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Nasdaq · USD

LIDR

AEye, Inc.

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7039
SEC CIK
0001818644
Parsed reports
278

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2023 Filed Nov 22, 2023 17:38 UTC
Dussan LuisDirector
SaleCommon Stock 39,561 $0.16 $6,456.36
Disclosure

SEC source: 0001877925-23-000018 · wk-form4_1700692689.xml · nonDerivative · entry 2

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 16,755,672

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.1590 to $0.1664. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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November 20, 2023 Filed Nov 22, 2023 17:38 UTC
Dussan LuisDirector
SaleCommon Stock 185,406 $0.17 $30,999.88
Disclosure

SEC source: 0001877925-23-000018 · wk-form4_1700692689.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 16,795,233

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.1550 to $0.1750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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November 17, 2023 Filed Nov 17, 2023 19:42 UTC
Dussan LuisDirector
SaleCommon Stock 64,594 $0.16 $10,328.58
Disclosure

SEC source: 0001877925-23-000016 · wk-form4_1700268154.xml · nonDerivative · entry 3

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 16,980,639

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.1574 to $0.1660. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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November 16, 2023 Filed Nov 17, 2023 19:42 UTC
Dussan LuisDirector
SaleCommon Stock 169,981 $0.17 $28,148.85
Disclosure

SEC source: 0001877925-23-000016 · wk-form4_1700268154.xml · nonDerivative · entry 2

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 17,045,233

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.1600 to $0.1781. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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November 15, 2023 Filed Nov 16, 2023 19:15 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
SaleCommon Stock 21,450 $0.18 $3,773.06
Disclosure

SEC source: 0001877925-23-000014 · wk-form4_1700180125.xml · nonDerivative · entry 2

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 17,215,214

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.1736 to $0.1795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 19:15 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
Tax withholdingCommon Stock 46,689 $0.18 $8,319.98
Disclosure

SEC source: 0001877925-23-000014 · wk-form4_1700180125.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,837

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 00:08 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 143,164 $0.18 $25,511.82
Disclosure

SEC source: 0001958664-23-000026 · wk-form4_1700179715.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,950,842

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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November 15, 2023 Filed Nov 17, 2023 00:12 UTC
Tierney Conor BTreasurer & CFO
Tax withholdingCommon Stock 56,914 $0.18 $10,142.07
Disclosure

SEC source: 0001969819-23-000010 · wk-form4_1700179913.xml · nonDerivative · entry 1

Tierney Conor B · CIK 0001969819 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,986,028

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 78,947 shares were acquired on October 31, 2023 at a transaction price of $0.168980 per share.

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November 15, 2023 Filed Nov 17, 2023 00:06 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 85,940 $0.18 $15,314.51
Disclosure

SEC source: 0001363244-23-000027 · wk-form4_1700179558.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,240,918

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 33,916 shares were acquired on October 31, 2023 at a transaction price of $0.168980 per share.

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November 15, 2023 Filed Nov 17, 2023 19:42 UTC
Dussan LuisDirector
OtherCommon Stock 720,834 $0.00 $0.00
Disclosure

SEC source: 0001877925-23-000016 · wk-form4_1700268154.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,003

F1 · kind: Represents the cancellation of unvested restricted stock units because of the Reporting Person's termination of employment with the Issuer effective as of November 15, 2023.

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October 27, 2023 Filed Oct 30, 2023 21:26 UTC GrantCommon Stock 805,709 $0.00 $0.00
Disclosure

SEC source: 0001998045-23-000008 · wk-form4_1698701178.xml · nonDerivative · entry 1

Husby Jonathon B. · CIK 0001998045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,709

F1 · shares: The reporting person received a restricted stock unit award which vests annually as to 1/3 of the total shares, beginning on October 27, 2024, subject to continued service through each vesting date. Each restricted stock unit represents a contingent right to receive one share of Common Stock upon settlement.

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October 15, 2023 Filed Oct 16, 2023 20:59 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 5,165 $0.20 $1,043.33
Disclosure

SEC source: 0001958664-23-000024 · wk-form4_1697489960.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,094,006

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
October 15, 2023 Filed Oct 16, 2023 20:57 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,462 $0.20 $2,921.32
Disclosure

SEC source: 0001363244-23-000025 · wk-form4_1697489866.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,292,942

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 23:20 UTC GrantCommon Stock 156,757 $0.00 $0.00
Disclosure

SEC source: 0001604192-23-000013 · wk-form4_1696288828.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,469,036

F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

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September 15, 2023 Filed Sep 15, 2023 22:02 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 5,165 $0.22 $1,136.30
Disclosure

SEC source: 0001958664-23-000022 · wk-form4_1694815322.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,099,171

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 22:00 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,462 $0.22 $3,181.64
Disclosure

SEC source: 0001363244-23-000023 · wk-form4_1694815223.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,307,404

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 16:26 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
Tax withholdingCommon Stock 46,689 $0.32 $15,169.26
Disclosure

SEC source: 0001877925-23-000012 · wk-form4_1692217548.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,095,526

