Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 01:02 UTC | Tax withholdingClass A common stock, par value $0.01 per share | 6,404 | $33.63 | $215,366.52 |
DisclosureSEC source: 0000897069-26-001816 · form4.xml · nonDerivative · entry 1 Leahy Natalya · CIK 0002050704 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,991 Read SEC document |
|
| September 01, 2026 Filed Sep 3, 2026 20:41 UTC | GrantCommon Stock | 10,664 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001746 · form4.xml · nonDerivative · entry 1 Leahy Natalya · CIK 0002050704 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,395 F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service. Read SEC document |
|
| September 01, 2026 Filed Sep 3, 2026 20:39 UTC |
Goldberg FrederickChief Financial Officer
|
GrantCommon Stock | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001744 · form4.xml · nonDerivative · entry 1 Goldberg Frederick · CIK 0002049742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,742 F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:40 UTC |
Reavis Annette J.Director
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001623 · form4.xml · nonDerivative · entry 1 Reavis Annette J. · CIK 0002032058 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,786 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:36 UTC |
Kaufman Pamela O.Director
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001621 · form4.xml · nonDerivative · entry 1 Kaufman Pamela O. · CIK 0002018486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,786 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:28 UTC |
BISNOW MICHAEL ELLIOTTDirector
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001609 · form4.xml · nonDerivative · entry 1 BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,112 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:42 UTC |
Reynolds Catherine BDirector
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001627 · form4.xml · nonDerivative · entry 1 Reynolds Catherine B · CIK 0001292209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,493 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:29 UTC |
EIN MARKDirector
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001613 · form4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,842 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:30 UTC |
FAHEY JOHN M JRDirector
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001615 · form4.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,726 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:44 UTC |
Stuart AndrewDirector
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001631 · form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,786 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:43 UTC |
SCHULTZ ALEX PDirector
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001629 · form4.xml · nonDerivative · entry 1 SCHULTZ ALEX P · CIK 0001915180 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,746 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:41 UTC |
Smith, Jr. Thomas S.Director
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001625 · form4.xml · nonDerivative · entry 1 Smith, Jr. Thomas S. · CIK 0001601765 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,728 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:34 UTC |
Lindblad Sven-OlofDirector · 10% owner
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001619 · form4.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,687,202 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2026 Filed Aug 11, 2026 21:28 UTC |
Dryden L. DysonDirector
|
GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001611 · form4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 951,348 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| July 17, 2026 Filed Aug 12, 2026 20:17 UTC | Tax withholdingClass A common stock, par value $0.01 per share | 15,000 | $27.67 | $415,050.00 |
DisclosureSEC source: 0000897069-26-001645 · form4.xml · nonDerivative · entry 1 Leahy Natalya · CIK 0002050704 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,731 Read SEC document |
|
| June 22, 2026 Filed Jun 24, 2026 20:49 UTC | Tax withholdingCommon Stock | 9,763 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001443 · form4.xml · nonDerivative · entry 1 Leahy Natalya · CIK 0002050704 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,731 Read SEC document |
|
| June 17, 2026 Filed Jun 18, 2026 20:43 UTC |
BISNOW MICHAEL ELLIOTTDirector
|
SaleRestricted Stock | 44,642 | $24.21 | $1,080,952.46 |
DisclosureSEC source: 0000897069-26-001435 · form4.xml · nonDerivative · entry 1 BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,872 F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $23.84 to $24.53. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 20:36 UTC |
Dryden L. DysonDirector
|
SaleCommon Stock | 39,946 | $22.04 | $880,453.78 |
DisclosureSEC source: 0000897069-26-001328 · form4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 948,108 Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 16:02 UTC |
EIN MARKDirector
