Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEye, Inc.LIDR · Entity 7039 | Director | April 01, 2024 | April 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEye, Inc.
Report date April 01, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,887 |
Reported balance
After 2024-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-01 · Grant · Acquired 21,335 · Balance 83,887 F1: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectDunn Family Trust U/A/D 7/10/2001 | 950 |
Reported balance
Holding disclosure · report date 2024-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 950 F2: The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.
F2: The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2024 Filed Apr 1, 2024 20:41 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 21,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-24-000004 · wk-form4_1712004067.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,887 F1 · balance_after: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 21:57 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 13,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-24-000002 · wk-form4_1704319019.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,552 F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. F2 · balance_after: Effective December 26, 2023, the Common Stock of the Issuer underwent a 1-for-30 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| October 01, 2023 Filed Oct 2, 2023 23:20 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 156,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-23-000013 · wk-form4_1696288828.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,469,036 F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 21:14 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 198,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-23-000010 · wk-form4_1688591651.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,312,279 F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. Read SEC document |
| May 03, 2023 Filed May 4, 2023 23:05 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 886,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-23-000006 · wf-form4_168324152775508.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,114,074 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 21:54 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 68,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-23-000004 · wf-form4_168055886688217.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 227,280 F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2023 Filed Jul 5, 2023 21:09 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 68,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-23-000008 · wk-form4a_1688591318.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,280 F1 · shares: The sole purpose of this Form 4/A is to correct the erroneous indication that the transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). F2 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. Read SEC document |
| January 01, 2023 Filed Jan 3, 2023 22:47 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 42,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-23-000002 · wf-form4_167278605901576.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,291 F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 22:43 UTC | AEye, Inc. LIDR · Entity 7039 | PurchaseCommon Stock | 1,000 | $0.79 | $793.60 |
DisclosureSEC source: 0001604192-22-000016 · wf-form4_167148954607943.xml · nonDerivative · entry 2 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Dunn Family Trust U/A/D 07/10/2001 Disclosed balance after: 28,514 F2 · ownership.nature: The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:43 UTC | AEye, Inc. LIDR · Entity 7039 | PurchaseCommon Stock | 4,000 | $0.76 | $3,035.20 |
DisclosureSEC source: 0001604192-22-000016 · wf-form4_167148954607943.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Dunn Family Trust U/A/D 07/10/2001 Disclosed balance after: 27,514 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.7501 to $0.7674. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee. Read SEC document |
| October 01, 2022 Filed Oct 3, 2022 22:05 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 18,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-22-000014 · wf-form4_166483455356325.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,195 Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 21:38 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 10,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-22-000012 · wf-form4_165671148798077.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,939 Read SEC document |
| May 10, 2022 Filed May 11, 2022 23:24 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 33,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-22-000010 · wf-form4_165231145159894.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,958 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 13:17 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 3,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001604192-22-000006 · wf-form4_164907820520288.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,852 Read SEC document |
| January 13, 2022 Filed Jan 13, 2022 19:20 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 3,695 | $5.24 | $19,376.58 |
DisclosureSEC source: 0001604192-22-000002 · wf-form4_164210162511017.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,147 Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:34 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 2,959 | $6.55 | $19,375.53 |
DisclosureSEC source: 0001062993-21-009234 · form4.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,452 Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 01:33 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 1,171 | $8.27 | $9,684.17 |
DisclosureSEC source: 0001062993-21-008703 · form4.xml · nonDerivative · entry 2 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,493 Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 01:33 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 42,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008703 · form4.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,322 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, 42,322 of such RSUs vest as follows: 1/3 will vest on each of September 14, 2022, September 14, 2023 and September 14, 2024. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 20:08 UTC | AEye, Inc. LIDR · Entity 7039 | PurchaseCommon Stock | 10,000 | $8.37 | $83,710.00 |
DisclosureSEC source: 0001062993-21-008430 · form4.xml · nonDerivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Dunn Family Trust U/A/D 7/01/2001 Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions ranging from $8.29 to $8.45, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Dunn Family Trust U/A/D 7/01/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn and the shares received by Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee. Read SEC document |
| August 16, 2021 Filed Aug 31, 2021 22:18 UTC | AEye, Inc. CFAC · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 18,604 | $37.21 Strike: $7.00 | $692,217.63 |
DisclosureSEC source: 0001062993-21-008058 · form4.xml · derivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,604 Underlying: Common Stock · 18,604 shares Expires 2030-11-16 F1 · price: Received in exchange for stock options to acquire 5,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 10, 2021. F1 · derivative.exercise_date: Received in exchange for stock options to acquire 5,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 10, 2021. Read SEC document |
| August 16, 2021 Filed Apr 4, 2022 13:12 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 18,604 | $37.21 Strike: $0.63 | $692,217.63 |
DisclosureSEC source: 0001604192-22-000004 · wf-form4a_164907786711080.xml · derivative · entry 1 Dunn Timothy J · CIK 0001604192 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,604 Underlying: Common Stock · 18,604 shares Expires 2030-11-16 F1 · derivative.exercise_price: The sole purpose of this Form 4/A is to correct the erroneous conversion or exercise price as originally reported at $7.008. F2 · price: Received in exchange for stock options to acquire 5,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 10, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.