Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEye, Inc.LIDR · Entity 7039 | Director | August 14, 2023 | August 16, 2023 |
| Ambiq Micro, Inc.AMBQ · Entity 751 | Director | June 08, 2026 | June 10, 2026 |
| Amprius Technologies, Inc.AMPX · Entity 4742 | Director | March 12, 2026 | March 13, 2026 |
| Movella Holdings Inc.MVLA · Entity 109903 | Director · 10% owner | May 02, 2023 | May 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEye, Inc.
Report date August 14, 2023 · Filed August 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy KPCB Holdings, Inc. | 15,657,408 |
Reported balance
After 2023-08-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-08-14 · Sale · Disposed 643,289 · Balance 15,657,408 F1: The shares were disposed of by Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI"). F2: This transaction was executed in multiple trades at prices ranging from $0.30 to $0.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3: All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the following accounts: 12,761,878 shares of our common stock held by KPCB XVI, 458,898 shares held by KPCB XVI Founders Fund, LLC ("XVI Founders"), 2,362,303 shares held by Kleiner Perkins Caufield & Byers XIX, LLC ("KPCB XIX"), 22,179 shares held by Kleiner Perkins XIX Friends, LLC ("XIX Friends") and 52,150 shares held by KPCB XIX Founders Fund, LLC ("XIX Founders"). The managing member of KPCB XVI and XVI Founders is KPCB XVI Associates, LLC ("KPCB XVI Associates"). The managing member of KPCB XIX, XIX Friends and XIX Founders is KPCB XIX Associates, LLC ("KPCB XIX Associates"). F4: The Reporting Person is a managing member of KPCB XVI Associates, and together with the other managing members of KPCB XVI Associates, exercises shared voting and dispositive control over the shares held by KPCB XVI and XVI Founders. The managing members of KPCB XIX Associates, exercise shared voting and dispositive control over the shares held by KPCB XIX, XIX Friends and XIX Founders. The Reporting Person disclaims beneficial ownership of all shares held by KPCB XVI, XVI Founders, KPCB XIX, XIX Friends and XIX Founders except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 962,222 |
Reported balance
Holding disclosure · report date 2023-08-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 962,222 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were disposed of by Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI").
F2: This transaction was executed in multiple trades at prices ranging from $0.30 to $0.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the following accounts: 12,761,878 shares of our common stock held by KPCB XVI, 458,898 shares held by KPCB XVI Founders Fund, LLC ("XVI Founders"), 2,362,303 shares held by Kleiner Perkins Caufield & Byers XIX, LLC ("KPCB XIX"), 22,179 shares held by Kleiner Perkins XIX Friends, LLC ("XIX Friends") and 52,150 shares held by KPCB XIX Founders Fund, LLC ("XIX Founders"). The managing member of KPCB XVI and XVI Founders is KPCB XVI Associates, LLC ("KPCB XVI Associates"). The managing member of KPCB XIX, XIX Friends and XIX Founders is KPCB XIX Associates, LLC ("KPCB XIX Associates").
F4: The Reporting Person is a managing member of KPCB XVI Associates, and together with the other managing members of KPCB XVI Associates, exercises shared voting and dispositive control over the shares held by KPCB XVI and XVI Founders. The managing members of KPCB XIX Associates, exercise shared voting and dispositive control over the shares held by KPCB XIX, XIX Friends and XIX Founders. The Reporting Person disclaims beneficial ownership of all shares held by KPCB XVI, XVI Founders, KPCB XIX, XIX Friends and XIX Founders except to the extent of his pecuniary interest therein.
Ambiq Micro, Inc.
Report date June 08, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,957 |
Reported balance
After 2026-06-08 transaction · row 1
1 source rowRow 1 · 2026-06-08 · Grant · Acquired 4,957 · Balance 4,957 F1: Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in three equal annual installments following the date of grant, with each annual RSU vesting to occur on the earlier of: (i) the first, second, or third anniversary of the grant date, as applicable, or (ii) the date of the Company's first, second, or third annual stockholder meeting following the grant date, as applicable (or the date immediately prior to the applicable annual stockholder meeting if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2025 Equity Incentive Plan). |
| Common StockSEC Table I · non-derivative | IndirectBy: Matter Venture Partners Fund I, L.P. | 633,920 |
Reported balance
Holding disclosure · report date 2026-06-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 633,920 F2: The Reporting Person exercises sole voting and dispositive control over the shares held by Matter Venture Partners Fund I, L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in three equal annual installments following the date of grant, with each annual RSU vesting to occur on the earlier of: (i) the first, second, or third anniversary of the grant date, as applicable, or (ii) the date of the Company's first, second, or third annual stockholder meeting following the grant date, as applicable (or the date immediately prior to the applicable annual stockholder meeting if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2025 Equity Incentive Plan).