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-252851 · ownership.xml · derivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: On May 29, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F2 · derivative.exercise_price: The prepaid forward transaction with Citibank is divided into 10 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $20.16 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from June 12, 2029 to June 26, 2029, either, at the reporting person's option, (i) up to 30,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F3 · derivative.exercise_price: (Continued from footnote 2) The forward cap price for the transaction is $31.36 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $255,360 to Citibank. F1 · kind: On May 29, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F2 · kind: The prepaid forward transaction with Citibank is divided into 10 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $20.16 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from June 12, 2029 to June 26, 2029, either, at the reporting person's option, (i) up to 30,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F3 · kind: (Continued from footnote 2) The forward cap price for the transaction is $31.36 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $255,360 to Citibank. F1 · price: On May 29, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F2 · price: The prepaid forward transaction with Citibank is divided into 10 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $20.16 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from June 12, 2029 to June 26, 2029, either, at the reporting person's option, (i) up to 30,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F3 · price: (Continued from footnote 2) The forward cap price for the transaction is $31.36 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $255,360 to Citibank. F1 · derivative.exercise_date: On May 29, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F2 · derivative.exercise_date: The prepaid forward transaction with Citibank is divided into 10 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $20.16 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from June 12, 2029 to June 26, 2029, either, at the reporting person's option, (i) up to 30,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F3 · derivative.exercise_date: (Continued from footnote 2) The forward cap price for the transaction is $31.36 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $255,360 to Citibank. F1 · derivative.expiration_date: On May 29, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F2 · derivative.expiration_date: The prepaid forward transaction with Citibank is divided into 10 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $20.16 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from June 12, 2029 to June 26, 2029, either, at the reporting person's option, (i) up to 30,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F3 · derivative.expiration_date: (Continued from footnote 2) The forward cap price for the transaction is $31.36 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $255,360 to Citibank. F4 · ownership.nature: On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Accordingly, Mr. Ein is deemed to have beneficial ownership of shares held by Capitol Acquisition Management 2 LLC.. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 21:57 UTC |
FAHEY JOHN M JRDirector
|
OtherRestricted Stock | 2,000 | $22.89 | $45,780.40 |
DisclosureSEC source: 0000897069-26-001304 · form4.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,486 Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 21:58 UTC |
Dryden L. DysonDirector
|
SaleCommon Stock | 52,747 | $23.09 | $1,218,060.10 |
DisclosureSEC source: 0000897069-26-001306 · form4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 988,054 Read SEC document |
| May 21, 2026 Filed May 22, 2026 21:47 UTC |
FAHEY JOHN M JRDirector
|
SaleRestricted Stock | 2,000 | $20.26 | $40,520.00 |
DisclosureSEC source: 0000897069-26-001220 · form4.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,486 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.25 to $20.27, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 21, 2026 Filed May 22, 2026 21:48 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 10,000 | $20.05 | $200,500.00 |
DisclosureSEC source: 0000897069-26-001222 · form4.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,530 Read SEC document |
| May 14, 2026 Filed May 15, 2026 22:12 UTC |
FAHEY JOHN M JRDirector
|
SaleRestricted Stock | 1,000 | $19.40 | $19,395.00 |
DisclosureSEC source: 0000897069-26-001143 · form4.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 117,486 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.43 to $19.48, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 12, 2026 Filed May 13, 2026 00:19 UTC |
FAHEY JOHN M JRDirector
|
SaleRestricted Stock | 1,000 | $19.40 | $19,395.00 |
DisclosureSEC source: 0000897069-26-001108 · form4.xml · nonDerivative · entry 2 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,486 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.44 to $19.38, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 11, 2026 Filed May 13, 2026 00:19 UTC |
FAHEY JOHN M JRDirector
|
SaleRestricted Stock | 3,500 | $20.04 | $70,135.10 |
DisclosureSEC source: 0000897069-26-001108 · form4.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,486 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.89 to $20.19, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 11, 2026 Filed May 13, 2026 00:18 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 26,460 | $20.23 | $535,404.87 |
