Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943 | Chief Commercial Officer | April 03, 2020 | July 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Report date April 03, 2020 · Filed July 08, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 93,194 |
Last balance in matching sequence
After 2020-04-03 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-04-03 · Exercise / conversion · Acquired 7,440 · Balance 88,204 F5: Amendment is filed solely to correct the dates of the transactions listed herein. Row 2 · 2020-04-03 · Tax withholding · Disposed 2,777 · Balance 85,427 F5: Amendment is filed solely to correct the dates of the transactions listed herein. Row 3 · 2020-04-03 · Grant · Acquired 12,498 · Balance 97,925 F5: Amendment is filed solely to correct the dates of the transactions listed herein. Row 4 · 2020-04-03 · Tax withholding · Disposed 4,731 · Balance 93,194 F5: Amendment is filed solely to correct the dates of the transactions listed herein. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2020-04-03 · Exercise / conversion · Disposed 7,440 · Balance 0 F1: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F5: Amendment is filed solely to correct the dates of the transactions listed herein. F3: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,491 |
Reported balance
Holding disclosure · report date 2020-04-03 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 6,491 F1: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,005 |
Reported balance
Holding disclosure · report date 2020-04-03 · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · Balance 9,005 F1: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F4: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash.
F2: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
F3: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
F4: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
F5: Amendment is filed solely to correct the dates of the transactions listed herein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DUNKIN' BRANDS GROUP, INC.
Report date December 15, 2020 · Filed December 17, 2020
Section 16 reporting ended · disclosed 2020-12-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-15 transaction · row 1
1 source rowRow 1 · 2020-12-15 · Disposition to issuer · Disposed 14,053 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc. The disposition is exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc. The disposition is exempt under Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2020 Filed Dec 17, 2020 16:01 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | Disposition to issuerRestricted Stock Units | 14,053 | $106.50 | $1,496,644.50 |
DisclosureSEC source: 0001209191-20-064021 · doc4.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Digital & Strategy Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated October 30, 2020, by and among Dunkin' Brands Group, Inc., Inspire Brands, Inc. and Vale Merger Sub, Inc. The disposition is exempt under Rule 16b-3. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 16:07 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantCommon Stock | 7,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059955 · doc4.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Digital & Strategy Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,053 F1 · shares: Securities acquired represent a grant of restricted stock units to the Reporting Person in connection with his hiring as Chief Digital & Strategy Officer by the Company, and will vest in accordance with the terms of the award agreement. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 16:07 UTC | DUNKIN' BRANDS GROUP, INC. DNKN · Entity 144558 | GrantRestricted Stock Units | 7,011 | $65.61 | $459,991.71 |
DisclosureSEC source: 0001209191-20-046338 · doc4.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Digital & Strategy Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,011 F2 · price: Represents the grant date fair value of the restricted stock unit based on ASC Topic 718. F1 · acquired: Securities acquired represent a grant of restricted stock units to the Reporting Person in connection with his hiring as Chief Digital & Strategy Officer by the Company. Each restricted stock unit represents the right to receive one share of the Company's common stock, and will vest in three equal annual installments beginning on August 10, 2021, subject to the Reporting Person's continued employment by the Company on such dates. Read SEC document |
| June 30, 2020 Filed Jul 8, 2020 16:14 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 6,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013062 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,615 F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service. Read SEC document |
| May 26, 2020 Filed Jun 11, 2020 16:24 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 8,600 | $7.75 | $66,650.00 |
DisclosureSEC source: 0001567619-20-012012 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,594 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 16:21 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionRestricted Stock Units · Derivative | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007653 · doc1.xml · derivative · entry 6 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 16:21 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 4,731 | $3.70 | $17,504.70 |
DisclosureSEC source: 0001567619-20-007653 · doc1.xml · nonDerivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,194 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 16:21 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 12,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007653 · doc1.xml · nonDerivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,925 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 16:21 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 2,777 | $3.70 | $10,274.90 |
DisclosureSEC source: 0001567619-20-007653 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,427 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 16:21 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionCommon Stock | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007653 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 16:15 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionRestricted Stock Units · Derivative | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013063 · doc1.xml · derivative · entry 6 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 16:15 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 4,731 | $3.70 | $17,504.70 |
DisclosureSEC source: 0001567619-20-013063 · doc1.xml · nonDerivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,194 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 16:15 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 12,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013063 · doc1.xml · nonDerivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,925 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 16:15 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 2,777 | $3.70 | $10,274.90 |