F2: The Reporting Person exercises sole voting and dispositive control over the shares held by Matter Venture Partners Fund I, L.P.
Amprius Technologies, Inc.
Report date March 12, 2026 · Filed March 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 44,444 |
Last balance in matching sequence
After 2026-03-12 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-03-12 · Exercise / conversion · Acquired 270,251 · Balance 457,590 F1: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Row 2 · 2026-03-12 · Sale · Disposed 282,500 · Balance 175,090 F2: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Row 3 · 2026-03-12 · Sale · Disposed 130,646 · Balance 44,444 F3: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.12 to $18.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.61 · Expires 2032-04-13 | Direct | 0 |
Reported balance
After 2026-03-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-03-12 · Exercise / conversion · Disposed 270,251 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.
F2: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.12 to $18.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Movella Holdings Inc.
Report date May 02, 2023 · Filed May 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,428 |
Reported balance
After 2023-05-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-02 · Grant · Acquired 71,428 · Balance 71,428 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2: This award was granted effective May 2, 2023 and vests over two years. 50% of the total number of shares subject to the award will vest on the earlier of (i) May 2, 2024 or (ii) the issuer's 2024 annual meeting of stockholders, and the remaining 50% will vest on the earlier of (i) the 12-month anniversary of the issuer's 2024 annual meeting of stockholders or (ii) the date of the issuer's 2025 annual meeting of stockholders. The award will also become 100% vested if a Change in Control (as defined in the Movella Holdings Inc. 2022 Stock Incentive Plan) occurs during Mr. Hsieh's service as a director. |
| Common StockSEC Table I · non-derivative | IndirectBy Kleiner Perkins Caufield and Byers XIII, LLC | 5,189,014 |
Reported balance
Holding disclosure · report date 2023-05-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,189,014 F3: Consists of 5,189,011 shares of common stock, par value $0.00001 per share, of Movella Holdings Inc. held by KPCB Holdings, Inc. ("KPCB Holdings"), as nominee for Kleiner Perkins Caufield & Byers XIII, LLC ("KPCB XIII"). The managing member of KPCB XIII is KPCB XIII Associates, LLC ("Associates"). The voting and dispositive control over the shares is shared by several individual managing directors of Associates, none of whom has veto power. No natural person controls investment or voting decisions with respect to the shares held by KPCB Holdings. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: This award was granted effective May 2, 2023 and vests over two years. 50% of the total number of shares subject to the award will vest on the earlier of (i) May 2, 2024 or (ii) the issuer's 2024 annual meeting of stockholders, and the remaining 50% will vest on the earlier of (i) the 12-month anniversary of the issuer's 2024 annual meeting of stockholders or (ii) the date of the issuer's 2025 annual meeting of stockholders. The award will also become 100% vested if a Change in Control (as defined in the Movella Holdings Inc. 2022 Stock Incentive Plan) occurs during Mr. Hsieh's service as a director.
F3: Consists of 5,189,011 shares of common stock, par value $0.00001 per share, of Movella Holdings Inc. held by KPCB Holdings, Inc. ("KPCB Holdings"), as nominee for Kleiner Perkins Caufield & Byers XIII, LLC ("KPCB XIII"). The managing member of KPCB XIII is KPCB XIII Associates, LLC ("Associates"). The voting and dispositive control over the shares is shared by several individual managing directors of Associates, none of whom has veto power. No natural person controls investment or voting decisions with respect to the shares held by KPCB Holdings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Desktop Metal, Inc.
