Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEye, Inc.LIDR · Entity 7039 | Treasurer & CFO | September 02, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEye, Inc.
Report date September 02, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 401,207 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Grant · Acquired 100,000 · Balance 401,207 F1: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 100% of the total shares on November 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 100% of the total shares on November 15, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 8, 2026 21:02 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-029848 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 401,207 F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 100% of the total shares on November 15, 2026. Read SEC document |
| August 15, 2026 Filed Aug 17, 2026 21:56 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 26,549 | $1.31 | $34,779.19 |
DisclosureSEC source: 0001437749-26-028211 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,207 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 00:16 UTC | AEye, Inc. LIDR · Entity 7039 | GrantPerformance Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-019240 · rdgdoc.xml · derivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 708,713 Underlying: Common Stock · 500,000 shares Expires 2030-12-31 F1 · derivative.exercise_price: Each performance stock unit ("PSU") is the economic equivalent of a share of common stock and represents the right to receive one share of common stock at vesting. F2 · derivative.exercise_date: The PSUs will incrementally vest when the Company's closing price, as reported on NASDAQ, based on a five-day trailing average: (i) meets or exceeds $3.00 per share, as to one-third of the PSUs; (ii) meets or exceeds $4.00 per share, as to one-third of the PSUs; and (iii) meets or exceeds $5.00 per share, as to one-third of the PSUs. To the extent any PSUs have not vested by December 31, 2030, such PSUs shall be forfeited in their entirety. Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:30 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 26,549 | $1.89 | $50,177.61 |
DisclosureSEC source: 0001437749-26-017623 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,756 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 6,250 shares were acquired on April 30, 2026 at a transaction price of $1.776500 per share. Read SEC document |
| February 15, 2026 Filed Feb 17, 2026 21:18 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 29,342 | $1.65 | $48,414.30 |
DisclosureSEC source: 0001437749-26-004365 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,055 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:15 UTC | AEye, Inc. LIDR · Entity 7039 | GrantPerformance Stock Units · Derivative | 208,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-003800 · rdgdoc.xml · derivative · entry 2 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,713 Underlying: Common Stock · 208,713 shares Expires 2030-12-31 F2 · derivative.exercise_price: Each performance stock unit ("PSU") is the economic equivalent of a share of common stock and represents the right to receive one share of common stock at vesting, unless sufficient shares are not available in the Company's 2021 Equity Incentive Plan, in which case the PSUs will be settled in cash based on the 5-day trailing average closing price of the Company's stock. F3 · derivative.exercise_date: The PSUs will incrementally vest when the Company's closing price, as reported on NASDAQ, based on a five-day trailing average: (i) meets or exceeds $3.00 per share, as to one-third of the PSUs; (ii) meets or exceeds $4.00 per share, as to one-third of the PSUs; and (iii) meets or exceeds $5.00 per share, as to one-third of the PSUs. To the extent any PSUs have not vested by December 31, 2030, such PSUs shall be forfeited in their entirety. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 21:15 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 208,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-003800 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,397 F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/4th of the total shares on the 15th day of the second month of each calendar quarter for a period of four (4) calendar quarters beginning on February 15, 2026. Read SEC document |
| November 15, 2025 Filed Nov 17, 2025 21:26 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 2,788 | $2.35 | $6,551.80 |
DisclosureSEC source: 0001437749-25-035435 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,684 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| August 15, 2025 Filed Aug 25, 2025 20:45 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 2,788 | $2.54 | $7,081.52 |
DisclosureSEC source: 0001437749-25-027681 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,472 F1 · date: This Form 4 is being filed late due to an inadvertent administrative error. The late filing resulted from a clerical mistake detected upon internal review. The error has been corrected by this filing. F2 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| May 15, 2025 Filed May 19, 2025 20:46 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 2,788 | $0.69 | $1,931.81 |
DisclosureSEC source: 0001437749-25-017626 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,260 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| March 13, 2025 Filed Mar 13, 2025 23:22 UTC | AEye, Inc. LIDR · Entity 7039 | PurchaseCommon Stock | 4,500 | $0.53 | $2,405.70 |
DisclosureSEC source: 0001437749-25-007587 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,048 Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 22:15 UTC | AEye, Inc. LIDR · Entity 7039 | PurchaseCommon Stock | 25,000 | $0.60 | $14,972.50 |
DisclosureSEC source: 0001437749-25-006131 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,548 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.5847 to $0.5994. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 21:43 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 79,364 | $0.84 | $66,586.40 |
DisclosureSEC source: 0001437749-25-004396 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,548 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 22:08 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 150,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-001838 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,912 F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which fully vests on February 15, 2025. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 22:07 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 1,960 | $1.00 | $1,960.00 |
DisclosureSEC source: 0001437749-24-035646 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,112 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. E F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 15,105 shares were acquired on October 31, 2024 at a transaction price of $0.867000 per share. Read SEC document |
| August 15, 2024 Filed Aug 16, 2024 20:14 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 1,959 | $1.22 | $2,389.98 |
DisclosureSEC source: 0001437749-24-027091 · rdgdoc.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,967 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| May 15, 2024 Filed May 17, 2024 22:20 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 443 | $3.74 | $1,656.47 |
DisclosureSEC source: 0001969819-24-000004 · wk-form4_1715984399.xml · nonDerivative · entry 2 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,926 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $3.41 to $4.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2024 Filed May 17, 2024 22:20 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 1,555 | $3.27 | $5,090.45 |
DisclosureSEC source: 0001969819-24-000004 · wk-form4_1715984399.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,369 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.13 to $3.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 2,631 shares were acquired on May 1, 2024 at a transaction price of $0.8585 per share. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:22 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 1,910 | $1.30 | $2,483.00 |
DisclosureSEC source: 0001969819-24-000002 · wk-form4_1708118531.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,293 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. F2 · balance_after: Effective December 26, 2023, the Common Stock of the Issuer underwent a 1-for-30 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 00:12 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 56,914 | $0.18 | $10,142.07 |
DisclosureSEC source: 0001969819-23-000010 · wk-form4_1700179913.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,986,028 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 78,947 shares were acquired on October 31, 2023 at a transaction price of $0.168980 per share. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 20:28 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 64,407 | $0.32 | $20,925.83 |
DisclosureSEC source: 0001969819-23-000008 · wk-form4_1692217704.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,963,995 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| May 15, 2023 Filed May 15, 2023 23:04 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 64,407 | $0.20 | $12,881.40 |
DisclosureSEC source: 0001969819-23-000006 · wf-form4_168419184403480.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,028,402 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| May 01, 2023 Filed May 3, 2023 21:22 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001969819-23-000004 · wf-form4_168314894442199.xml · nonDerivative · entry 1 Tierney Conor B · CIK 0001969819 · Treasurer & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,092,809 F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 12 calendar quarters beginning on May 15, 2023. F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16filing. Under the ESPP, 17,231 shares were acquired on April 28, 2023 at a transaction price of $0.177055 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.