DisclosureSEC source: 0000897069-26-001106 · form4.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,530 F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $20.05 to $20.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| May 08, 2026 Filed May 12, 2026 22:56 UTC |
EIN MARKDirector
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-220077 · ownership.xml · derivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: On May 8, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F2 · derivative.exercise_price: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $17.8650 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from May 7, 2029 to June 11, 2029, either, at the reporting person's option, (i) up to 40,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F3 · derivative.exercise_price: (Continued from footnote 2) The forward cap price for the transaction is $29.7750 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $1,230,700 to Citibank. F1 · kind: On May 8, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F2 · kind: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $17.8650 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from May 7, 2029 to June 11, 2029, either, at the reporting person's option, (i) up to 40,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F3 · kind: (Continued from footnote 2) The forward cap price for the transaction is $29.7750 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $1,230,700 to Citibank. F1 · price: On May 8, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F2 · price: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $17.8650 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from May 7, 2029 to June 11, 2029, either, at the reporting person's option, (i) up to 40,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F3 · price: (Continued from footnote 2) The forward cap price for the transaction is $29.7750 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $1,230,700 to Citibank. F1 · derivative.exercise_date: On May 8, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F2 · derivative.exercise_date: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $17.8650 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from May 7, 2029 to June 11, 2029, either, at the reporting person's option, (i) up to 40,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F3 · derivative.exercise_date: (Continued from footnote 2) The forward cap price for the transaction is $29.7750 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $1,230,700 to Citibank. F1 · derivative.expiration_date: On May 8, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction. F2 · derivative.expiration_date: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $17.8650 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from May 7, 2029 to June 11, 2029, either, at the reporting person's option, (i) up to 40,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction. F3 · derivative.expiration_date: (Continued from footnote 2) The forward cap price for the transaction is $29.7750 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $1,230,700 to Citibank. F4 · ownership.nature: On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Accordingly, Mr. Ein is deemed to have beneficial ownership of shares held by Capitol Acquisition Management 2 LLC.. Read SEC document |
| April 28, 2026 Filed Apr 29, 2026 21:11 UTC |
TAYLOR KEITH AChief Maritime Officer
|
Tax withholdingCommon Stock | 2,014 | $17.86 | $35,970.04 |
DisclosureSEC source: 0000897069-26-000975 · form4.xml · nonDerivative · entry 1 TAYLOR KEITH A · CIK 0001228407 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,706 Read SEC document |
| April 11, 2026 Filed Apr 14, 2026 21:48 UTC |
BRESSLER BENJAMIN*Founder & CEO of NHA
|
Tax withholdingCommon Stock | 1,833 | $19.22 | $35,230.26 |
DisclosureSEC source: 0000897069-26-000895 · form4.xml · nonDerivative · entry 1 BRESSLER BENJAMIN · CIK 0001674110 · *Founder & CEO of NHA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,305 Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 21:38 UTC | Tax withholdingCommon Stock | 24,491 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000761 · form4.xml · nonDerivative · entry 2 Leahy Natalya · CIK 0002050704 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,494 Read SEC document |
|
| March 31, 2026 Filed Apr 1, 2026 21:38 UTC | GrantCommon Stock | 14,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000761 · form4.xml · nonDerivative · entry 1 Leahy Natalya · CIK 0002050704 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,934 F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service. Read SEC document |
|
| March 31, 2026 Filed Apr 1, 2026 21:40 UTC |
Goldberg FrederickChief Financial Officer
|
Tax withholdingCommon Stock | 9,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000765 · form4.xml · nonDerivative · entry 2 Goldberg Frederick · CIK 0002049742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,239 Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 21:40 UTC |
Goldberg FrederickChief Financial Officer
|
GrantCommon Stock | 11,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000765 · form4.xml · nonDerivative · entry 1 Goldberg Frederick · CIK 0002049742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,753 F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 21:32 UTC |
BRESSLER BENJAMIN*Founder & CEO of NHA
|