Report date April 02, 2025 · Filed April 04, 2025
Section 16 reporting ended · disclosed 2025-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-04-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-04-02 · Exercise / conversion · Acquired 28,571 · Balance 42,538 F1: The non-employee directors' restricted stock units that were outstanding immediately prior to the consummation of the merger were vested, converted into the Issuer's Class A Common Stock, cancelled and converted into the right to receive the Per Share Merger Consideration. Row 2 · 2025-04-02 · Disposition to issuer · Disposed 42,538 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of July 2, 2024 (the "Merger Agreement"), by and among Desktop Metal, Inc. (the "Issuer"), Nano Dimension Ltd., an Israeli company ("Nano"), and Nano US I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of Nano ("Merger Sub"), on April 2, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as an indirect wholly owned subsidiary of Nano. At the Effective Time, each outstanding share of Class A Common Stock was cancelled and converted into the right to receive $5.295 in cash, without interest (the "Per Share Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-04-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-04-02 · Exercise / conversion · Disposed 28,571 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one shares of the Issuer's Class A Common Stock. F1: The non-employee directors' restricted stock units that were outstanding immediately prior to the consummation of the merger were vested, converted into the Issuer's Class A Common Stock, cancelled and converted into the right to receive the Per Share Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: The non-employee directors' restricted stock units that were outstanding immediately prior to the consummation of the merger were vested, converted into the Issuer's Class A Common Stock, cancelled and converted into the right to receive the Per Share Merger Consideration.
F2: Pursuant to the Agreement and Plan of Merger, dated as of July 2, 2024 (the "Merger Agreement"), by and among Desktop Metal, Inc. (the "Issuer"), Nano Dimension Ltd., an Israeli company ("Nano"), and Nano US I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of Nano ("Merger Sub"), on April 2, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as an indirect wholly owned subsidiary of Nano. At the Effective Time, each outstanding share of Class A Common Stock was cancelled and converted into the right to receive $5.295 in cash, without interest (the "Per Share Merger Consideration").
F3: Each restricted stock unit represents a contingent right to receive one shares of the Issuer's Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2026 Filed Jun 10, 2026 21:01 UTC | Ambiq Micro, Inc. AMBQ · Entity 751 | GrantCommon Stock | 4,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001835160-26-000008 · form4-06102026_090626.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,957 F1 · shares: Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in three equal annual installments following the date of grant, with each annual RSU vesting to occur on the earlier of: (i) the first, second, or third anniversary of the grant date, as applicable, or (ii) the date of the Company's first, second, or third annual stockholder meeting following the grant date, as applicable (or the date immediately prior to the applicable annual stockholder meeting if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2025 Equity Incentive Plan). Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 22:08 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | Exercise / conversionStock Option (right to buy) · Derivative | 270,251 | $2.61 Strike: $2.61 | $705,355.11 |
DisclosureSEC source: 0001835160-26-000007 · wk-form4_1773439724.xml · derivative · entry 4 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 270,251 shares Expires 2032-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 22:08 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | SaleCommon stock | 130,646 | $18.22 | $2,380,788.19 |
DisclosureSEC source: 0001835160-26-000007 · wk-form4_1773439724.xml · nonDerivative · entry 3 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,444 F3 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.12 to $18.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 22:08 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | SaleCommon stock | 282,500 | $18.55 | $5,239,245.00 |
DisclosureSEC source: 0001835160-26-000007 · wk-form4_1773439724.xml · nonDerivative · entry 2 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,090 F2 · price: The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 22:08 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | Exercise / conversionCommon stock | 270,251 | $2.61 | $705,355.11 |
DisclosureSEC source: 0001835160-26-000007 · wk-form4_1773439724.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:47 UTC | Ambiq Micro, Inc. AMBQ · Entity 751 | Exercise / conversionWarrant (Right to Buy) · Derivative | 238,931 | $0.00 Strike: $12.60 | $0.00 |
DisclosureSEC source: 0001835160-26-000003 · form4-02202026_100222.xml · derivative · entry 2 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: Matter Venture Partners Fund I, L.P. Disclosed balance after: 0 Underlying: Common Stock · 238,931 shares Expires 2034-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The warrant is exercisable in whole or in part, on the earlier of (i) June 1, 2028, (ii) immediately prior to the completion of the Issuer's initial public offering or (iii) immediately prior to the consummation of an acquisition or asset transfer of the Issuer, until the warrant's expiration on June 1, 2034. F1 · ownership.nature: The Reporting Person exercises sole voting and dispositive control over the shares held by Matter Venture Partners Fund I, L.P. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:47 UTC | Ambiq Micro, Inc. AMBQ · Entity 751 | Exercise / conversionCommon Stock | 238,931 | $12.60 | $3,010,530.60 |
