Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| H&R BLOCK INCHRB · Entity 533 | Director | September 10, 2020 | September 14, 2020 |
| J C PENNEY CO INCJCP · Entity 16599 | Director | June 16, 2020 | June 18, 2020 |
| LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943 | Director | August 08, 2017 | August 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
H&R BLOCK INC
Report date September 10, 2020 · Filed September 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,679.41 |
Reported balance
After 2020-09-10 transaction · row 1
1 source rowRow 1 · 2020-09-10 · Grant · Acquired 10,053 · Balance 81,679.41 F1: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director.
J C PENNEY CO INC
Report date June 16, 2020 · Filed June 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock of 50 cents Par ValueSEC Table I · non-derivative | Direct | 275,561 |
Reported balance
After 2020-06-16 transaction · row 1
1 source rowRow 1 · 2020-06-16 · Sale · Disposed 25,000 · Balance 275,561 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.392 to $0.395, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.392 to $0.395, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Report date August 08, 2017 · Filed August 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,958 |
Reported balance
After 2017-08-08 transaction · row 1
1 source rowRow 1 · 2017-08-08 · Grant · Acquired 7,190 · Balance 21,958 F1: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2020 Filed Sep 14, 2020 20:37 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 10,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011483 · doc4.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,679.41 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 18:10 UTC | J C PENNEY CO INC JCP · Entity 16599 | SaleCommon Stock of 50 cents Par Value | 25,000 | $0.39 | $9,800.00 |
DisclosureSEC source: 0001567619-20-012390 · doc1.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,561 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.392 to $0.395, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:33 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 6,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-012542 · doc4.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,101.114 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| May 30, 2019 Filed May 31, 2019 16:09 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 170,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012508 · doc1.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,561 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2019 Long-Term Incentive Plan. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:34 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 5,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013472 · doc4.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,878.915 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2018 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:31 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 61,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027092 · doc1.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,106 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2018 Long-Term Incentive Plan. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:32 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 5,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015061 · doc4.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,405.869 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2013 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. Read SEC document |
| August 21, 2017 Filed Aug 21, 2017 12:01 UTC | J C PENNEY CO INC JCP · Entity 16599 | PurchaseCommon Stock of 50 cents Par Value | 25,000 | $3.62 | $90,500.00 |
DisclosureSEC source: 0001140361-17-032803 · doc1.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,123 Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 17:06 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-031159 · doc1.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,958 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. Read SEC document |
| May 24, 2017 Filed May 25, 2017 16:35 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 32,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022346 · doc1.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,123 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2016 Long-Term Incentive Plan. Read SEC document |
| September 26, 2016 Filed Sep 27, 2016 16:41 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 10,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-080827 · doc1.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,865 F1 · shares: Represents pro-rata amount of annual directors' grant of restricted stock units pursuant to the Company's 2016 Long-Term Incentive Plan. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 20:32 UTC | H&R BLOCK INC HRB · Entity 533 | GrantCommon Stock | 6,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039195 · doc4.xml · nonDerivative · entry 1 Brown Paul J · CIK 0001472591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,224.031 F1 · shares: Deferred stock units (DSUs) granted under the H&R Block, Inc. 2013 Long Term Incentive Plan. DSUs are fully vested on the grant date and are not subject to forfeiture. Vested DSUs become payable in shares of common stock on the six-month anniversary date of termination of service as a director. F2 · balance_after: Represents DSUs and shares of common stock. DSUs and shares of common stock were previously reported separately, but are reported on a combined basis in this report and will be reported on this combined basis in future reports. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.