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 20:28 UTC
Tierney Conor BTreasurer & CFO
Tax withholdingCommon Stock 64,407 $0.32 $20,925.83
Disclosure

SEC source: 0001969819-23-000008 · wk-form4_1692217704.xml · nonDerivative · entry 1

Tierney Conor B · CIK 0001969819 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,963,995

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 20:23 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 88,793 $0.32 $28,848.85
Disclosure

SEC source: 0001958664-23-000019 · wk-form4_1692217424.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,104,336

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 20:21 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 101,364 $0.32 $32,933.16
Disclosure

SEC source: 0001363244-23-000020 · wk-form4_1692217283.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,321,866

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:18 UTC SaleCommon Stock 643,289 $0.31 $200,577.51
Disclosure

SEC source: 0001835160-23-000007 · wk-form4_1692217118.xml · nonDerivative · entry 1

HSIEH Wen Hsuan · CIK 0001835160 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By KPCB Holdings, Inc.

Disclosed balance after: 15,657,408

F1 · shares: The shares were disposed of by Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI").

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.30 to $0.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the following accounts: 12,761,878 shares of our common stock held by KPCB XVI, 458,898 shares held by KPCB XVI Founders Fund, LLC ("XVI Founders"), 2,362,303 shares held by Kleiner Perkins Caufield & Byers XIX, LLC ("KPCB XIX"), 22,179 shares held by Kleiner Perkins XIX Friends, LLC ("XIX Friends") and 52,150 shares held by KPCB XIX Founders Fund, LLC ("XIX Founders"). The managing member of KPCB XVI and XVI Founders is KPCB XVI Associates, LLC ("KPCB XVI Associates"). The managing member of KPCB XIX, XIX Friends and XIX Founders is KPCB XIX Associates, LLC ("KPCB XIX Associates").

F4 · balance_after: The Reporting Person is a managing member of KPCB XVI Associates, and together with the other managing members of KPCB XVI Associates, exercises shared voting and dispositive control over the shares held by KPCB XVI and XVI Founders. The managing members of KPCB XIX Associates, exercise shared voting and dispositive control over the shares held by KPCB XIX, XIX Friends and XIX Founders. The Reporting Person disclaims beneficial ownership of all shares held by KPCB XVI, XVI Founders, KPCB XIX, XIX Friends and XIX Founders except to the extent of his pecuniary interest therein.

Read SEC document
July 15, 2023 Filed Jul 17, 2023 21:24 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,461 $0.20 $2,912.45
Disclosure

SEC source: 0001363244-23-000018 · wk-form4_1689629080.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,423,230

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
July 15, 2023 Filed Jul 17, 2023 21:22 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 5,165 $0.20 $1,040.23
Disclosure

SEC source: 0001958664-23-000017 · wk-form4_1689628969.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,193,129

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:14 UTC GrantCommon Stock 198,205 $0.00 $0.00
Disclosure

SEC source: 0001604192-23-000010 · wk-form4_1688591651.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,312,279

F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

Read SEC document
June 15, 2023 Filed Jun 15, 2023 21:44 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,462 $0.23 $3,326.26
Disclosure

SEC source: 0001363244-23-000016 · wk-form4_1686865471.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,437,691

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
June 15, 2023 Filed Jun 15, 2023 21:38 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 5,165 $0.23 $1,187.95
Disclosure

SEC source: 0001958664-23-000015 · wk-form4_1686865129.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,198,294

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 31, 2023 Filed May 31, 2023 21:52 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
PurchaseCommon Stock 4,621 $0.22 $1,014.31
Disclosure

SEC source: 0001877925-23-000010 · wk-form4_1685584363.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,142,215

Read SEC document
May 25, 2023 Filed May 25, 2023 16:43 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
PurchaseCommon Stock 5,236 $0.19 $1,010.02
Disclosure

SEC source: 0001877925-23-000008 · wk-form4_1685047413.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,137,594

Read SEC document
May 15, 2023 Filed May 15, 2023 19:20 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
Tax withholdingCommon Stock 45,841 $0.20 $9,168.20
Disclosure

SEC source: 0001877925-23-000006 · wf-form4_168419279499415.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,132,358

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 15, 2023 Filed May 15, 2023 23:04 UTC
Tierney Conor BTreasurer & CFO
Tax withholdingCommon Stock 64,407 $0.20 $12,881.40
Disclosure

SEC source: 0001969819-23-000006 · wf-form4_168419184403480.xml · nonDerivative · entry 1

Tierney Conor B · CIK 0001969819 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,028,402

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 15, 2023 Filed May 15, 2023 23:16 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 88,792 $0.20 $17,758.40
Disclosure

SEC source: 0001958664-23-000013 · wf-form4_168419259374872.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,203,459

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 15, 2023 Filed May 15, 2023 23:14 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 101,364 $0.20 $20,272.80
Disclosure

SEC source: 0001363244-23-000014 · wf-form4_168419245506462.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,452,153

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 03, 2023 Filed May 4, 2023 23:05 UTC GrantCommon Stock 886,794 $0.00 $0.00
Disclosure

SEC source: 0001604192-23-000006 · wf-form4_168324152775508.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,114,074

F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders.