DisclosureSEC source: 0001835160-26-000003 · form4-02202026_100222.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: Matter Venture Partners Fund I, L.P. Disclosed balance after: 633,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person exercises sole voting and dispositive control over the shares held by Matter Venture Partners Fund I, L.P. Read SEC document |
| July 31, 2025 Filed Jul 31, 2025 22:27 UTC | Ambiq Micro, Inc. AMBQ · Entity 751 | ConversionSeries G Convertible Preferred Stock · Derivative | 394,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020778 · form4-07312025_100746.xml · derivative · entry 2 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: Matter Venture Partners Fund I, L.P. Disclosed balance after: 0 Underlying: Common Stock · 394,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series G Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of common stock and had no expiration date. F1 · derivative.exercise_date: The Series G Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of common stock and had no expiration date. F1 · derivative.expiration_date: The Series G Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of common stock and had no expiration date. F2 · ownership.nature: The Reporting Person exercises sole voting and dispositive control over the shares held by Matter Venture Partners Fund I, L.P. Read SEC document |
| July 31, 2025 Filed Jul 31, 2025 22:27 UTC | Ambiq Micro, Inc. AMBQ · Entity 751 | ConversionCommon Stock | 394,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-020778 · form4-07312025_100746.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: Matter Venture Partners Fund I, L.P. Disclosed balance after: 394,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series G Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of common stock and had no expiration date. F2 · ownership.nature: The Reporting Person exercises sole voting and dispositive control over the shares held by Matter Venture Partners Fund I, L.P. Read SEC document |
| June 13, 2025 Filed Jun 18, 2025 00:41 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | GrantCommon stock | 44,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031982 · wk-form4_1750207265.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,339 F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of issuer's common stock. 100% of the restricted stock units vest on the earlier of (i) the one-year anniversary of the date the restricted stock units were granted and (ii) the day before the next annual meeting of stockholders, subject to the reporting person's continued service as of the vesting date. F2 · balance_after: Includes 44,444 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 16:05 UTC | Desktop Metal, Inc. DM · Entity 80930 | Exercise / conversionRestricted Stock Units · Derivative | 28,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-010194 · form4-04042025_040419.xml · derivative · entry 3 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 28,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of the Issuer's Class A Common Stock. F1 · price: The non-employee directors' restricted stock units that were outstanding immediately prior to the consummation of the merger were vested, converted into the Issuer's Class A Common Stock, cancelled and converted into the right to receive the Per Share Merger Consideration. F1 · derivative.exercise_date: The non-employee directors' restricted stock units that were outstanding immediately prior to the consummation of the merger were vested, converted into the Issuer's Class A Common Stock, cancelled and converted into the right to receive the Per Share Merger Consideration. F1 · derivative.expiration_date: The non-employee directors' restricted stock units that were outstanding immediately prior to the consummation of the merger were vested, converted into the Issuer's Class A Common Stock, cancelled and converted into the right to receive the Per Share Merger Consideration. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 16:05 UTC | Desktop Metal, Inc. DM · Entity 80930 | Disposition to issuerClass A Common Stock | 42,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-010194 · form4-04042025_040419.xml · nonDerivative · entry 2 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the Agreement and Plan of Merger, dated as of July 2, 2024 (the "Merger Agreement"), by and among Desktop Metal, Inc. (the "Issuer"), Nano Dimension Ltd., an Israeli company ("Nano"), and Nano US I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of Nano ("Merger Sub"), on April 2, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as an indirect wholly owned subsidiary of Nano. At the Effective Time, each outstanding share of Class A Common Stock was cancelled and converted into the right to receive $5.295 in cash, without interest (the "Per Share Merger Consideration"). F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of July 2, 2024 (the "Merger Agreement"), by and among Desktop Metal, Inc. (the "Issuer"), Nano Dimension Ltd., an Israeli company ("Nano"), and Nano US I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of Nano ("Merger Sub"), on April 2, 2025 (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving the merger as an indirect wholly owned subsidiary of Nano. At the Effective Time, each outstanding share of Class A Common Stock was cancelled and converted into the right to receive $5.295 in cash, without interest (the "Per Share Merger Consideration"). Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 16:05 UTC | Desktop Metal, Inc. DM · Entity 80930 | Exercise / conversionClass A Common Stock | 28,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-010194 · form4-04042025_040419.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The non-employee directors' restricted stock units that were outstanding immediately prior to the consummation of the merger were vested, converted into the Issuer's Class A Common Stock, cancelled and converted into the right to receive the Per Share Merger Consideration. Read SEC document |