DisclosureSEC source: 0001567619-20-013063 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,427 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 16:15 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionCommon Stock | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013063 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| March 31, 2020 Filed Jul 8, 2020 16:14 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 12,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013062 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,944 F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 16:55 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionRestricted Stock Units · Derivative | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · derivative · entry 5 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,491 Underlying: Common Stock · 6,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 16:55 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 2,550 | $4.28 | $10,914.00 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · nonDerivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,057 Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 16:55 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionCommon Stock | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · nonDerivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 16:21 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionRestricted Stock Units · Derivative | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · derivative · entry 5 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,491 Underlying: Common Stock · 6,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 16:21 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 2,652 | $4.28 | $11,350.56 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · nonDerivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,764 Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 16:21 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionCommon Stock | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · nonDerivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 16:55 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionRestricted Stock Units · Derivative | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · derivative · entry 7 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,005 Underlying: Common Stock · 4,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 16:55 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 1,769 | $5.03 | $8,898.07 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,115 Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 16:55 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionCommon Stock | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2020 Filed Apr 6, 2020 16:21 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionRestricted Stock Units · Derivative | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · derivative · entry 7 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,005 Underlying: Common Stock · 4,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2020 Filed Apr 6, 2020 16:21 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 1,960 | $5.03 | $9,858.80 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,924 Read SEC document |
| March 29, 2020 Filed Apr 6, 2020 16:21 UTC Amendment | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionCommon Stock | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2019 Filed Aug 5, 2019 16:28 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 11,975 | $16.51 | $197,707.25 |
DisclosureSEC source: 0001567619-19-015799 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,381 Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionRestricted Stock Units · Derivative | 7,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008482 · doc1.xml · derivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,440 Underlying: Common Stock · 7,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 2,817 | $15.56 | $43,832.52 |
DisclosureSEC source: 0001567619-19-008482 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,356 Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionCommon Stock | 7,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008482 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 17:45 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionRestricted Stock Units · Derivative | 6,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008211 · doc1.xml · derivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,983 Underlying: Common Stock · 6,491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 17:45 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 2,481 | $15.25 | $37,835.25 |
DisclosureSEC source: 0001567619-19-008211 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,732 Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 17:45 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionCommon Stock | 6,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008211 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 17:45 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units · Derivative | 13,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008211 · doc1.xml · derivative · entry 5 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,508 Underlying: Common Stock · 13,508 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| May 26, 2018 Filed May 29, 2018 17:48 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 8,600 | $12.50 | $107,500.00 |
DisclosureSEC source: 0001140361-18-026073 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,722 Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 16:50 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionRestricted Stock Units · Derivative | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018031 · doc1.xml · derivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,881 Underlying: Common Stock · 7,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 16:50 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 2,800 | $10.27 | $28,756.00 |
DisclosureSEC source: 0001140361-18-018031 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,322 Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 16:50 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Exercise / conversionCommon Stock | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018031 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2018 Filed Apr 10, 2018 16:50 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units · Derivative | 19,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018031 · doc1.xml · derivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,474 Underlying: Common Stock · 19,474 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| May 26, 2017 Filed May 31, 2017 16:39 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 8,318 | $9.33 | $77,606.94 |
DisclosureSEC source: 0001140361-17-023101 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,682 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:40 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units · Derivative | 22,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-014666 · doc1.xml · derivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,321 Underlying: Common Stock · 22,321 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.