Tax withholdingCommon Stock | 2,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000758 · form4.xml · nonDerivative · entry 2 BRESSLER BENJAMIN · CIK 0001674110 · *Founder & CEO of NHA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,935 Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 21:32 UTC |
BRESSLER BENJAMIN*Founder & CEO of NHA
|
GrantCommon Stock | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000758 · form4.xml · nonDerivative · entry 1 BRESSLER BENJAMIN · CIK 0001674110 · *Founder & CEO of NHA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,246 F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 21:39 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 4,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000763 · form4.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,425 Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 21:39 UTC |
Byus TreyChief Expedition Officer
|
GrantCommon Stock | 7,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000763 · form4.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,945 F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service. Read SEC document |
| March 31, 2026 Filed Apr 6, 2026 20:40 UTC Amendment | Tax withholdingCommon Stock | 24,491 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000815 · form4a.xml · nonDerivative · entry 2 Leahy Natalya · CIK 0002050704 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,443 F2 · balance_after: Amending solely to correct the amount beneficially owned following the reported transaction. Read SEC document |
|
| March 31, 2026 Filed Apr 6, 2026 20:40 UTC Amendment | GrantCommon Stock | 14,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000815 · form4a.xml · nonDerivative · entry 1 Leahy Natalya · CIK 0002050704 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,934 F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service. Read SEC document |
|
| March 31, 2026 Filed Apr 6, 2026 20:36 UTC Amendment |
Goldberg FrederickChief Financial Officer
|
Tax withholdingCommon Stock | 9,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000813 · form4a.xml · nonDerivative · entry 2 Goldberg Frederick · CIK 0002049742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,263 F2 · balance_after: Amending solely to correct the amount beneficially owned following the reported transaction. Read SEC document |
| March 31, 2026 Filed Apr 6, 2026 20:36 UTC Amendment |
Goldberg FrederickChief Financial Officer
|
GrantCommon Stock | 11,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000813 · form4a.xml · nonDerivative · entry 1 Goldberg Frederick · CIK 0002049742 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,753 F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service. Read SEC document |
| March 31, 2026 Filed Apr 9, 2026 21:14 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 5,202 | $17.30 | $89,994.60 |
DisclosureSEC source: 0000897069-26-000844 · form4.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,990 Read SEC document |
| March 31, 2026 Filed Apr 9, 2026 21:14 UTC |
Byus TreyChief Expedition Officer
|
GrantCommon Stock | 13,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000844 · form4.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,192 F1 · kind: Shares earned with respect to a performance share unit awarded March 31, 2023. Read SEC document |
| March 31, 2026 Filed Apr 23, 2026 21:53 UTC |
TAYLOR KEITH AChief Maritime Officer
|
GrantCommon Stock | 8,584 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000961 · form4.xml · nonDerivative · entry 1 TAYLOR KEITH A · CIK 0001228407 · Chief Maritime Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,720 F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service. Read SEC document |
| March 29, 2026 Filed Apr 1, 2026 21:39 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 2,313 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000763 · form4.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,683 Read SEC document |
| March 18, 2026 Filed Mar 20, 2026 21:09 UTC |
Lindblad Sven-OlofDirector · 10% owner
|
GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000725 · form4.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,683,962 Read SEC document |
| March 16, 2026 Filed Apr 8, 2026 22:44 UTC |
BRESSLER BENJAMIN*Founder & CEO of NHA
|
Tax withholdingCommon Stock | 106,713 | $16.93 | $1,806,651.09 |
DisclosureSEC source: 0000897069-26-000826 · form4.xml · nonDerivative · entry 2 BRESSLER BENJAMIN · CIK 0001674110 · *Founder & CEO of NHA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,138 Read SEC document |
| March 15, 2026 Filed Apr 8, 2026 22:44 UTC |
BRESSLER BENJAMIN*Founder & CEO of NHA
|
GrantCommon Stock | 243,916 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-000826 · form4.xml · nonDerivative · entry 1 BRESSLER BENJAMIN · CIK 0001674110 · *Founder & CEO of NHA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,851 F1 · kind: Represents award of restricted stock units that vested 100% on March 16, 2026. Read SEC document |
| March 10, 2026 Filed Mar 11, 2026 22:03 UTC |
FAHEY JOHN M JRDirector
|
SaleRestricted Stock | 7,768 | $17.66 | $137,192.98 |
DisclosureSEC source: 0000897069-26-000683 · form4.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,986 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.52 to $17.77, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.