| June 07, 2024 Filed Jun 8, 2024 00:45 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | GrantCommon stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027377 · wk-form4_1717807520.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,895 F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of issuer's common stock. 100% of the restricted stock units vest on the earlier of (i) the one-year anniversary of the date the restricted stock units were granted and (ii) the day before the next annual meeting of stockholders, subject to the reporting person's continued service as of the vesting date. F2 · balance_after: Includes 125,000 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 18:00 UTC | Desktop Metal, Inc. DM · Entity 80930 | GrantRestricted Stock Units · Derivative | 28,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016263 · form4-06102024_060610.xml · derivative · entry 3 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,571 Underlying: Class A Common Stock · 28,571 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. F1 · shares: The number of securities reported herein have been adjusted to reflect the 1-for-10 reverse stock split effected by the Issuer on June 10, 2024. F4 · derivative.exercise_date: The restricted stock units vest and settle on the earlier of (i) June 7, 2025 or (ii) the day immediately prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continued service to Issuer. The restricted stock units have no expiration date. F4 · derivative.expiration_date: The restricted stock units vest and settle on the earlier of (i) June 7, 2025 or (ii) the day immediately prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continued service to Issuer. The restricted stock units have no expiration date. F1 · derivative.underlying_shares: The number of securities reported herein have been adjusted to reflect the 1-for-10 reverse stock split effected by the Issuer on June 10, 2024. F1 · balance_after: The number of securities reported herein have been adjusted to reflect the 1-for-10 reverse stock split effected by the Issuer on June 10, 2024. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 18:00 UTC | Desktop Metal, Inc. DM · Entity 80930 | Exercise / conversionRestricted Stock Units · Derivative | 6,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016263 · form4-06102024_060610.xml · derivative · entry 2 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. F1 · shares: The number of securities reported herein have been adjusted to reflect the 1-for-10 reverse stock split effected by the Issuer on June 10, 2024. F3 · derivative.exercise_date: The restricted stock units vested on June 6, 2024. The restricted stock units have no expiration date. F3 · derivative.expiration_date: The restricted stock units vested on June 6, 2024. The restricted stock units have no expiration date. F1 · derivative.underlying_shares: The number of securities reported herein have been adjusted to reflect the 1-for-10 reverse stock split effected by the Issuer on June 10, 2024. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 18:00 UTC | Desktop Metal, Inc. DM · Entity 80930 | Exercise / conversionClass A Common Stock | 6,422 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-016263 · form4-06102024_060610.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of securities reported herein have been adjusted to reflect the 1-for-10 reverse stock split effected by the Issuer on June 10, 2024. F2 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. F1 · balance_after: The number of securities reported herein have been adjusted to reflect the 1-for-10 reverse stock split effected by the Issuer on June 10, 2024. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:18 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 643,289 | $0.31 | $200,577.51 |
DisclosureSEC source: 0001835160-23-000007 · wk-form4_1692217118.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By KPCB Holdings, Inc. Disclosed balance after: 15,657,408 F1 · shares: The shares were disposed of by Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI"). F2 · price: This transaction was executed in multiple trades at prices ranging from $0.30 to $0.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the following accounts: 12,761,878 shares of our common stock held by KPCB XVI, 458,898 shares held by KPCB XVI Founders Fund, LLC ("XVI Founders"), 2,362,303 shares held by Kleiner Perkins Caufield & Byers XIX, LLC ("KPCB XIX"), 22,179 shares held by Kleiner Perkins XIX Friends, LLC ("XIX Friends") and 52,150 shares held by KPCB XIX Founders Fund, LLC ("XIX Founders"). The managing member of KPCB XVI and XVI Founders is KPCB XVI Associates, LLC ("KPCB XVI Associates"). The managing member of KPCB XIX, XIX Friends and XIX Founders is KPCB XIX Associates, LLC ("KPCB XIX Associates"). F4 · balance_after: The Reporting Person is a managing member of KPCB XVI Associates, and together with the other managing members of KPCB XVI Associates, exercises shared voting and dispositive control over the shares held by KPCB XVI and XVI Founders. The managing members of KPCB XIX Associates, exercise shared voting and dispositive control over the shares held by KPCB XIX, XIX Friends and XIX Founders. The Reporting Person disclaims beneficial ownership of all shares held by KPCB XVI, XVI Founders, KPCB XIX, XIX Friends and XIX Founders except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 22:26 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | GrantCommon stock | 17,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021891 · wf-form4_168660880489496.