock | 34,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-014671 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,766 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.05, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:43 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 22,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-014668 · doc1.xml · derivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,321 Underlying: Common Stock · 22,321 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:40 UTC |
AUERBACH PHILIPChief Commercial Officer
|
GrantRestricted Stock Units · Derivative | 22,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-014666 · doc1.xml · derivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,321 Underlying: Common Stock · 22,321 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:47 UTC |
Skarda TylerSr. VP, Marine Operations
|
GrantRestricted Stock Units · Derivative | 6,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-014672 · doc1.xml · derivative · entry 1 Skarda Tyler · CIK 0001659696 · Sr. VP, Marine Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,975 Underlying: Common Stock · 6,975 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.