Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEye, Inc.LIDR · Entity 7039 | Director | May 03, 2023 | May 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEye, Inc.
Report date May 03, 2023 · Filed May 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,062,894 |
Reported balance
After 2023-05-03 transaction · row 1
1 source rowRow 1 · 2023-05-03 · Grant · Acquired 886,794 · Balance 1,062,894 F1: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2023 Filed May 4, 2023 22:58 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 886,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001189311-23-000008 · wf-form4_168324108644159.xml · nonDerivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,062,894 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 21:51 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 24,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001189311-23-000006 · wf-form4_168055867953010.xml · nonDerivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 176,100 F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. Read SEC document |
| January 01, 2023 Filed Jan 3, 2023 22:50 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 14,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001189311-23-000002 · wf-form4_167278623336051.xml · nonDerivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,751 F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. Read SEC document |
| January 01, 2023 Filed Jan 7, 2023 01:21 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 14,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001189311-23-000004 · wf-form4a_167305444579630.xml · nonDerivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,021 F1 · shares: This Form 4/A is filed solely to correct the number of shares reported on the Form 4 filed on January 3, 2023. The original Form 4 reported the acquisition of 14,587 shares, whereas the correct number is reflected here, 14,857 shares. F2 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer. Read SEC document |
| October 01, 2022 Filed Oct 3, 2022 21:57 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 6,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001189311-22-000010 · wf-form4_166483418617288.xml · nonDerivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,164 Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 21:36 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 3,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001189311-22-000008 · wf-form4_165671135559903.xml · nonDerivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,721 Read SEC document |
| May 10, 2022 Filed May 11, 2022 23:27 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 33,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001189311-22-000006 · wf-form4_165231165593975.xml · nonDerivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,061 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders. Read SEC document |
| February 04, 2022 Filed Mar 31, 2022 21:16 UTC | AEye, Inc. LIDR · Entity 7039 | OtherCommon Stock | 51,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001189311-22-000004 · wf-form4_164876138547929.xml · nonDerivative · entry 2 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,955 F1 · kind: Represents the distribution of the reporting person's 26.03% share in the 198,379 shares held by VEKTOR Partners FF 1 GBR, a Gesellschaft brgerlichen Rechts, established under the laws of Germany. Read SEC document |
| February 04, 2022 Filed Mar 31, 2022 21:16 UTC | AEye, Inc. LIDR · Entity 7039 | OtherCommon Stock | 51,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001189311-22-000004 · wf-form4_164876138547929.xml · nonDerivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · VEKTOR Partners FF 1 GBR Disclosed balance after: 0 F1 · kind: Represents the distribution of the reporting person's 26.03% share in the 198,379 shares held by VEKTOR Partners FF 1 GBR, a Gesellschaft brgerlichen Rechts, established under the laws of Germany. Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 01:33 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 42,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008701 · form4.xml · nonDerivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,322 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, 42,322 of such RSUs vest as follows: 1/3 will vest on each of September 14, 2022, September 14, 2023 and September 14, 2024. Read SEC document |
| August 16, 2021 Filed Aug 23, 2021 18:21 UTC | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 74,416 | $37.21 Strike: $7.00 | $2,768,870.53 |
DisclosureSEC source: 0001062993-21-007900 · form4.xml · derivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,416 Underlying: Common Stock · 74,416 shares Expires 2030-11-16 F1 · price: Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022. F1 · derivative.exercise_date: Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022. Read SEC document |
| August 16, 2021 Filed Jan 3, 2022 16:42 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 74,416 | $37.21 Strike: $0.63 | $2,768,870.53 |
DisclosureSEC source: 0001189311-22-000002 · wf-form4a_164122814876232.xml · derivative · entry 3 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,416 Underlying: Common Stock · 74,416 shares Expires 2030-11-16 F3 · derivative.exercise_price: The exercise price for this derivative security was erroneously reported on a previous Form 4 filed on August 23, 2021; no other changes are being reported. F4 · price: Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022. F4 · derivative.exercise_date: Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022. Read SEC document |
| August 16, 2021 Filed Jan 3, 2022 16:42 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 51,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001189311-22-000002 · wf-form4a_164122814876232.xml · nonDerivative · entry 1 GOTTSCHALK BERND · CIK 0001189311 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · VEKTOR Partners FF 1 GBR Disclosed balance after: 51,663 F1 · balance_after: Represents the reporting person's 26.03% share in the 198,379 shares held by VEKTOR Partners FF 1 GBR, a Gesellschaft brgerlichen Rechts established under the laws of Germany and not previously reported on a Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.