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,895 F1 · shares: The securities are represented by restricted stock units. Each restricted stock unit represents the reporting person's right to receive one share of issuer's common stock. 100% of the restricted stock units vest on the earlier of (i) the one-year anniversary of the date the restricted stock units were granted and (ii) the day before the next annual meeting of stockholders, subject to the reporting person's continued service as of the vesting date. F2 · balance_after: Includes 17,895 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 16:05 UTC | Desktop Metal, Inc. DM · Entity 80930 | GrantRestricted Stock Units · Derivative | 64,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009505 · form4-06092023_040611.xml · derivative · entry 3 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,220 Underlying: Class A Common Stock · 64,220 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. F3 · derivative.exercise_date: The restricted stock units vest and settle on the earlier of (i) June 8, 2024 or (ii) the day immediately prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continued service to Issuer. The restricted stock units have no expiration date. F3 · derivative.expiration_date: The restricted stock units vest and settle on the earlier of (i) June 8, 2024 or (ii) the day immediately prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continued service to Issuer. The restricted stock units have no expiration date. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 16:05 UTC | Desktop Metal, Inc. DM · Entity 80930 | Exercise / conversionRestricted Stock Units · Derivative | 60,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009505 · form4-06092023_040611.xml · derivative · entry 2 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 60,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. F2 · derivative.exercise_date: The restricted stock units vested on June 7, 2023. The restricted stock units have no expiration date. F2 · derivative.expiration_date: The restricted stock units vested on June 7, 2023. The restricted stock units have no expiration date. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 16:05 UTC | Desktop Metal, Inc. DM · Entity 80930 | Exercise / conversionClass A Common Stock | 60,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-009505 · form4-06092023_040611.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. Read SEC document |
| May 03, 2023 Filed May 5, 2023 21:10 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 886,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001835160-23-000003 · wf-form4_168332101142548.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 962,222 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders. Read SEC document |
| May 02, 2023 Filed May 4, 2023 21:21 UTC | Movella Holdings Inc. MVLA · Entity 109903 | GrantCommon Stock | 71,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015832 · wf-form4_168323524835664.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,428 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · shares: This award was granted effective May 2, 2023 and vests over two years. 50% of the total number of shares subject to the award will vest on the earlier of (i) May 2, 2024 or (ii) the issuer's 2024 annual meeting of stockholders, and the remaining 50% will vest on the earlier of (i) the 12-month anniversary of the issuer's 2024 annual meeting of stockholders or (ii) the date of the issuer's 2025 annual meeting of stockholders. The award will also become 100% vested if a Change in Control (as defined in the Movella Holdings Inc. 2022 Stock Incentive Plan) occurs during Mr. Hsieh's service as a director. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:53 UTC | Movella Holdings Inc. MVLA · Entity 109903 | GrantCommon Stock | 5,189,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-004836 · doc4.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Kleiner Perkins Caufield & Byers XIII, LLC Disclosed balance after: 5,189,014 F1 · security: Wen H. Hsieh is a Managing Member of Kleiner Perkins Caufield & Byers XIII, LLC ("KPCB XIII"). Mr. Hsieh disclaims beneficial ownership of all shares held by KPCB XIII except to the extent of his pecuniary interest therein. F2 · price: Reflects securities acquired pursuant to the terms of the Business Combination Agreement, dated as of October 3, 2022 (the "Business Combination Agreement"), entered into by and among Pathfinder Acquisition Corporation (which subsequently changed its name to "Movella Holdings Inc.", the "Issuer"), Motion Merger Sub, Inc. and Movella Inc., pursuant to which the Issuer acquired Movella Inc. (the "Business Combination"). Pursuant to the terms of the Business Combination Agreement, each share of Movella Inc. common stock outstanding and each Movella Inc. option outstanding immediately prior to the closing of the Business Combination was entitled to receive 0.4887409556 shares of Issuer common stock or option, respectively. The Business Combination closed on February 10, 2023 (the "Closing Date"). Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 23:29 UTC | Amprius Technologies, Inc. AMPX · Entity 4742 | GrantStock Option (right to buy) · Derivative | 270,251 | Not disclosed Strike: $2.61 | Not disclosed |