Read SEC document
May 03, 2023 Filed May 4, 2023 23:03 UTC GrantCommon Stock 886,794 $0.00 $0.00
Disclosure

SEC source: 0001324957-23-000002 · wf-form4_168324140201739.xml · nonDerivative · entry 1

DiBattiste Carol · CIK 0001324957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 986,626

F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders.

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May 03, 2023 Filed May 4, 2023 23:00 UTC
Zeifman SueDirector
GrantCommon Stock 886,794 $0.00 $0.00
Disclosure

SEC source: 0001906783-23-000002 · wf-form4_168324123882600.xml · nonDerivative · entry 1

Zeifman Sue · CIK 0001906783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 994,315

F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders.

Read SEC document
May 03, 2023 Filed May 4, 2023 22:58 UTC GrantCommon Stock 886,794 $0.00 $0.00
Disclosure

SEC source: 0001189311-23-000008 · wf-form4_168324108644159.xml · nonDerivative · entry 1

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,062,894

F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders.

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May 03, 2023 Filed May 5, 2023 21:10 UTC GrantCommon Stock 886,794 $0.00 $0.00
Disclosure

SEC source: 0001835160-23-000003 · wf-form4_168332101142548.xml · nonDerivative · entry 1

HSIEH Wen Hsuan · CIK 0001835160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962,222

F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders.

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May 01, 2023 Filed May 3, 2023 17:09 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001877925-23-000004 · wf-form4_168314817691154.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,178,199

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 12 calendar quarters beginning on May 15, 2023.

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May 01, 2023 Filed May 3, 2023 21:22 UTC
Tierney Conor BTreasurer & CFO
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001969819-23-000004 · wf-form4_168314894442199.xml · nonDerivative · entry 1

Tierney Conor B · CIK 0001969819 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,092,809

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 12 calendar quarters beginning on May 15, 2023.

F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16filing. Under the ESPP, 17,231 shares were acquired on April 28, 2023 at a transaction price of $0.177055 per share.

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May 01, 2023 Filed May 3, 2023 21:19 UTC
Ramachandran Tirukkur RChief Operating Officer
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001958664-23-000011 · wf-form4_168314874067753.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,292,251

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 12 calendar quarters beginning on May 15, 2023.

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May 01, 2023 Filed May 3, 2023 21:01 UTC
HUGHES ANDREW SSecretary & General Counsel
GrantCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001363244-23-000012 · wf-form4_168314762644380.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,553,517

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 12 calendar quarters beginning on May 15, 2023.

F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 17,231 shares were acquired on April 28, 2023 at a transaction price of $0.177055 per share.

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April 14, 2023 Filed Apr 14, 2023 22:10 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 5,165 $0.24 $1,224.11
Disclosure

SEC source: 0001958664-23-000009 · wf-form4_168151023066983.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,542,251

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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April 14, 2023 Filed Apr 14, 2023 22:04 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,461 $0.24 $3,427.26
Disclosure

SEC source: 0001363244-23-000010 · wf-form4_168150983144151.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,786,286

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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April 01, 2023 Filed Apr 3, 2023 21:54 UTC GrantCommon Stock 68,989 $0.00 $0.00
Disclosure

SEC source: 0001604192-23-000004 · wf-form4_168055886688217.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,280

F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

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April 01, 2023 Filed Apr 3, 2023 21:51 UTC GrantCommon Stock 24,349 $0.00 $0.00
Disclosure

SEC source: 0001189311-23-000006 · wf-form4_168055867953010.xml · nonDerivative · entry 1

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,100

F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

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April 01, 2023 Filed Jul 5, 2023 21:09 UTC Amendment GrantCommon Stock 68,989 $0.00 $0.00
Disclosure

SEC source: 0001604192-23-000008 · wk-form4a_1688591318.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,280

F1 · shares: The sole purpose of this Form 4/A is to correct the erroneous indication that the transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

F2 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

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March 15, 2023 Filed Mar 16, 2023 20:55 UTC
Fisch MatthewDirector · Chief Executive Officer
Tax withholdingCommon Stock 266,032 $0.43 $115,644.11
Disclosure

SEC source: 0001807992-23-000007 · wf-form4_167900010311675.xml · nonDerivative · entry 1

Fisch Matthew · CIK 0001807992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,733,968

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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March 15, 2023 Filed Mar 16, 2023 20:47 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,462 $0.43 $6,286.63
Disclosure

SEC source: 0001363244-23-000008 · wf-form4_167899966331433.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800,747

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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March 15, 2023 Filed Mar 16, 2023 20:40 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 5,071 $0.43 $2,204.36
Disclosure

SEC source: 0001958664-23-000007 · wf-form4_167899920651731.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547,416

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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February 15, 2023 Filed Feb 16, 2023 17:39 UTC
Brown Robert AnthonyTreasurer & CFO
Tax withholdingCommon Stock 62,907 $0.78 $49,174.40
Disclosure

SEC source: 0001879309-23-000004 · wf-form4_167658716007844.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,074

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.