Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEye, Inc.LIDR · Entity 7039 | Treasurer & CFO | February 15, 2023 | February 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEye, Inc.
Report date February 15, 2023 · Filed February 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 613,074 |
Reported balance
After 2023-02-15 transaction · row 1
1 source rowRow 1 · 2023-02-15 · Tax withholding · Disposed 62,907 · Balance 613,074 F1: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2023 Filed Feb 16, 2023 17:39 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 62,907 | $0.78 | $49,174.40 |
DisclosureSEC source: 0001879309-23-000004 · wf-form4_167658716007844.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,074 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 18:49 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 243,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001879309-23-000002 · wf-form4_167348094891737.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,981 F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/3rd of the total shares onthe 15th day of each of February, May, and August, 2023. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 17:17 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 10,951 | $0.96 | $10,512.96 |
DisclosureSEC source: 0001879309-22-000016 · wf-form4_166872341673012.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,656 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 18:10 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001879309-22-000014 · wf-form4_166423021819678.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,607 F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 50% of the total shares on November 15, 2023, and the remaining 50% on May 15, 2024. Read SEC document |
| August 15, 2022 Filed Aug 15, 2022 19:34 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 10,951 | $2.95 | $32,305.45 |
DisclosureSEC source: 0001879309-22-000012 · wf-form4_166060639685641.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,607 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| May 19, 2022 Filed May 20, 2022 17:03 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 20,715 | $5.44 | $112,731.03 |
DisclosureSEC source: 0001879309-22-000010 · wf-form4_165308059852178.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,558 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.345 to $5.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2022 Filed May 16, 2022 19:58 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 10,951 | $4.92 | $53,878.92 |
DisclosureSEC source: 0001879309-22-000008 · wf-form4_165274550228455.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,273 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 16:13 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 380,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001879309-22-000006 · wf-form4_164746156478579.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,224 F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The reporting person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 36 months beginning on May 15, 2022. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 16:18 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 267 | $3.39 | $905.13 |
DisclosureSEC source: 0001879309-22-000004 · wf-form4_164513269901373.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,224 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| January 16, 2022 Filed Jan 18, 2022 20:25 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 318 | $3.42 | $1,087.56 |
DisclosureSEC source: 0001879309-22-000002 · wf-form4_164255551340074.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,491 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| December 16, 2021 Filed Dec 16, 2021 18:21 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 249 | $5.66 | $1,409.34 |
DisclosureSEC source: 0001818644-21-000021 · wf-form4_163969687249733.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,809 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 19:49 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 250 | $5.38 | $1,345.00 |
DisclosureSEC source: 0001879309-21-000002 · wf-form4_163728296101184.xml · nonDerivative · entry 4 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,058 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| October 16, 2021 Filed Nov 18, 2021 19:49 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 249 | $4.32 | $1,075.68 |
DisclosureSEC source: 0001879309-21-000002 · wf-form4_163728296101184.xml · nonDerivative · entry 3 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,308 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| September 16, 2021 Filed Nov 18, 2021 19:49 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 249 | $9.83 | $2,447.67 |
DisclosureSEC source: 0001879309-21-000002 · wf-form4_163728296101184.xml · nonDerivative · entry 2 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,557 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| August 16, 2021 Filed Aug 23, 2021 14:21 UTC | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 9,302 | $37.21 Strike: $7.00 | $346,108.82 |
DisclosureSEC source: 0001062993-21-007899 · form4.xml · derivative · entry 2 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,302 Underlying: Common Stock · 9,302 shares Expires 2031-04-05 F2 · price: Received in exchange for stock options to acquire 2,500 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 16, 2022. F2 · derivative.exercise_date: Received in exchange for stock options to acquire 2,500 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 16, 2022. Read SEC document |
| August 16, 2021 Filed Aug 23, 2021 14:21 UTC | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 3,262,744 | $37.21 Strike: $7.00 | $121,400,178.75 |
DisclosureSEC source: 0001062993-21-007899 · form4.xml · derivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,262,744 Underlying: Common Stock · 3,262,744 shares Expires 2030-11-16 F1 · price: Received in exchange for stock options to acquire 876,893 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 16, 2024. F1 · derivative.exercise_date: Received in exchange for stock options to acquire 876,893 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 16, 2024. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:44 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 3,262,744 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001062993-21-008919 · form4a.xml · derivative · entry 2 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,262,744 Underlying: Common Stock · 3,262,744 shares Expires 2030-11-16 F2 · derivative.exercise_date: Received in exchange for stock options to acquire 876,893 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 16, 2024. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:44 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 9,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008919 · form4a.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,302 F1 · shares: Received in exchange for 2,500 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over 12 months beginning on February 16, 2021 until February 16, 2022. Read SEC document |
| August 16, 2021 Filed Nov 18, 2021 19:49 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 1,496 | $8.58 | $12,835.68 |
DisclosureSEC source: 0001879309-21-000002 · wf-form4_163728296101184.xml · nonDerivative · entry 1 Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,806 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.