DisclosureSEC source: 0000899243-22-031402 · doc4.xml · derivative · entry 2 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,251 Underlying: Common Stock · 270,251 shares Expires 2032-04-13 F3 · price: On September 14, 2022, the Issuer completed a business combination (the "Business Combination") pursuant to the Business Combination Agreement, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Amprius Technologies Operating, Inc. ("Legacy Amprius") At the effective time of the Business Combination (the "Effective Time"), each Legacy Amprius option was converted into an option to purchase a number of shares of Common Stock of the Issuer equal to the product (rounded down to the nearest whole number) of (i) the number of shares of Legacy Amprius common stock subject to the Legacy Amprius option immediately prior to the Effective Time multiplied by (ii) an exchange ratio of approximately 1.45590, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Legacy Amprius option immediately prior to the Effective Time divided by (B) the Exchange Ratio. F2 · derivative.exercise_date: 1/48 of the total number of shares issuable upon exercise of the option vested on February 1, 2022, and 1/48 of the total number of shares issuable upon exercise of the option vest monthly thereafter until fully vested on January 1, 2026. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 17:56 UTC | Desktop Metal, Inc. DM · Entity 80930 | GrantRestricted Stock Units · Derivative | 60,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006451 · form4-06102022_020611.xml · derivative · entry 3 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,085 Underlying: Class A Common Stock · 60,085 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. F3 · derivative.exercise_date: The restricted stock units vest and settle on the earlier of (i) June 9, 2023 or (ii) the day immediately prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continued service to Issuer. The restricted stock units have no expiration date. F3 · derivative.expiration_date: The restricted stock units vest and settle on the earlier of (i) June 9, 2023 or (ii) the day immediately prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continued service to Issuer. The restricted stock units have no expiration date. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 17:56 UTC | Desktop Metal, Inc. DM · Entity 80930 | Exercise / conversionRestricted Stock Units · Derivative | 15,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006451 · form4-06102022_020611.xml · derivative · entry 2 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,368 Underlying: Class A Common Stock · 15,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. F2 · derivative.exercise_date: The restricted stock units vested on June 8, 2022. The restricted stock units have no expiration date. F2 · derivative.expiration_date: The restricted stock units vested on June 8, 2022. The restricted stock units have no expiration date. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 17:56 UTC | Desktop Metal, Inc. DM · Entity 80930 | Exercise / conversionClass A Common Stock | 15,368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-006451 · form4-06102022_020611.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A Common Stock for each RSU. Read SEC document |
| May 10, 2022 Filed May 11, 2022 23:13 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 33,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001835160-22-000002 · wf-form4_165231075808513.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,428 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, will vest at the earlier of one year from the date of grant or the date of the next annual meeting of stockholders. Read SEC document |
| September 14, 2021 Filed Sep 17, 2021 01:32 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 42,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008698 · form4.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,322 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, 42,322 of such RSUs vest as follows: 1/3 will vest on each of September 14, 2022, September 14, 2023 and September 14, 2024. Read SEC document |
| September 14, 2021 Filed Sep 18, 2021 00:58 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 42,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008756 · form4a.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,322 F1 · shares: Represents RSUs that, subject to the Reporting Person's continued service to the Issuer, 42,322 of such RSUs vest as follows: 1/3 will vest on each of September 14, 2022, September 14, 2023 and September 14, 2024. Read SEC document |
| July 27, 2021 Filed Jul 29, 2021 17:20 UTC | Desktop Metal, Inc. DM · Entity 80930 | GrantRestricted Stock Units · Derivative | 15,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-097694 · tm2123512-2_4seq1.xml · derivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,368 Underlying: Class A Common Stock · 15,368 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest and settle on the earlier of (i) July 27, 2022 or (ii) the day immediately prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continued service to Issuer. The restricted stock units have no expiration date. F2 · derivative.expiration_date: The restricted stock units vest and settle on the earlier of (i) July 27, 2022 or (ii) the day immediately prior to the date of the Issuer's next annual stockholder meeting, subject to the Reporting Person's continued service to Issuer. The restricted stock units have no expiration date. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 20:01 UTC | Desktop Metal, Inc. DM · Entity 80930 | SaleClass A Common Stock | 100,000 | $12.12 | $1,211,570.00 |
