Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943 | COO and VP | June 26, 2017 | June 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Report date June 26, 2017 · Filed June 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 195,029 |
Reported balance
After 2017-06-26 transaction · row 1
1 source rowRow 1 · 2017-06-26 · Sale · Disposed 3,339 · Balance 195,029 F1: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2017 Filed Jun 28, 2017 21:02 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 3,339 | $10.01 | $33,435.08 |
DisclosureSEC source: 0001140361-17-026491 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,029 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 14:54 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 38,717 | $10.01 | $387,669.45 |
DisclosureSEC source: 0001140361-17-026051 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,368 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:31 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 57,844 | $10.01 | $579,018.44 |
DisclosureSEC source: 0001140361-17-023780 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,085 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.02, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 21:13 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 100 | $10.00 | $1,000.00 |
DisclosureSEC source: 0001140361-17-023336 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,929 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 21:13 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 11,679 | $9.50 | $110,950.50 |
DisclosureSEC source: 0001140361-17-023336 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,029 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.50 to $9.51, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 30, 2017 Filed May 30, 2017 20:38 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 5,067 | $9.50 | $48,136.50 |
DisclosureSEC source: 0001140361-17-022825 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,708 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:38 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 860 | $9.50 | $8,170.00 |
DisclosureSEC source: 0001140361-17-021006 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,775 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 02, 2017 Filed May 2, 2017 21:08 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 2,694 | $9.50 | $25,593.00 |
DisclosureSEC source: 0001140361-17-017937 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,635 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 01, 2017 Filed May 1, 2017 21:13 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 13,589 | $9.51 | $129,244.98 |
DisclosureSEC source: 0001140361-17-017647 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,329 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.50 to $9.53, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 28, 2017 Filed May 1, 2017 21:13 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 23,017 | $9.50 | $218,661.50 |
DisclosureSEC source: 0001140361-17-017647 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,918 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 20:23 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 590 | $9.50 | $5,605.00 |
DisclosureSEC source: 0001140361-17-017352 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,935 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 26, 2017 Filed Apr 26, 2017 20:44 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 34,492 | $9.51 | $327,946.49 |
DisclosureSEC source: 0001140361-17-016914 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,525 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.50 to $9.52, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 20:44 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 2,749 | $9.50 | $26,115.50 |
DisclosureSEC source: 0001140361-17-016914 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,017 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 20:46 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 34,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-014671 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,766 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.05, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:46 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Unit · Derivative | 27,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-014671 · doc1.xml · derivative · entry 3 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,902 Underlying: Common Stock · 27,902 shares Expires not disclosed F3 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:46 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 2,519 | $9.00 | $22,671.00 |
DisclosureSEC source: 0001140361-17-014671 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,896 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 20:31 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 16,235 | $9.00 | $146,115.00 |
DisclosureSEC source: 0001140361-17-014377 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,415 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:31 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 2,116 | $9.00 | $19,044.00 |
DisclosureSEC source: 0001140361-17-014377 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,650 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 28, 2017 Filed Mar 29, 2017 20:31 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 760 | $9.00 | $6,840.00 |
DisclosureSEC source: 0001140361-17-013788 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,766 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 27, 2017 Filed Mar 27, 2017 21:02 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 4,749 | $9.00 | $42,741.00 |
DisclosureSEC source: 0001140361-17-013465 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,526 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 21:02 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 10,501 | $9.00 | $94,509.00 |
DisclosureSEC source: 0001140361-17-013465 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,275 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 23, 2017 Filed Mar 23, 2017 21:04 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 3,990 | $9.00 | $35,910.00 |
DisclosureSEC source: 0001140361-17-013036 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,776 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 23, 2017 Filed Mar 23, 2017 21:04 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 10,593 | $8.77 | $92,908.03 |
DisclosureSEC source: 0001140361-17-013036 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,766 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.75 to $8.80, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 21:31 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 311 | $8.75 | $2,721.25 |
DisclosureSEC source: 0001140361-17-012957 · doc1.xml · nonDerivative · entry 2 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,359 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 21:31 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 3,496 | $8.75 | $30,590.00 |
DisclosureSEC source: 0001140361-17-012957 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,670 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 21:08 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock | 64,244 | $8.80 | $565,257.26 |
DisclosureSEC source: 0001140361-17-012864 · doc1.xml · nonDerivative · entry 1 Rogers Ian · CIK 0001639280 · COO and VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,166 F1 · shares: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.75 to $8,87, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc., any security holder of Lindblad Expeditions Holdings, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.