DisclosureSEC source: 0001104659-21-082149 · tm2119915-1_4seq1.xml · nonDerivative · entry 2 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by KPCB Holdings, Inc., as nominee Disclosed balance after: 17,631,665 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.93 to $12.55. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the accounts of such entities. Consists of 16,909,580 shares held by Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI"), 586,570 shares held by KPCB XVI Founders Fund, LLC ("XVI Founders"), 131,219 shares held by Kleiner Perkins Caufield & Byers XVII, LLC ("KPCB XVII"), and 4,296 shares held by KPCB XVII Founders Fund, LLC ("XVII Founders"). The managing member of KPCB XVI and XVI Founders is KPCB XVI Associates, LLC ("KPCB XVI Associates"). The Reporting Person is a managing member of KPCB XVI Associates, together with Beth Seidenberg, L. John Doerr, Randy Komisar and Theodore E. Schlein, and exercises shared voting and dispositive control over the shares held by KPCB XVI and XVI Founders. The managing member of KPCB XVII and XVII Founders is KPCB XVII Associates, LLC ("KPCB XVII Associates"). F3 · ownership.nature: The Reporting Person is a managing member of KPCB XVII Associates, together with Beth Seidenberg, Ilya Fushman, Mamoon Hamid and Theodore E. Schlein, and exercises shared voting and dispositive control over the shares held by KPCB XVII and XVII Founders. The Reporting Person disclaims beneficial ownership of all shares held by KPCB XVI, XVI Founders, KPCB XVII and XVII Founders except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:01 UTC | Desktop Metal, Inc. DM · Entity 80930 | SaleClass A Common Stock | 125,000 | $12.60 | $1,575,237.50 |
DisclosureSEC source: 0001104659-21-082149 · tm2119915-1_4seq1.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by KPCB Holdings, Inc., as nominee Disclosed balance after: 17,731,665 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.48 to $12.83. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the accounts of such entities. Consists of 16,909,580 shares held by Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI"), 586,570 shares held by KPCB XVI Founders Fund, LLC ("XVI Founders"), 131,219 shares held by Kleiner Perkins Caufield & Byers XVII, LLC ("KPCB XVII"), and 4,296 shares held by KPCB XVII Founders Fund, LLC ("XVII Founders"). The managing member of KPCB XVI and XVI Founders is KPCB XVI Associates, LLC ("KPCB XVI Associates"). The Reporting Person is a managing member of KPCB XVI Associates, together with Beth Seidenberg, L. John Doerr, Randy Komisar and Theodore E. Schlein, and exercises shared voting and dispositive control over the shares held by KPCB XVI and XVI Founders. The managing member of KPCB XVII and XVII Founders is KPCB XVII Associates, LLC ("KPCB XVII Associates"). F3 · ownership.nature: The Reporting Person is a managing member of KPCB XVII Associates, together with Beth Seidenberg, Ilya Fushman, Mamoon Hamid and Theodore E. Schlein, and exercises shared voting and dispositive control over the shares held by KPCB XVII and XVII Founders. The Reporting Person disclaims beneficial ownership of all shares held by KPCB XVI, XVI Founders, KPCB XVII and XVII Founders except to the extent of his pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:17 UTC | Desktop Metal, Inc. DM · Entity 80930 | GrantClass A Common Stock | 17,856,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-134941 · tm2038231-10_4seq1.xml · nonDerivative · entry 1 HSIEH Wen Hsuan · CIK 0001835160 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by KPCB Holdings, Inc., as nominee Disclosed balance after: 17,856,665 F1 · price: Pursuant to the business combination of Trine Acquisition Corp. and Desktop Metal, Inc. ("Old Desktop"), each share of Old Desktop outstanding common and preferred stock were automatically converted into the right to receive shares of the Issuer's Class A Common Stock based on a 1-to-1.221218442 conversion ratio. F2 · ownership.nature: All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the accounts of such entities. Consists of 17,134,580 shares held by Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI"), 586,570 shares held by KPCB XVI Founders Fund, LLC ("XVI Founders"), 131,219 shares held by Kleiner Perkins Caufield & Byers XVII, LLC ("KPCB XVII"), and 4,296 shares held by KPCB XVII Founders Fund, LLC ("XVII Founders"). The managing member of KPCB XVI and XVI Founders is KPCB XVI Associates, LLC ("KPCB XVI Associates"). The Reporting Person is a managing member of KPCB XVI Associates, together with Beth Seidenberg, L. John Doerr, Randy Komisar and Theodore E. Schlein, and exercises shared voting and dispositive control over the shares held by KPCB XVI and XVI Founders. F3 · ownership.nature: The managing member of KPCB XVII and XVII Founders is KPCB XVII Associates, LLC ("KPCB XVII Associates"). The Reporting Person is a managing member of KPCB XVII Associates, together with Beth Seidenberg, Ilya Fushman, Mamoon Hamid and Theodore E. Schlein, and exercises shared voting and dispositive control over the shares held by KPCB XVII and XVII Founders. The Reporting Person disclaims beneficial ownership of all shares held by KPCB XVI, XVI Founders, KPCB XVII and XVII Founders except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.